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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
EA

Elizabeth Ann Updike

Virginia·CRD #1290952
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
40 yrs
States
1
Exams
5
Since
1986
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EA

Elizabeth Ann Valenti

California·CRD #5346551
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
19 yrs
States
4
Exams
4
Since
2007
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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EA

Elizabeth Ann Ward

Pennsylvania·CRD #4362541
IA Rep

Investment Adviser Rep at WALSKY INVESTMENT MANAGEMENT INC

Experience
26 yrs
States
2
Exams
1
Since
2000
Est. fee
AUM
Minimum
$250k
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EA

Elizabeth Ann Watson

Connecticut·CRD #6136712
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
13 yrs
States
2
Exams
5
Since
2013
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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EA

Elizabeth Ann Winslett

California·CRD #4662107
IA Rep

Investment Adviser Rep at GALLAGHER FIDUCIARY ADVISORS, LLC

Experience
20 yrs
States
1
Exams
4
Since
2006
Est. fee
AUM / Hourly / Flat Fee
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EA

Elizabeth Anth

Colorado·CRD #2942037
Dual-registered

Dual-registered at MEKETA CAPITAL, LLC

Experience
20 yrs
States
1
Exams
7
Since
2006
Est. fee
AUM
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EA

Elizabeth A Owens

Missouri·CRD #6375867
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
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EA

Elizabeth Arletha Moynihan

New York·CRD #7070528
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Flat Fee
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EA

Elizabeth Arndt

Arizona·CRD #1416799
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
37 yrs
States
1
Exams
12
Since
1989
Est. fee
AUM / Hourly / Flat Fee
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EA

Elizabeth A Sheets

Illinois·CRD #5369545
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
3
Exams
5
Since
2007
Est. fee
AUM / Commission / Flat Fee
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EA

Elizabeth Ashley Chesser

Georgia·CRD #7670230
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
EA

Elizabeth Ashley Foti

Connecticut·CRD #5401977
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
17 yrs
States
3
Exams
3
Since
2009
Est. fee
AUM / Flat Fee
View profile
EA

Elizabeth Ashley Grady

Georgia·CRD #6366383
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
11 yrs
States
3
Exams
3
Since
2015
Est. fee
AUM / Hourly / Flat Fee
View profile
EA

Elizabeth Ashley Smart

Kansas·CRD #6862350
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
3
Exams
6
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
EA

Elizabeth Ashley Zemak

Louisiana·CRD #7821124
IA Rep

Investment Adviser Rep at NEWEDGE ADVISORS

Experience
2 yrs
States
3
Exams
1
Since
2024
Fee
AUM / Hourly / Flat Fee
View profile
EA

Elizabeth Assad Eiroa

Texas·CRD #5764579
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

Experience
14 yrs
States
1
Exams
4
Since
2012
Est. fee
AUM / Hourly / Flat Fee
View profile
EA

Elizabeth A Sullivan

Connecticut·CRD #5728338
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
3
Exams
4
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
EA

Elizabeth A. Thorpe

Indiana·CRD #5673147
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
2
Exams
3
Since
2010
Est. fee
AUM / Commission / Flat Fee
View profile
EB

Elizabeth Bailey Conger

South Carolina·CRD #7110411
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
EB

Elizabeth Baird Walton

Texas·CRD #704267
IA Rep

Investment Adviser Rep at 1919 INVESTMENT COUNSEL, LLC

Experience
35 yrs
States
1
Exams
3
Since
1991
Est. fee
AUM / Flat Fee / Other
Minimum
$2.0M
View profile
EB

Elizabeth Barnett Sims

Connecticut·CRD #5000820
Dual-registered

Dual-registered at HERBERT J. SIMS CAPITAL MANAGEMENT, INC.

Experience
12 yrs
States
2
Exams
7
Since
2014
Est. fee
AUM
Minimum
$50k
View profile
EB

Elizabeth B Cole

Florida·CRD #2701023
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
3
Exams
4
Since
1997
Est. fee
AUM / Commission / Flat Fee
View profile
EB

Elizabeth Blanco Mosier

Virginia·CRD #6828818
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
5 yrs
States
1
Exams
3
Since
2021
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EB

Elizabeth Bocoum

Texas·CRD #6657960
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
1
Exams
4
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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