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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
EM

Emily Medling Stokes

Tennessee·CRD #7999685
IA Rep

Investment Adviser Rep at THE BURNEY COMPANY

Experience
2 yrs
States
1
Exams
1
Since
2024
Est. fee
AUM / Flat Fee
Minimum
$750k
View profile
EM

Emily Michaella Richardson

Connecticut·CRD #5034460
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
20 yrs
States
2
Exams
4
Since
2006
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EM

Emily Michelle Frazier

Virginia·CRD #6171182
Dual-registered

Dual-registered at SPECTRUM FINANCIAL INC

Experience
13 yrs
States
1
Exams
4
Since
2013
Fee
AUM / Other
Minimum
$50k
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EM

Emily M Kennedy

Florida·CRD #5567792
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
2
Exams
5
Since
2021
Est. fee
AUM / Commission / Flat Fee
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EM

Emily M Kingston

Missouri·CRD #6717213
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
EM

Emily Morgan Jones

North Carolina·CRD #6816246
IA Rep

Investment Adviser Rep at FIRST CITIZENS ASSET MANAGEMENT, INC

Experience
7 yrs
States
1
Exams
3
Since
2019
Fee
AUM
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EM

Emily Morris

Ohio·CRD #5498666
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
2
Exams
3
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
EN

Emily Nathalia Chong

Connecticut·CRD #7260790
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
1
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
EN

Emily Neill Blasko

Illinois·CRD #4419409
Dual-registered

Dual-registered at BERNARDI ASSET MANAGEMENT, LLC

Experience
18 yrs
States
1
Exams
3
Since
2008
Est. fee
AUM
Minimum
$250k
View profile
EN

Emily Netzel Reidenouer

North Carolina·CRD #4963604
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
16 yrs
States
2
Exams
4
Since
2010
Est. fee
AUM / Hourly / Flat Fee / Other
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EN

Emily Nguyen

California·CRD #8185164
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
EN

Emily Nicole Box

Colorado·CRD #6933574
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
3
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
EN

Emily Nicole Schulman

Texas·CRD #7220451
Dual-registered

Dual-registered at GUIDESTONE ADVISORS

Experience
6 yrs
States
1
Exams
4
Since
2020
Est. fee
AUM / Flat Fee
View profile
EN

Emily Nicole Shacklett

Ohio·CRD #5414382
IA Rep

Investment Adviser Rep at HIGHTOWER ADVISORS, LLC

Experience
19 yrs
States
1
Exams
1
Since
2007
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
EO

Emily O'Neil Nelson

South Carolina·CRD #7628802
IA Rep

Investment Adviser Rep at FOSTER VICTOR

Experience
2 yrs
States
1
Exams
3
Since
2024
Fee
AUM / Flat Fee
View profile
EO

Emily O Pattee

Illinois·CRD #6012167
Dual-registered

Dual-registered at OXFORD FINANCIAL GROUP, LTD

Experience
14 yrs
States
1
Exams
4
Since
2012
Fee
AUM / Flat Fee
View profile
EP

Emily Patricia Cely

Michigan·CRD #6333923
IA Rep

Investment Adviser Rep at ADVANCE CAPITAL MANAGEMENT INC

Experience
5 yrs
States
1
Exams
4
Since
2021
Est. fee
AUM / Flat Fee
View profile
EP

Emily Plauche Maxwell

Mississippi·CRD #4289224
Dual-registered

Dual-registered at B. RILEY WEALTH ADVISORS, INC.

Experience
26 yrs
States
2
Exams
4
Since
2000
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
EP

Emily Prestridge Morris

Louisiana·CRD #6870711
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
ER

Emily Rebekah Wood

Connecticut·CRD #6012530
IA Rep

Investment Adviser Rep at JEFFREY N. MEHLER, CFP LLC

Experience
10 yrs
States
1
Exams
4
Since
2016
Est. fee
AUM / Hourly / Flat Fee
View profile
ER

Emily Regina Haberkern

Michigan·CRD #5509501
Dual-registered

Dual-registered at CG ADVISORY SERVICES

Experience
15 yrs
States
1
Exams
4
Since
2011
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$5k
View profile
ER

Emily Rene Brooks

Washington·CRD #8043445
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
ER

Emily Renee Corder

Iowa·CRD #6193093
IA Rep

Investment Adviser Rep at TRANSAMERICA RETIREMENT ADVISORS, LLC

Experience
12 yrs
States
1
Exams
4
Since
2014
Est. fee
AUM / Flat Fee
Minimum
$2.0M
View profile
ER

Emily Renee Wurm

Ohio·CRD #7448762
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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