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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
EH

Elliott Hughes

Massachusetts·CRD #7707648
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

Experience
3 yrs
States
1
Exams
4
Since
2023
Est. fee
AUM / Hourly / Flat Fee
View profile
EJ

Elliott Jacob Orsillo

California·CRD #5345898
Dual-registered

Dual-registered at SEASON INVESTMENTS, LLC

Experience
17 yrs
States
3
Exams
2
Since
2009
Fee
AUM / Flat Fee / Performance-based
View profile
EJ

Elliott Joseph Silver

Illinois·CRD #1594446
Dual-registered

Dual-registered at GREAT LAKES ADVISORS, LLC

Experience
39 yrs
States
1
Exams
11
Since
1987
Fee
AUM / Flat Fee / Performance-based / Other
View profile
EM

Elliott Mitchell Hollub

Kansas·CRD #248855
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
61 yrs
States
2
Exams
10
Since
1965
Est. fee
AUM / Flat Fee
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EM

Elliott M Kugel

Florida·CRD #2223805
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
34 yrs
States
3
Exams
6
Since
1992
Est. fee
AUM / Commission / Flat Fee
View profile
EP

Elliott Paris Retelle

Minnesota·CRD #5408906
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
19 yrs
States
1
Exams
7
Since
2007
Est. fee
AUM / Flat Fee
View profile
EP

Elliott Price Ashe

North Carolina·CRD #7518170
Dual-registered

Dual-registered at &PARTNERS

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
View profile
ES

Elliott Stephen Collins

Florida·CRD #1317745
Dual-registered

Dual-registered at ALJEN ASSET MANAGEMENT LLC

Experience
41 yrs
States
3
Exams
4
Since
1985
Est. fee
AUM / Hourly / Flat Fee
View profile
ET

Elliott Timothy Stanley

New York·CRD #6485976
Dual-registered

Dual-registered at PKS ADVISORY SERVICES, LLC

Experience
11 yrs
States
1
Exams
3
Since
2015
Est. fee
AUM / Flat Fee
View profile
EW

Elliot Washburn Syverson

Minnesota·CRD #7413292
IA Rep

Investment Adviser Rep at GUARDIAN WEALTH ADVISORS, LLC

Experience
4 yrs
States
1
Exams
1
Since
2022
Est. fee
AUM / Hourly / Flat Fee
View profile
EC

Ellis Curbelo Jeffay

Texas·CRD #6685046
Dual-registered

Dual-registered at DIMENSIONAL FUND ADVISORS LP

Experience
9 yrs
States
1
Exams
3
Since
2017
Est. fee
AUM / Performance-based
Minimum
$250k
View profile
ED

Ellis Dwight Rainsberger Jr

Colorado·CRD #1073580
Dual-registered

Dual-registered at WAVERLY ADVISORS, LLC

Experience
42 yrs
States
1
Exams
2
Since
1984
Fee
AUM / Hourly / Flat Fee / Performance-based
View profile
EG

Ellis Gerald Mitchell Jr

Mississippi·CRD #4852052
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
22 yrs
States
2
Exams
5
Since
2004
Est. fee
AUM / Commission / Flat Fee
View profile
EG

Ellis G Ryan

New Jersey·CRD #7301948
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
3
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
EJ

Ellis James Shiver

Georgia·CRD #1307962
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
38 yrs
States
1
Exams
4
Since
1988
Fee
AUM / Hourly / Flat Fee
View profile
EL

Ellis Lora-Arceo

Illinois·CRD #7257003
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
6 yrs
States
2
Exams
5
Since
2020
Est. fee
AUM / Hourly / Flat Fee
View profile
ER

Ellis Robert Fattizzi

Florida·CRD #7653921
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EJ

Elmer J Hernandez

Florida·CRD #7226666
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
2
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
EZ

Elmer Zenro Nakao

California·CRD #1407010
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
34 yrs
States
3
Exams
7
Since
1992
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
ET

Elmira Tasharofi

Alabama·CRD #7046533
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
3 yrs
States
14
Exams
4
Since
2023
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
View profile
EE

Elmo Elvin Cure III

North Carolina·CRD #2812697
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
30 yrs
States
2
Exams
4
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EG

Elona Gera

New York·CRD #6227319
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
13 yrs
States
1
Exams
3
Since
2013
Est. fee
AUM / Hourly / Flat Fee
View profile
EF

Elsa Francis Bruno

Georgia·CRD #4850911
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
16 yrs
States
1
Exams
4
Since
2010
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EM

Elsa M Wagoner

Wisconsin·CRD #8171453
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

States
1
Exams
3
Since
2026
Est. fee
AUM / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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