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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DR

Dominic Rodriguez Donohue

New York·CRD #7997529
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
DR

Dominic Ross

Texas·CRD #7540852
Dual-registered

Dual-registered at ALPHA WEALTH FUNDS, LLC

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Hourly / Performance-based / Subscription / Other
Minimum
$500k
View profile
DR

Dominic Russo

Illinois·CRD #5204522
Dual-registered

Dual-registered at GALLAGHER FIDUCIARY ADVISORS, LLC

Experience
19 yrs
States
2
Exams
8
Since
2007
Est. fee
AUM / Hourly / Flat Fee
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DS

Dominic Sands

California·CRD #6970197
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
6 yrs
States
1
Exams
3
Since
2020
Est. fee
AUM / Hourly / Flat Fee / Other
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DS

Dominic Shih Yuan Phuah

Massachusetts·CRD #7292773
IA Rep

Investment Adviser Rep at MCADAM LLC

Experience
6 yrs
States
2
Exams
1
Since
2020
Est. fee
AUM / Flat Fee
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DS

Dominic Stephen Mirretti

Illinois·CRD #4628745
Dual-registered

Dual-registered at MIRRETTI PERRYMAN WEALTH STRATEGIES, LLC

Experience
23 yrs
States
2
Exams
5
Since
2003
Est. fee
AUM / Hourly / Flat Fee
View profile
DT

Dominic T Lopez

Illinois·CRD #5795377
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
2
Exams
3
Since
2014
Est. fee
AUM / Commission / Flat Fee
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DV

Dominic Victor Olvera

Oregon·CRD #5049589
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
16 yrs
States
1
Exams
5
Since
2010
Est. fee
AUM / Other
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DW

Dominic William Ruggerio Jr

Alabama·CRD #6692760
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
10 yrs
States
3
Exams
4
Since
2016
Est. fee
AUM / Other
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DW

Dominic Wrighten

Arizona·CRD #8177790
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
DJ

Dominika Jagoda Lawecki

Connecticut·CRD #5908859
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
9 yrs
States
2
Exams
3
Since
2017
Est. fee
AUM / Flat Fee
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DA

Dominik Andrew Kudzma

Florida·CRD #6951636
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
5 yrs
States
4
Exams
3
Since
2021
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DE

Dominik Elmasian

California·CRD #6676006
Dual-registered

Dual-registered at LIDO

Experience
9 yrs
States
4
Exams
3
Since
2017
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
DA

Dominique A Dupont

New Mexico·CRD #7530232
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
DA

Dominique Alvin Ware

California·CRD #7230823
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
DA

Dominique Antwain Green

California·CRD #6275421
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
4
Exams
3
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
DA

Dominique Ayana Hopkins

District Of Columbia·CRD #5189901
Dual-registered

Dual-registered at NAVY FEDERAL INVESTMENT SERVICES, LLC

Experience
15 yrs
States
3
Exams
8
Since
2011
Est. fee
AUM
Minimum
$50k
View profile
DC

Dominique Cruthirds West

Alabama·CRD #2672418
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
30 yrs
States
2
Exams
7
Since
1996
Est. fee
AUM / Commission / Flat Fee
View profile
DD

Dominique Davis

Texas·CRD #8036281
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
DM

Dominique Marshee Peterson

Maryland·CRD #6107081
Dual-registered

Dual-registered at THE BALDWIN GROUP WEALTH ADVISORS, LLC

Experience
9 yrs
States
1
Exams
6
Since
2017
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DM

Dominique M Latterelle-Paskach

Minnesota·CRD #7460719
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
DM

Dominique M Meyer

Louisiana·CRD #5110623
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
2
Exams
3
Since
2006
Est. fee
AUM / Commission / Flat Fee
View profile
DN

Dominique Nicole Dangelo

California·CRD #7637794
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
1
Exams
4
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

Dom John Rodriguez

New York·CRD #7181102
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
7 yrs
States
1
Exams
5
Since
2019
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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