AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
EA

Elizabeth Ann Goeltz

California·CRD #4922841
Dual-registered

Dual-registered at CENTAURUS FINANCIAL, INC.

Experience
21 yrs
States
9
Exams
4
Since
2005
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
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EA

Elizabeth Ann Goldthwaite

Ohio·CRD #1132262
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
43 yrs
States
1
Exams
4
Since
1983
Est. fee
AUM / Commission / Flat Fee
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EA

Elizabeth Ann Hoffman

New York·CRD #8030484
Dual-registered

Dual-registered at ESI FINANCIAL ADVISORS

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
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EA

Elizabeth Ann Jacovino

Connecticut·CRD #2961358
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
28 yrs
States
2
Exams
4
Since
1998
Est. fee
AUM / Flat Fee
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EA

Elizabeth Ann Janicek

California·CRD #714063
Dual-registered

Dual-registered at NORTHLAND ASSET MANAGEMENT

Experience
46 yrs
States
9
Exams
5
Since
1980
Est. fee
AUM / Hourly / Flat Fee / Other
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EA

Elizabeth Ann Juson

California·CRD #3268701
Dual-registered

Dual-registered at 1919 INVESTMENT COUNSEL, LLC

Experience
21 yrs
States
1
Exams
3
Since
2005
Est. fee
AUM / Flat Fee / Other
Minimum
$2.0M
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EA

Elizabeth Ann King

Virginia·CRD #4674939
Dual-registered

Dual-registered at SENECA HOUSE ADVISORS

Experience
22 yrs
States
1
Exams
3
Since
2004
Est. fee
AUM / Hourly / Flat Fee / Performance-based / Other
Minimum
$500k
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EA

Elizabeth Ann Krisko

Maryland·CRD #2552614
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
2
Exams
7
Since
1994
Est. fee
AUM / Commission / Flat Fee
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EA

Elizabeth Ann Lachanski

North Carolina·CRD #1754706
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
36 yrs
States
3
Exams
5
Since
1990
Est. fee
AUM / Commission / Flat Fee
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EA

Elizabeth Ann Larson

Minnesota·CRD #2926743
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
18 yrs
States
2
Exams
4
Since
2008
Est. fee
AUM / Flat Fee
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EA

Elizabeth Ann Longo

Illinois·CRD #6331291
Dual-registered

Dual-registered at NORTHERN TRUST INVESTMENTS, INCORPORATED

Experience
10 yrs
States
1
Exams
3
Since
2016
Est. fee
AUM / Flat Fee / Performance-based / Other
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EA

Elizabeth Ann Mahoney

Arizona·CRD #4696139
Dual-registered

Dual-registered at STRATOS WEALTH PARTNERS, LTD

Experience
23 yrs
States
3
Exams
3
Since
2003
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
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EA

Elizabeth Ann Mikkelson

California·CRD #2777990
IA Rep

Investment Adviser Rep at WEALTHSPIRE RETIREMENT ADVISORY

Experience
15 yrs
States
1
Exams
4
Since
2011
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
EA

Elizabeth Ann Miller

California·CRD #6608980
IA Rep

Investment Adviser Rep at HIGHTOWER ADVISORS, LLC

Experience
9 yrs
States
1
Exams
1
Since
2017
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
EA

Elizabeth Ann Murphy-Jinich

California·CRD #1782913
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
38 yrs
States
2
Exams
3
Since
1988
Est. fee
AUM / Commission / Flat Fee
View profile
EA

Elizabeth Ann Murrell

California·CRD #2863424
Dual-registered

Dual-registered at IEQ CAPITAL, LLC

Experience
25 yrs
States
2
Exams
3
Since
2001
Est. fee
AUM / Flat Fee
View profile
EA

Elizabeth Ann Nicolaysen

Arizona·CRD #2882340
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
29 yrs
States
2
Exams
8
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EA

Elizabeth Ann Plotkin

Wisconsin·CRD #5240084
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
19 yrs
States
1
Exams
6
Since
2007
Fee
AUM / Hourly / Flat Fee
View profile
EA

Elizabeth Ann Reed-Hoole

District Of Columbia·CRD #1125740
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
43 yrs
States
3
Exams
4
Since
1983
Fee
AUM / Hourly / Flat Fee
View profile
EA

Elizabeth Ann Rodriguez

Maryland·CRD #8052277
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EA

Elizabeth Ann Saghi

California·CRD #707605
Dual-registered

Dual-registered at AVALAN, LLC

Experience
10 yrs
States
1
Exams
7
Since
2016
Fee
AUM / Hourly / Flat Fee
View profile
EA

Elizabeth Ann Sowle

Washington·CRD #4328630
Dual-registered

Dual-registered at MARSJEWETT FINANCIAL GROUP

Experience
25 yrs
States
1
Exams
3
Since
2001
Est. fee
AUM / Flat Fee
View profile
EA

Elizabeth Ann Stroup

Alabama·CRD #7881640
Dual-registered

Dual-registered at VERUS CAPITAL PARTNERS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
Minimum
$250k
View profile
EA

Elizabeth Ann Sum-Slaughter

Alabama·CRD #1371798
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
38 yrs
States
7
Exams
9
Since
1988
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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