AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DJ

Donald James Phillips

Minnesota·CRD #1194732
Dual-registered

Dual-registered at GREATER MIDWEST FINANCIAL GROUP, LLC

Experience
43 yrs
States
1
Exams
6
Since
1983
Est. fee
AUM / Flat Fee
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DJ

Donald James Ross

New Jersey·CRD #1414717
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
40 yrs
States
2
Exams
5
Since
1986
Est. fee
AUM / Commission / Flat Fee
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DJ

Donald James Storer

New York·CRD #1188343
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
25 yrs
States
1
Exams
3
Since
2001
Est. fee
AUM / Hourly / Flat Fee
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DJ

Donald James Sundt

Minnesota·CRD #2292776
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
27 yrs
States
2
Exams
5
Since
1999
Fee
AUM / Other
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DJ

Donald James Traugott

California·CRD #2498058
Dual-registered

Dual-registered at BROOKSTONE CAPITAL MANAGEMENT LLC

Experience
22 yrs
States
3
Exams
4
Since
2004
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
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DJ

Donald James Travo

California·CRD #7148884
IA Rep

Investment Adviser Rep at DESTINATION WEALTH MANAGEMENT

Experience
4 yrs
States
1
Exams
2
Since
2022
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
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DJ

Donald Jay Metter

Illinois·CRD #2318803
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
33 yrs
States
2
Exams
5
Since
1993
Est. fee
AUM / Flat Fee
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DJ

Donald J. Cregg Jr.

Connecticut·CRD #2539299
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
1
Exams
5
Since
2001
Est. fee
AUM / Commission / Flat Fee
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DJ

Donald Jeffrey Buckley

New York·CRD #5220016
Dual-registered

Dual-registered at THE AMERIFLEX GROUP

Experience
18 yrs
States
1
Exams
10
Since
2008
Est. fee
AUM / Hourly / Flat Fee
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DJ

Donald J Hannan

Connecticut·CRD #6365459
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
2
Exams
3
Since
2015
Est. fee
AUM / Commission / Flat Fee
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DJ

Donald Joe Florence

Indiana·CRD #5593846
IA Rep

Investment Adviser Rep at QUARTZ PARTNERS INVESTMENT MANAGEMENT

Experience
9 yrs
States
1
Exams
1
Since
2017
Est. fee
AUM / Flat Fee
Minimum
$10k
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DJ

Donald John Baron

South Dakota·CRD #6924618
Dual-registered

Dual-registered at TRANSAMERICA RETIREMENT ADVISORS, LLC

Experience
8 yrs
States
1
Exams
3
Since
2018
Est. fee
AUM / Flat Fee
Minimum
$2.0M
View profile
DJ

Donald John Bellefy

Minnesota·CRD #3096773
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
27 yrs
States
2
Exams
6
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DJ

Donald John Carcieri Jr

Rhode Island·CRD #6432765
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
2
Exams
3
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

Donald John Hertling

New Jersey·CRD #2859212
Dual-registered

Dual-registered at BEACON POINTE ADVISORS, LLC

Experience
23 yrs
States
2
Exams
4
Since
2003
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
DJ

Donald John Kendrick

West Virginia·CRD #2277793
Dual-registered

Dual-registered at STEELOAKS INVESTMENT ADVISERS, INC.

Experience
29 yrs
States
1
Exams
2
Since
1997
Fee
AUM / Flat Fee
View profile
DJ

Donald John Pisaro

New York·CRD #1702971
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
39 yrs
States
1
Exams
3
Since
1987
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DJ

Donald Jon Verhaalen

Texas·CRD #2311607
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
33 yrs
States
2
Exams
4
Since
1993
Fee
AUM / Other
View profile
DJ

Donald Joseph Bonvisuto

Connecticut·CRD #2673350
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
26 yrs
States
1
Exams
6
Since
2000
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DJ

Donald Joseph Hingtgen

South Carolina·CRD #7100052
IA Rep

Investment Adviser Rep at DIVIDEND ASSETS CAPITAL, LLC

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM
Minimum
$500k
View profile
DJ

Donald Joseph Link

New Hampshire·CRD #4158860
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
26 yrs
States
3
Exams
6
Since
2000
Fee
AUM / Hourly / Flat Fee
View profile
DJ

Donald Joseph Marino

Nevada·CRD #8158482
IA Rep

Investment Adviser Rep at ENCOMPASS MORE ASSET MANAGEMENT LLC

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Hourly / Flat Fee / Subscription
View profile
DJ

Donald Joseph Moulton

Idaho·CRD #4382397
Dual-registered

Dual-registered at MOULTON WEALTH MANAGEMENT, INC

Experience
25 yrs
States
3
Exams
3
Since
2001
Est. fee
AUM
Minimum
$350k
View profile
DJ

Donald Joseph Porterfield

Kansas·CRD #1700761
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
34 yrs
States
3
Exams
5
Since
1992
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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