AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
EL

Emily Louise Kestler

Virginia·CRD #5106544
Dual-registered

Dual-registered at OSAIC ADVISORY SERVICES, LLC

Experience
12 yrs
States
1
Exams
5
Since
2014
Est. fee
AUM / Hourly / Flat Fee
View profile
EL

Emily Louise Marling

Connecticut·CRD #6007659
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
3
Exams
5
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile
EL

Emily Louise Vanwingerden

Georgia·CRD #6157368
Dual-registered

Dual-registered at CARTER, TERRY & COMPANY, INC.

Experience
13 yrs
States
1
Exams
4
Since
2013
Est. fee
AUM
Minimum
$25k
View profile
EL

Emily Lowery

North Carolina·CRD #7453688
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
2
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
EL

Emily L Parker

New York·CRD #4852301
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
1
Exams
4
Since
2010
Est. fee
AUM / Commission / Flat Fee
View profile
EL

Emily L Simeo

New York·CRD #4196414
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
2
Exams
3
Since
2000
Est. fee
AUM / Commission / Flat Fee
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EL

Emily L Wood

North Carolina·CRD #4893092
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
3
Exams
5
Since
2005
Est. fee
AUM / Commission / Flat Fee
View profile
EL

Emily Lynn Combs

North Carolina·CRD #5994690
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
15 yrs
States
1
Exams
5
Since
2011
Est. fee
AUM / Other
View profile
EL

Emily Lynn Gross

Nebraska·CRD #4863504
Dual-registered

Dual-registered at ORION PORTFOLIO SOLUTIONS, LLC

Experience
20 yrs
States
1
Exams
5
Since
2006
Est. fee
AUM / Flat Fee / Performance-based
View profile
EL

Emily Lynn Lebowitz

Connecticut·CRD #7066517
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
5 yrs
States
1
Exams
3
Since
2021
Fee
AUM / Hourly / Flat Fee
View profile
EM

Emily Margaret Hokanson

Minnesota·CRD #6443564
Dual-registered

Dual-registered at ABENS FINANCIAL SERVICES INC

Experience
11 yrs
States
2
Exams
4
Since
2015
Est. fee
AUM / Hourly / Flat Fee
View profile
EM

Emily Margaret Johns

Kentucky·CRD #6707043
Dual-registered

Dual-registered at PARAGON PRIVATE WEALTH MANAGEMENT LLC

Experience
9 yrs
States
2
Exams
3
Since
2017
Est. fee
AUM / Flat Fee
View profile
EM

Emily Marie Delgado

Arizona·CRD #6217956
IA Rep

Investment Adviser Rep at IRONWOOD FINANCIAL, LLC

Experience
6 yrs
States
1
Exams
1
Since
2020
Est. fee
AUM
Minimum
$250k
View profile
EM

Emily Marie Imperiale

Wisconsin·CRD #8233539
IA Rep

Investment Adviser Rep at UNIPLAN INVESTMENT COUNSEL, INC.

States
1
Exams
2
Since
2026
Est. fee
AUM
Minimum
$1.0M
View profile
EM

Emily Marie Kerne

California·CRD #5461298
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
13 yrs
States
3
Exams
6
Since
2013
Est. fee
AUM / Flat Fee
View profile
EM

Emily Marie Lafferty

Minnesota·CRD #2888481
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
29 yrs
States
1
Exams
3
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EM

Emily Marie Levis

Florida·CRD #6361757
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
2
Exams
3
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
EM

Emily Marie Lopez

Texas·CRD #7797984
IA Rep

Investment Adviser Rep at MILLS WEALTH ADVISORS, LLC

Experience
3 yrs
States
1
Since
2023
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$500k
View profile
EM

Emily Marie McCollum

Hawaii·CRD #4053500
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
2
Exams
3
Since
1999
Est. fee
AUM / Commission / Flat Fee
View profile
EM

Emily Marlene Damman

Iowa·CRD #7522661
IA Rep

Investment Adviser Rep at BEACON CAPITAL MANAGEMENT, INC.

Experience
4 yrs
States
1
Exams
1
Since
2022
Est. fee
AUM
Minimum
$25k
View profile
EM

Emily Mary Meisinger

Minnesota·CRD #6436276
IA Rep

Investment Adviser Rep at THE ADVOCATE GROUP, LLC

Experience
9 yrs
States
1
Since
2017
Est. fee
AUM / Flat Fee
View profile
EM

Emily McCall Huffman

District Of Columbia·CRD #5941421
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
12 yrs
States
3
Exams
3
Since
2014
Est. fee
AUM / Flat Fee
View profile
EM

Emily McGovern

Florida·CRD #7125862
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
4
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
EM

Emily M Cozad

Ohio·CRD #7336049
IA Rep

Investment Adviser Rep at WAVERLY ADVISORS, LLC

Experience
5 yrs
States
1
Exams
1
Since
2021
Fee
AUM / Hourly / Flat Fee / Performance-based
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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