AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
EB

Elisabeth Brooke Hawley

Texas·CRD #4568021
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
22 yrs
States
2
Exams
3
Since
2004
Est. fee
AUM / Flat Fee
View profile
EC

Elisabeth Christina Anne Herold - Rogers

District Of Columbia·CRD #6121065
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Flat Fee
View profile
EH

Elisabeth Hickox

Massachusetts·CRD #1542335
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
22 yrs
States
3
Exams
5
Since
2004
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EJ

Elisabeth J Lee

California·CRD #7932356
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
EL

Elisabeth L Ervin

Tennessee·CRD #1346833
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
6 yrs
States
2
Exams
4
Since
2020
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EL

Elisabeth Lynn Boaz

California·CRD #4034410
Dual-registered

Dual-registered at ALLWORTH FINANCIAL, L.P.

Experience
9 yrs
States
1
Exams
4
Since
2017
Fee
AUM / Flat Fee / Performance-based
View profile
EM

Elisabeth Marie Collins

Indiana·CRD #6209412
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
12 yrs
States
2
Exams
7
Since
2014
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EM

Elisabeth Marie Mesquit

California·CRD #2258483
Dual-registered

Dual-registered at SOARING INVESTMENT MANAGEMENT, LLC

Experience
11 yrs
States
4
Exams
2
Since
2015
Est. fee
AUM / Hourly
View profile
EM

Elisabeth M Mays

California·CRD #1265976
Dual-registered

Dual-registered at THE AMERIFLEX GROUP

Experience
27 yrs
States
1
Exams
12
Since
1999
Est. fee
AUM / Hourly / Flat Fee
View profile
EM

Elisabeth M Porrey

Colorado·CRD #7967838
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
ED

Elisa De Jesus

Connecticut·CRD #5621939
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
4
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
ED

Elisa D Ramos

Michigan·CRD #6635052
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
7 yrs
States
1
Exams
3
Since
2019
Est. fee
AUM / Hourly / Flat Fee
View profile
EI

Elisa Isabella Maria Rastelli

Florida·CRD #7668064
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
EM

Elisa Maria Francis

Connecticut·CRD #2740981
Dual-registered

Dual-registered at SYMMETRY PARTNERS

Experience
29 yrs
States
1
Exams
6
Since
1997
Est. fee
AUM / Other
Minimum
$5k
View profile
EM

Elisa Marie Steingruebner

California·CRD #6764465
Dual-registered

Dual-registered at A.G.P / ALLIANCE GLOBAL PARTNERS

Experience
5 yrs
States
1
Exams
3
Since
2021
Est. fee
AUM / Hourly / Other
Minimum
$10k
View profile
EM

Elisa Murray McLawhorn

North Carolina·CRD #2466290
IA Rep

Investment Adviser Rep at FIRST HEARTLAND CONSULTANTS, INC.

Experience
32 yrs
States
1
Exams
4
Since
1994
Est. fee
AUM / Hourly / Flat Fee
View profile
ES

Eli San Emeterio Morales

Connecticut·CRD #4838292
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
22 yrs
States
2
Exams
10
Since
2004
Est. fee
AUM / Commission / Flat Fee
View profile
ER

Elisa Rhodes

Connecticut·CRD #6250898
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
3
Exams
5
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
ES

Elisa Selene Gomez

California·CRD #6771374
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
5
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
EK

Elisaveta Krasimirova Terzieva

Florida·CRD #6199534
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
2
Exams
3
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
EJ

Elise-Ariana J Helmke Anderson

Colorado·CRD #6185544
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
2
Exams
3
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
EA

Elise Ashburn Mueller

Georgia·CRD #7323385
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
EB

Elise Bernadette Murray

Illinois·CRD #4278115
Dual-registered

Dual-registered at WILLIAM BLAIR & COMPANY L.L.C.

Experience
25 yrs
States
1
Exams
4
Since
2001
Est. fee
AUM / Flat Fee
View profile
ET

Elisebeth Tomoko Driscoll

District Of Columbia·CRD #2931684
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
2
Exams
6
Since
1997
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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