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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
ED

Emmett Dewitt Newton III

New Jersey·CRD #1645743
Dual-registered

Dual-registered at VANDERBILT ADVISORY SERVICES

Experience
34 yrs
States
1
Exams
5
Since
1992
Est. fee
AUM / Hourly / Flat Fee
View profile
EH

Emmett Houlihan

North Carolina·CRD #8172657
Dual-registered

Dual-registered at HORIZON INVESTMENTS LLC

States
1
Exams
3
Since
2026
Est. fee
AUM / Flat Fee
Minimum
$250k
View profile
EL

Emmett Livingston Shiras

N/A·CRD #6417227
Dual-registered

Dual-registered at CANTERBURY CONSULTING INCORPORATED

Experience
10 yrs
Exams
4
Since
2016
Est. fee
AUM / Flat Fee / Performance-based
View profile
EN

Emmett Nathaniel Stewart

Maryland·CRD #5605421
Dual-registered

Dual-registered at WEDMONT PRIVATE CAPITAL

Experience
16 yrs
States
2
Exams
5
Since
2010
Est. fee
Flat Fee
Minimum
$1.0M
View profile
EN

Emmett Nicholas Licastri

Pennsylvania·CRD #7273181
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
6 yrs
States
1
Exams
3
Since
2020
Est. fee
AUM / Hourly / Flat Fee
View profile
EO

Emmett Omalley

Illinois·CRD #7128063
Dual-registered

Dual-registered at WILLIAM BLAIR & COMPANY L.L.C.

Experience
6 yrs
States
1
Exams
4
Since
2020
Est. fee
AUM / Flat Fee
View profile
ER

Emmett Russell Ray III

Texas·CRD #2384270
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
33 yrs
States
1
Exams
4
Since
1993
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
ER

Emmett Ryan Mulcahy

Kansas·CRD #7840977
IA Rep

Investment Adviser Rep at MARINER WEALTH

Experience
3 yrs
States
2
Exams
1
Since
2023
Fee
Other
View profile
EW

Emmett Wesley Mankin IV

Florida·CRD #2726007
Dual-registered

Dual-registered at EVERSOURCE WEALTH ADVISORS, LLC

Experience
30 yrs
States
1
Exams
4
Since
1996
Est. fee
AUM / Hourly / Flat Fee
View profile
EJ

Emmi Joell Miller

Iowa·CRD #6066496
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
13 yrs
States
1
Exams
4
Since
2013
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EL

Emmy Larios

California·CRD #6607095
IA Rep

Investment Adviser Rep at FIDUCIARY EXPERTS LLC

Experience
4 yrs
States
1
Exams
1
Since
2022
Est. fee
AUM / Hourly / Flat Fee
View profile
EA

Emory Alvin Ragsdale

Texas·CRD #1033430
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
44 yrs
States
1
Exams
10
Since
1982
Est. fee
AUM / Commission / Flat Fee
View profile
EG

Emory Guy Hendrix Jr

South Carolina·CRD #5882819
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
15 yrs
States
2
Exams
4
Since
2011
Fee
AUM / Hourly / Flat Fee
View profile
ES

Emprey Shivers

New Jersey·CRD #7225398
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
6 yrs
States
1
Exams
3
Since
2020
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EM

Emrich Martin Stellar III

Pennsylvania·CRD #6953674
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
5 yrs
States
1
Exams
3
Since
2021
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EM

Emrich Martin Stellar Jr

Florida·CRD #2026086
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
36 yrs
States
3
Exams
6
Since
1990
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
ET

Ena T Lopez Rodriguez

Florida·CRD #3028968
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
25 yrs
States
1
Exams
5
Since
2001
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
View profile
EN

Endel Nicholas Liias

Virginia·CRD #7630133
IA Rep

Investment Adviser Rep at EVERSOURCE WEALTH ADVISORS, LLC

Experience
4 yrs
States
1
Exams
1
Since
2022
Est. fee
AUM / Hourly / Flat Fee
View profile
ER

Endri Rama

New Jersey·CRD #7648324
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
3
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
EM

Engadi Maritza Pineda

Minnesota·CRD #7919960
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
1 yrs
States
2
Exams
3
Since
2025
Fee
AUM / Other
View profile
EG

English Griffith Koontz

Virginia·CRD #2921827
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
1
Exams
6
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
EA

Engy Alfred

Florida·CRD #6419140
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
3
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
ET

Enkhtuul Terguunbaatar

Maryland·CRD #7991672
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
EY

Enki Younan

Illinois·CRD #7656209
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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