AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
EA

Emmanuel Aleman

Nevada·CRD #8279339
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
1
Exams
3
Since
2026
Est. fee
AUM / Commission / Flat Fee
View profile
EA

Emmanuel Allende

Oklahoma·CRD #6301520
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
2
Exams
5
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
EA

Emmanuel Aubert Bofa

Washington·CRD #8230375
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

States
1
Exams
3
Since
2026
Est. fee
AUM / Hourly / Flat Fee
View profile
EC

Emmanuel Caldwell

New York·CRD #8003258
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
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EE

Emmanuel Echaus Calayag Jr

California·CRD #1454604
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
37 yrs
States
1
Exams
7
Since
1989
Est. fee
AUM / Flat Fee
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EE

Emmanuel Elikplim Adzadza

New York·CRD #6899826
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
4 yrs
States
1
Exams
4
Since
2022
Est. fee
AUM / Hourly / Flat Fee
View profile
EF

Emmanuel F Estrada

Illinois·CRD #6380731
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
5
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
EG

Emmanuel Gonzalez-Ruiz

California·CRD #6994629
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
EK

Emmanuel Kouzelis

Connecticut·CRD #6684318
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
9 yrs
States
2
Exams
3
Since
2017
Est. fee
AUM / Hourly / Flat Fee
View profile
EK

Emmanuel Kwesi Dickson

Minnesota·CRD #7679609
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
3 yrs
States
3
Exams
3
Since
2023
Est. fee
AUM / Flat Fee
View profile
EL

Emmanuelle Letertre

Florida·CRD #7720136
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Hourly / Flat Fee
View profile
EM

Emmanuel Molina

Texas·CRD #7910214
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
EM

Emmanuel Munoz

Florida·CRD #7387804
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
2
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
ES

Emmanuel Sabale Comes

California·CRD #2601437
Dual-registered

Dual-registered at AMERICAN INVESTORS CO

Experience
25 yrs
States
1
Exams
10
Since
2001
Est. fee
AUM / Commission / Hourly / Flat Fee
View profile
ES

Emmanuel Santiago Perez

Florida·CRD #4586877
Dual-registered

Dual-registered at KOVACK ADVISORS, INC.

Experience
22 yrs
States
1
Exams
5
Since
2004
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
ER

Emma Ranocha

New Hampshire·CRD #7780829
IA Rep

Investment Adviser Rep at HIGHTOWER ADVISORS, LLC

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
ER

Emma R Rioux

New York·CRD #7932231
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
ES

Emma Sterling

Maryland·CRD #5993868
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
15 yrs
States
2
Exams
4
Since
2011
Est. fee
AUM / Flat Fee
View profile
ES

Emma S Woods

Nevada·CRD #7910204
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
ET

Emma Tranfalia

Pennsylvania·CRD #7301491
IA Rep

Investment Adviser Rep at MCADAM LLC

Experience
6 yrs
States
1
Exams
1
Since
2020
Est. fee
AUM / Flat Fee
View profile
EV

Emma Virginia Carey

California·CRD #6805686
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
3
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
EW

Emma Willemarijn Mueller

Florida·CRD #5607866
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
17 yrs
States
2
Exams
5
Since
2009
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
EM

Emmeline M Swanson

California·CRD #5104365
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
4
Exams
3
Since
2006
Est. fee
AUM / Commission / Flat Fee
View profile
EB

Emmett Barry Beard Jr

Florida·CRD #1244296
Dual-registered

Dual-registered at WAVERLY ADVISORS, LLC

Experience
22 yrs
States
3
Exams
5
Since
2004
Fee
AUM / Hourly / Flat Fee / Performance-based
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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