AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DR

Douglas Robert Gundermann

California·CRD #4641590
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
1
Exams
4
Since
2003
Est. fee
AUM / Commission / Flat Fee
View profile
DR

Douglas Ronald Moe

Texas·CRD #4209174
Dual-registered

Dual-registered at TEAMWORK FINANCIAL ADVISORS, LLC

Experience
19 yrs
States
1
Exams
4
Since
2007
Est. fee
AUM / Flat Fee
View profile
DR

Douglas Rowland Hopkins

Pennsylvania·CRD #1141217
Dual-registered

Dual-registered at GIBRALTAR WEALTH MANAGEMENT, LLC

Experience
43 yrs
States
2
Exams
6
Since
1983
Est. fee
AUM / Hourly / Flat Fee / Performance-based
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DR

Douglas Rowland Menorca

District Of Columbia·CRD #5565880
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
11 yrs
States
2
Exams
2
Since
2015
Est. fee
AUM / Hourly / Flat Fee
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DR

Douglas Roy Buehler

North Dakota·CRD #2969974
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
28 yrs
States
1
Exams
6
Since
1998
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DR

Douglas Royce

N/A·CRD #1289114
Dual-registered

Dual-registered at SUMMIT FINANCIAL, LLC

Experience
23 yrs
Exams
4
Since
2003
Est. fee
AUM / Flat Fee
Minimum
$100k
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DR

Douglas Roy Thornton

North Carolina·CRD #4043360
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
27 yrs
States
2
Exams
5
Since
1999
Est. fee
AUM / Hourly / Flat Fee
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DR

Douglas R Quint

Texas·CRD #4895593
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
1
Exams
6
Since
2007
Est. fee
AUM / Commission / Flat Fee
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DR

Douglas Russell Everett

North Carolina·CRD #2458184
IA Rep

Investment Adviser Rep at INTEGRITY ADVISORY SOLUTIONS

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
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DR

Douglas R Villing

California·CRD #2999033
Dual-registered

Dual-registered at J.P. KING ADVISORS, INC.

Experience
28 yrs
States
1
Exams
5
Since
1998
Fee
AUM / Flat Fee
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DR

Douglas R Wahl

Ohio·CRD #4276071
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
3
Exams
4
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
DR

Douglas Ryan Magers

Ohio·CRD #4012522
Dual-registered

Dual-registered at FOURTH DIMENSION WEALTH, LLC

Experience
25 yrs
States
2
Exams
4
Since
2001
Est. fee
AUM / Hourly / Flat Fee
View profile
DS

Douglas Samuel Sinetar

New York·CRD #2656375
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
30 yrs
States
1
Exams
4
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DS

Douglas Scott Bierman

Texas·CRD #2732570
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
30 yrs
States
2
Exams
5
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DS

Douglas Scott Finley

Pennsylvania·CRD #6606742
Dual-registered

Dual-registered at HUNTER ASSOCIATES LLC

Experience
10 yrs
States
1
Exams
3
Since
2016
Est. fee
AUM / Flat Fee
Minimum
$100k
View profile
DS

Douglas Scott McDuffie

Georgia·CRD #4512775
Dual-registered

Dual-registered at BUCKHEAD CAPITAL MANAGEMENT, LLC

Experience
24 yrs
States
1
Exams
5
Since
2002
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$1.0M
View profile
DS

Douglas Scott McPherson

California·CRD #1935338
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
37 yrs
States
2
Exams
8
Since
1989
Est. fee
AUM / Commission / Flat Fee
View profile
DS

Douglas Scott Wall

Texas·CRD #2083670
Dual-registered

Dual-registered at 1836 ASSET MANAGEMENT, LLC

Experience
36 yrs
States
1
Exams
4
Since
1990
Est. fee
AUM / Flat Fee
Minimum
$500k
View profile
DS

Douglas Shaw

Texas·CRD #6836993
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
DS

Douglas Shepard Smith

Michigan·CRD #6143046
IA Rep

Investment Adviser Rep at TRANSAMERICA RETIREMENT ADVISORS, LLC

Experience
13 yrs
States
1
Exams
4
Since
2013
Est. fee
AUM / Flat Fee
Minimum
$2.0M
View profile
DS

Douglas Sherman Berkun

New York·CRD #1067780
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
42 yrs
States
3
Exams
3
Since
1984
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DS

Douglas Sheroff

New Jersey·CRD #6335051
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
3
Exams
3
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

Douglass Joseph Burgdorf

California·CRD #3194116
Dual-registered

Dual-registered at KCD FINANCIAL, INC.

Experience
27 yrs
States
9
Exams
5
Since
1999
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$25k
View profile
DS

Douglas Stephan King

Arizona·CRD #1375683
Dual-registered

Dual-registered at OAKWOOD CAPITAL, INC.

Experience
40 yrs
States
17
Exams
11
Since
1986
Fee
AUM / Hourly / Flat Fee / Other
Minimum
$25k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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