AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
ER

Elizabeth Rath

Pennsylvania·CRD #3071481
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
1
Exams
6
Since
2009
Est. fee
AUM / Commission / Flat Fee
View profile
ER

Elizabeth Reed Quillin

Missouri·CRD #3079688
Dual-registered

Dual-registered at &PARTNERS

Experience
25 yrs
States
1
Exams
7
Since
2001
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
View profile
ER

Elizabeth Regalado

Florida·CRD #7482820
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
4
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
ER

Elizabeth R Gustafson

Minnesota·CRD #4452661
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
19 yrs
States
2
Exams
4
Since
2007
Est. fee
AUM / Flat Fee
View profile
ER

Elizabeth R Hollington

Tennessee·CRD #8126323
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
ER

Elizabeth Richter Psota

Florida·CRD #7697631
IA Rep

Investment Adviser Rep at VERDENCE CAPITAL ADVISORS, LLC

Experience
2 yrs
States
1
Exams
2
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
ER

Elizabeth Roberson Carter

Georgia·CRD #7033461
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
ER

Elizabeth Rose

New York·CRD #4308260
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
1
Exams
6
Since
2002
Est. fee
AUM / Commission / Flat Fee
View profile
ER

Elizabeth Rose Bauer

New Jersey·CRD #5766264
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
15 yrs
States
3
Exams
5
Since
2011
Est. fee
AUM / Hourly / Flat Fee
View profile
ER

Elizabeth Rose Cillo

New Jersey·CRD #5572387
Dual-registered

Dual-registered at BBR PARTNERS, LLC

Experience
16 yrs
States
2
Exams
2
Since
2010
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50.0M
View profile
ER

Elizabeth Rose Fitzpatrick

Florida·CRD #5312129
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
3
Exams
3
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
ER

Elizabeth Rose Fuselier

Colorado·CRD #1664370
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
39 yrs
States
1
Exams
7
Since
1987
Est. fee
AUM / Hourly / Flat Fee
View profile
ER

Elizabeth Rose Scott

North Carolina·CRD #7434725
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
5
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
ER

Elizabeth Routh Meeks

Georgia·CRD #8110523
IA Rep

Investment Adviser Rep at BALENTINE

Experience
1 yrs
States
1
Exams
1
Since
2025
Fee
AUM / Flat Fee
Minimum
$5.0M
View profile
ER

Elizabeth Rutland Newman

Tennessee·CRD #2548826
Dual-registered

Dual-registered at DECKER WEALTH MANAGEMENT, LLC

Experience
6 yrs
States
1
Exams
4
Since
2020
Est. fee
AUM / Flat Fee
View profile
ER

Elizabeth Ryan Barney

New York·CRD #7243474
IA Rep

Investment Adviser Rep at BECK, MACK & OLIVER LLC

Experience
5 yrs
States
1
Since
2021
Fee
AUM / Performance-based
View profile
ES

Elizabeth Saunders Brozena

New York·CRD #6355330
Dual-registered

Dual-registered at MODERA WEALTH MANAGEMENT, LLC

Experience
11 yrs
States
1
Exams
3
Since
2015
Fee
AUM / Hourly / Flat Fee
View profile
ES

Elizabeth Schwartz

Tennessee·CRD #7168499
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
ES

Elizabeth Serebrisky

California·CRD #2826221
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
2
Exams
4
Since
1998
Est. fee
AUM / Commission / Flat Fee
View profile
ES

Elizabeth Sidney Burns

Rhode Island·CRD #6573431
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
2
Exams
5
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
ES

Elizabeth S Isaacs

California·CRD #6040140
Dual-registered

Dual-registered at MBM WEALTH CONSULTANTS, LLC

Experience
14 yrs
States
1
Exams
5
Since
2012
Est. fee
AUM / Hourly / Flat Fee
View profile
ES

Elizabeth S Johnston

Illinois·CRD #7693161
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
ES

Elizabeth S Kramer

South Carolina·CRD #3124012
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
2
Exams
5
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
ES

Elizabeth Smith Wilkins

Kentucky·CRD #2077961
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
22 yrs
States
1
Exams
5
Since
2004
Est. fee
AUM / Hourly / Flat Fee / Other
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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