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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
EM

Elizabeth Megan Hutton

New York·CRD #7820274
IA Rep

Investment Adviser Rep at HOWE AND RUSLING, INC.

Experience
3 yrs
States
1
Since
2023
Fee
AUM / Flat Fee
Minimum
$500k
View profile
EM

Elizabeth Mei O'Brien

Connecticut·CRD #6970818
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
3
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
EM

Elizabeth Meredith Nierzwicki

Colorado·CRD #7168523
Dual-registered

Dual-registered at CORDA INVESTMENT MANAGEMENT, LLC

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM
View profile
EM

Elizabeth Merrick Phelan

Maryland·CRD #6855153
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
1
Exams
4
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
EM

Elizabeth Michele Roman

Texas·CRD #2390314
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
2
Exams
7
Since
1997
Est. fee
AUM / Commission / Flat Fee
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EM

Elizabeth Miriam Katrina Shamir

Pennsylvania·CRD #1557600
Dual-registered

Dual-registered at CERTIOR FINANCIAL GROUP, LLC

Experience
21 yrs
States
1
Exams
5
Since
2005
Est. fee
AUM / Commission / Flat Fee
View profile
EM

Elizabeth M Maccarone

Connecticut·CRD #5866423
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
3
Exams
4
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
EM

Elizabeth M McConville

Illinois·CRD #6296996
Dual-registered

Dual-registered at ASSETMARK, INC.

Experience
12 yrs
States
1
Exams
5
Since
2014
Est. fee
AUM / Flat Fee
View profile
EM

Elizabeth M Miller

Colorado·CRD #3039883
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
2
Exams
4
Since
1998
Est. fee
AUM / Commission / Flat Fee
View profile
EM

Elizabeth Morris

Texas·CRD #1460029
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
1
Exams
4
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile
EM

Elizabeth M Pusateri

South Carolina·CRD #5661130
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
6 yrs
States
1
Exams
3
Since
2020
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
EM

Elizabeth M Rowe

New York·CRD #7568827
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
EN

Elizabeth Newman

New Jersey·CRD #6369512
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
2
Exams
4
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
EN

Elizabeth Nmn Luna

California·CRD #5198499
IA Rep

Investment Adviser Rep at ARIA WEALTH MANAGEMENT

Experience
20 yrs
States
1
Exams
1
Since
2006
Est. fee
AUM / Hourly
View profile
EN

Elizabeth Nora McGee

Florida·CRD #5119435
Dual-registered

Dual-registered at OSAIC ADVISORY SERVICES, LLC

Experience
19 yrs
States
4
Exams
5
Since
2007
Est. fee
AUM / Hourly / Flat Fee
View profile
EN

Elizabeth North Haney

Connecticut·CRD #4451656
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
3
Exams
6
Since
2002
Est. fee
AUM / Commission / Flat Fee
View profile
EO

Elizabeth O'Reilly Pate

Texas·CRD #4764122
Dual-registered

Dual-registered at HORNOR, TOWNSEND & KENT, LLC

Experience
22 yrs
States
2
Exams
6
Since
2004
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
EP

Elizabeth Padewski

New Jersey·CRD #2752273
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
2
Exams
6
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
EP

Elizabeth Paisley Nardini

N/A·CRD #6423666
Dual-registered

Dual-registered at SIMPLIFY ASSET MANAGEMENT INC.

Experience
5 yrs
Exams
4
Since
2021
Est. fee
AUM / Performance-based
View profile
EP

Elizabeth Pappas

Texas·CRD #7078889
Dual-registered

Dual-registered at LINSCOMB WEALTH, INC.

Experience
6 yrs
States
1
Exams
3
Since
2020
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile
EP

Elizabeth Peterson Wahlig

New Jersey·CRD #6135134
Dual-registered

Dual-registered at MRA ADVISORY GROUP

Experience
13 yrs
States
2
Exams
3
Since
2013
Est. fee
AUM / Flat Fee / Subscription
View profile
EP

Elizabeth Pfenninger Dahme

Florida·CRD #724394
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
46 yrs
States
3
Exams
6
Since
1980
Est. fee
AUM / Commission / Flat Fee
View profile
EQ

Elizabeth Q Entenmann

Florida·CRD #2500525
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
4
Exams
5
Since
1994
Est. fee
AUM / Commission / Flat Fee
View profile
ER

Elizabeth Randolph Paal Goss

Florida·CRD #5348378
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
15 yrs
States
3
Exams
3
Since
2011
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisors - Page 1057 | AdvisorFinder