AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
EP

Elaine Polemenakos

Texas·CRD #6051654
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
1
Exams
3
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
ES

Elaine Shin Kwei

California·CRD #5109945
Dual-registered

Dual-registered at GKV CAPITAL MANAGEMENT CO INC

Experience
15 yrs
States
1
Exams
6
Since
2011
Est. fee
AUM / Flat Fee
Minimum
$500k
View profile
ES

Elaine Simons Hutchison

Texas·CRD #4463182
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
2
Exams
4
Since
2002
Est. fee
AUM / Commission / Flat Fee
View profile
ET

Elaine Thompson-Perez

New York·CRD #1870716
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
2
Exams
6
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
EW

Elaine W Uttaro

Connecticut·CRD #1694899
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
39 yrs
States
2
Exams
5
Since
1987
Est. fee
AUM / Commission / Flat Fee
View profile
EY

Elaine Yefun Lee

California·CRD #4626289
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
21 yrs
States
1
Exams
4
Since
2005
Fee
AUM / Other
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EA

Elama Ali

Pennsylvania·CRD #7757337
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
ER

Elamparithi Rajaguru

Illinois·CRD #6399655
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
2
Exams
3
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
EA

Elana Alexandria Brutman

California·CRD #4923217
Dual-registered

Dual-registered at 1919 INVESTMENT COUNSEL, LLC

Experience
7 yrs
States
1
Exams
4
Since
2019
Est. fee
AUM / Flat Fee / Other
Minimum
$2.0M
View profile
EK

Elana Kaye Muehleip

Michigan·CRD #4695476
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
23 yrs
States
1
Exams
3
Since
2003
Est. fee
AUM / Hourly / Flat Fee
View profile
EY

Elana Y Ginsburg

California·CRD #5602016
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
2
Exams
4
Since
2009
Est. fee
AUM / Commission / Flat Fee
View profile
ES

Elan Solomon

California·CRD #7974016
IA Rep

Investment Adviser Rep at ONE CAPITAL MANAGEMENT, LLC

Experience
2 yrs
States
1
Exams
1
Since
2024
Est. fee
AUM / Hourly / Flat Fee / Subscription
Minimum
$500k
View profile
EL

E Lawrence Tyree Smith

Texas·CRD #5559818
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
18 yrs
States
1
Exams
5
Since
2008
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EH

Elayne Hayes Pisarik

Florida·CRD #2472480
Dual-registered

Dual-registered at FIRSTRUST

Experience
25 yrs
States
1
Exams
3
Since
2001
Est. fee
AUM / Flat Fee
View profile
EH

Elbert Huang Liu

California·CRD #7576882
IA Rep

Investment Adviser Rep at LIDO

Experience
4 yrs
States
1
Exams
1
Since
2022
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
EL

Elbert Lee Bledsoe

Florida·CRD #1395675
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
41 yrs
States
2
Exams
5
Since
1985
Est. fee
AUM / Commission / Flat Fee
View profile
EG

Elbridge Gerry Wilkinson III

Arizona·CRD #1614106
Dual-registered

Dual-registered at WILKINSON WEALTH MANAGEMENT, LLC

Experience
20 yrs
States
2
Exams
4
Since
2006
Fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
EH

Eldin Hadziabdic

Florida·CRD #6682221
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
2
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
EM

Eldon Michael McCabe

Indiana·CRD #7046434
IA Rep

Investment Adviser Rep at HURLOW WEALTH MANAGEMENT GROUP, INC.

Experience
3 yrs
States
1
Exams
1
Since
2023
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile
EF

Eldridge Fuller Gray

California·CRD #1343418
Dual-registered

Dual-registered at SEVEN POST INVESTMENT OFFICE LP

Experience
15 yrs
States
1
Exams
5
Since
2011
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50.0M
View profile
ET

Eldridge Thomas Hawkins

New Jersey·CRD #7264259
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Hourly / Flat Fee
View profile
EP

Eleana Pino

Florida·CRD #7774619
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
EA

Eleanor Ann Hall

California·CRD #7690650
IA Rep

Investment Adviser Rep at ONE WEALTH ADVISORS, LLC

Experience
3 yrs
States
1
Exams
1
Since
2023
Est. fee
AUM / Flat Fee
View profile
EC

Eleanor Cecilia Schnell

Florida·CRD #2578612
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
31 yrs
States
2
Exams
4
Since
1995
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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