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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DP

Douglas Patrick Gocke

California·CRD #8193859
IA Rep

Investment Adviser Rep at MARINER WEALTH

Experience
1 yrs
States
2
Exams
1
Since
2025
Fee
Other
View profile
DP

Douglas Paul Goebel

Oregon·CRD #2215228
Dual-registered

Dual-registered at QUEST INVESTMENT MANAGEMENT, LLC

Experience
33 yrs
States
1
Exams
2
Since
1993
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$1.0M
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DP

Douglas Paul Johnson

Florida·CRD #5810044
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
3
Exams
7
Since
2010
Est. fee
AUM / Commission / Flat Fee
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DP

Douglas Paul Johnson

California·CRD #7210696
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
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DP

Douglas Paul Kinsey

Ohio·CRD #1223159
Dual-registered

Dual-registered at SOLTIS INVESTMENT ADVISORS, LLC

Experience
23 yrs
States
1
Exams
5
Since
2003
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$750k
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DP

Douglas Paul Kintzinger

Oregon·CRD #5852413
IA Rep

Investment Adviser Rep at PINNACLE WEALTH ADVISORS

Experience
15 yrs
States
1
Exams
1
Since
2011
Fee
AUM / Hourly / Flat Fee
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DP

Douglas Paul Muenzenmay

Mississippi·CRD #2115817
Dual-registered

Dual-registered at WAVERLY ADVISORS, LLC

Experience
21 yrs
States
1
Exams
3
Since
2005
Fee
AUM / Hourly / Flat Fee / Performance-based
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DP

Douglas Paul Olson

Minnesota·CRD #4251727
Dual-registered

Dual-registered at FOCUS FINANCIAL

Experience
26 yrs
States
1
Exams
3
Since
2000
Fee
AUM / Hourly / Flat Fee / Other
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DP

Douglas P Geron

South Carolina·CRD #5550583
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
14 yrs
States
1
Exams
5
Since
2012
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DP

Douglas Philip Osber

Connecticut·CRD #1059483
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
44 yrs
States
3
Exams
10
Since
1982
Est. fee
AUM / Commission / Flat Fee
View profile
DP

Douglas P Nurenberg

Indiana·CRD #7374632
IA Rep

Investment Adviser Rep at KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

Experience
5 yrs
States
2
Exams
1
Since
2021
Fee
AUM
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DP

Douglas Poetzsch

California·CRD #6078366
Dual-registered

Dual-registered at IEQ CAPITAL, LLC

Experience
13 yrs
States
6
Exams
8
Since
2013
Est. fee
AUM / Flat Fee
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DR

Douglas Randal Williams

Texas·CRD #3156120
Dual-registered

Dual-registered at RETIREMENT PLANNERS OF AMERICA

Experience
19 yrs
States
1
Exams
6
Since
2007
Fee
AUM
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DR

Douglas Ray Claycomb

Nebraska·CRD #4751115
Dual-registered

Dual-registered at PLAN GROUP FINANCIAL, INC.

Experience
21 yrs
States
3
Exams
3
Since
2005
Est. fee
AUM / Flat Fee
View profile
DR

Douglas Ray Haynes

California·CRD #2416510
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
2
Exams
4
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile
DR

Douglas Raymond Maclardy

Washington·CRD #1298057
Dual-registered

Dual-registered at CONCURRENT INVESTMENT ADVISORS, LLC

Experience
39 yrs
States
1
Exams
5
Since
1987
Est. fee
AUM / Hourly / Flat Fee
View profile
DR

Douglas Ray Thach

N/A·CRD #2897344
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
Exams
4
Est. fee
AUM / Commission / Flat Fee
View profile
DR

Douglas Ray Tucker Jr

Alabama·CRD #1428708
Dual-registered

Dual-registered at TUCKER FINANCIAL GROUP

Experience
40 yrs
States
2
Exams
6
Since
1986
Est. fee
AUM / Flat Fee
View profile
DR

Douglas Reade Terry

Colorado·CRD #5841670
IA Rep

Investment Adviser Rep at ALHAMBRA INVESTMENT MANAGEMENT LLC

Experience
15 yrs
States
2
Exams
1
Since
2011
Est. fee
AUM / Flat Fee
Minimum
$250k
View profile
DR

Douglas Reed Bean

Texas·CRD #4541916
Dual-registered

Dual-registered at PRIVATE ADVISORY

Experience
24 yrs
States
3
Exams
2
Since
2002
Fee
AUM / Performance-based
Minimum
$500k
View profile
DR

Douglas Reed Mitchell

Texas·CRD #5917274
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
15 yrs
States
1
Exams
5
Since
2011
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DR

Douglas Reese Way

District Of Columbia·CRD #6090691
Dual-registered

Dual-registered at INDEPENDENT ADVISOR ALLIANCE, LLC

Experience
11 yrs
States
7
Exams
3
Since
2015
Est. fee
AUM / Hourly / Flat Fee
View profile
DR

Douglas Rene Labossiere

Florida·CRD #1396256
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
41 yrs
States
3
Exams
5
Since
1985
Est. fee
AUM / Flat Fee
View profile
DR

Douglas Robert Famous

Arizona·CRD #5869944
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
15 yrs
States
3
Exams
5
Since
2011
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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