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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
EY

Ellen Yoke Yee

California·CRD #3171778
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
27 yrs
States
1
Exams
5
Since
1999
Est. fee
AUM / Hourly / Flat Fee
View profile
ED

Ellias David Stabinsky

Texas·CRD #1571758
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
39 yrs
States
1
Exams
3
Since
1987
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EL

Ellie L Klima

Indiana·CRD #7918234
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
ER

Ellie Ruth Karibian

Florida·CRD #1451484
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
26 yrs
States
1
Exams
4
Since
2000
Est. fee
AUM / Hourly / Flat Fee
View profile
EA

Ellington Allan Chun

Florida·CRD #5505187
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
2
Exams
9
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile
EA

Elliot Ashley Altman

New York·CRD #4844964
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
21 yrs
States
1
Exams
4
Since
2005
Est. fee
AUM / Hourly / Flat Fee
View profile
EC

Elliot Caulum

Wisconsin·CRD #8034815
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
EC

Elliot C Karlin

California·CRD #1999679
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
2
Exams
7
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
EG

Elliot George Ford

Washington·CRD #2440927
Dual-registered

Dual-registered at VANDERBILT ADVISORY SERVICES

Experience
32 yrs
States
1
Exams
6
Since
1994
Est. fee
AUM / Hourly / Flat Fee
View profile
EH

Elliot Herbert Kallen

California·CRD #2384508
Dual-registered

Dual-registered at EXODUS WEALTH, LLC

Experience
33 yrs
States
1
Exams
7
Since
1993
Est. fee
AUM / Hourly / Flat Fee
View profile
EJ

Elliot Jerome Hicks

Alabama·CRD #4134850
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
26 yrs
States
3
Exams
3
Since
2000
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EM

Elliot M Hann

Illinois·CRD #7906991
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
1
Exams
4
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
EP

Elliot Park

South Carolina·CRD #6996140
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
4
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
ER

Elliot Ross Skriloff

Connecticut·CRD #2342143
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
3
Exams
6
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile
ES

Elliot Schrag

New York·CRD #5351507
Dual-registered

Dual-registered at IBN FINANCIAL SERVICES, INC

Experience
18 yrs
States
1
Exams
4
Since
2008
Est. fee
AUM / Hourly / Other
View profile
EA

Elliott Aaron Ellis

Florida·CRD #7656272
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EA

Elliott Arthur Peigen

Tennessee·CRD #2017355
Dual-registered

Dual-registered at INFINITY FINANCIAL SERVICES ADVISORY

Experience
36 yrs
States
1
Exams
5
Since
1990
Fee
AUM / Hourly
Minimum
$10k
View profile
EB

Elliott Bauer

Pennsylvania·CRD #7308407
IA Rep

Investment Adviser Rep at MCADAM LLC

Experience
6 yrs
States
1
Exams
1
Since
2020
Est. fee
AUM / Flat Fee
View profile
EB

Elliott B Montgomery

Hawaii·CRD #8015618
Dual-registered

Dual-registered at MISSION FINANCIAL GROUP, LLC

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
Minimum
$250k
View profile
ED

Elliott Doran

Texas·CRD #8170813
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

States
3
Exams
3
Since
2026
Est. fee
AUM / Flat Fee
View profile
EG

Elliott Gene Nielsen

Texas·CRD #7796313
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EG

Elliott Gitt

Georgia·CRD #8179994
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EG

Elliott Golinkoff

Delaware·CRD #2106202
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
34 yrs
States
2
Exams
4
Since
1992
Est. fee
AUM / Flat Fee
View profile
ET

Elliot Thomas Omanson

Kansas·CRD #6264279
Dual-registered

Dual-registered at SPHINX INVESTMENTS LLC

Experience
12 yrs
States
3
Exams
3
Since
2014
Est. fee
AUM
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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