AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
ER

Emily R Mead

Texas·CRD #7528710
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
ER

Emily Rodriguez

Florida·CRD #4901593
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
2
Exams
3
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
ER

Emily Rose Jordheim

Pennsylvania·CRD #7624563
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
ER

Emily Rose Kamen

New Jersey·CRD #6532996
Dual-registered

Dual-registered at CW ADVISORS, LLC

Experience
10 yrs
States
2
Exams
3
Since
2016
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile
ES

Emily Satterlee Morreale

North Carolina·CRD #6646040
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
7 yrs
States
1
Exams
3
Since
2019
Est. fee
AUM / Hourly / Flat Fee
View profile
ES

Emily Schmidt

Colorado·CRD #2401962
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
31 yrs
States
3
Exams
5
Since
1995
Est. fee
AUM / Commission / Flat Fee
View profile
ES

Emily Schwendinger

Iowa·CRD #7721535
IA Rep

Investment Adviser Rep at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
3 yrs
States
1
Exams
1
Since
2023
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
ES

Emily Shea McCrea

Florida·CRD #5342959
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
1
Exams
5
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
ES

Emily S Hepburn

Connecticut·CRD #4919289
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
4
Exams
3
Since
2009
Est. fee
AUM / Commission / Flat Fee
View profile
ES

Emily Smith Provost

Texas·CRD #5568579
Dual-registered

Dual-registered at INVESCO ADVISERS, INC.

Experience
16 yrs
States
1
Exams
4
Since
2010
Est. fee
AUM / Performance-based
Minimum
$50.0M
View profile
ES

Emily Streeter

Connecticut·CRD #6684858
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
4
Exams
6
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
ET

Emily Therese Keagle

Florida·CRD #4429868
Dual-registered

Dual-registered at FINANCIAL TRANSPARENCY

Experience
24 yrs
States
3
Exams
4
Since
2002
Est. fee
AUM / Flat Fee
Minimum
$25k
View profile
ET

Emily Thien-Giao McCusker

Idaho·CRD #7451491
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
ET

Emily Thurlow

New Jersey·CRD #7943064
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

States
2
Exams
3
Since
2026
Est. fee
AUM / Flat Fee
View profile
ET

Emily Tilden Braverman

Texas·CRD #7168126
Dual-registered

Dual-registered at LAZARD ASSET MANAGEMENT LLC

Experience
7 yrs
States
1
Exams
4
Since
2019
Fee
AUM / Flat Fee / Performance-based
View profile
ET

Emily Trinkler

Connecticut·CRD #6559127
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
3
Exams
4
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
ET

Emily Tsai Lin

Alaska·CRD #3126385
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
24 yrs
States
10
Exams
4
Since
2002
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
View profile
EU

Emily Ueno

California·CRD #7907807
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Flat Fee
View profile
EW

Emily Waggoner

Oklahoma·CRD #5610230
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
2
Exams
3
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
EW

Emily Wallace Roselle

Oregon·CRD #5348117
Dual-registered

Dual-registered at TPG FINANCIAL ADVISORS, LLC

Experience
18 yrs
States
1
Exams
3
Since
2008
Est. fee
AUM / Hourly / Flat Fee
View profile
EW

Emily Williford Abernethy

Texas·CRD #2199188
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
34 yrs
States
1
Exams
7
Since
1992
Est. fee
AUM / Commission / Flat Fee
View profile
EW

Emily Wingfield

New Jersey·CRD #7137446
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
1
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
EW

Emily Winter

Indiana·CRD #5455961
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
18 yrs
States
1
Exams
4
Since
2008
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EX

Emily Xing

California·CRD #7453714
IA Rep

Investment Adviser Rep at DEW POINT CAPITAL

States
1
Exams
1
Since
2026
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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