AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
EM

Enrique Milan Rodriguez

Florida·CRD #4234209
Dual-registered

Dual-registered at POPULAR SECURITIES, LLC

Experience
26 yrs
States
4
Exams
3
Since
2000
Est. fee
AUM / Other
Minimum
$50k
View profile
EV

Enrique Vila

Florida·CRD #3113492
Dual-registered

Dual-registered at BULLTICK WEALTH MANAGEMENT, LLC

Experience
28 yrs
States
2
Exams
3
Since
1998
Est. fee
AUM / Flat Fee / Performance-based
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EV

Enrique Viyella

Florida·CRD #6621458
Dual-registered

Dual-registered at TIEMPO CAPITAL PARTNERS

Experience
8 yrs
States
1
Exams
3
Since
2018
Est. fee
AUM / Flat Fee / Performance-based / Other
Minimum
$1.0M
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EZ

Ensong Zhang

Pennsylvania·CRD #8101519
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
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ER

Enthony Roger Silva

New Jersey·CRD #7893108
Dual-registered

Dual-registered at NAVY FEDERAL INVESTMENT SERVICES, LLC

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM
Minimum
$50k
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ET

Enwiya Toma

California·CRD #6113503
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
2
Exams
3
Since
2012
Est. fee
AUM / Commission / Flat Fee
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EC

Enzo Cespedes-Correa

Florida·CRD #7303069
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
2
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
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EP

Eoin Patrick Monahan

New Jersey·CRD #2293068
Dual-registered

Dual-registered at HENNION & WALSH ASSET MANAGEMENT, INC.

Experience
33 yrs
States
1
Exams
4
Since
1993
Est. fee
AUM / Commission
Minimum
$50k
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EC

Ephimia Coumanakos

Delaware·CRD #4860314
Dual-registered

Dual-registered at STEADTRUST

Experience
21 yrs
States
2
Exams
3
Since
2005
Est. fee
AUM / Hourly / Flat Fee
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EH

Ephraim Hebreo Bautista

California·CRD #7927224
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
EJ

Eraine Johnson Parker

Georgia·CRD #2337261
Dual-registered

Dual-registered at FIRST CITIZENS ASSET MANAGEMENT, INC

Experience
30 yrs
States
1
Exams
7
Since
1996
Fee
AUM
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EQ

Eram Qureshi

California·CRD #7529929
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
EB

Eran Ben-Simon

Illinois·CRD #6368511
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
4
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
EM

Erandathi M Shaw

Texas·CRD #4768836
Dual-registered

Dual-registered at TANGLEWOOD LEGACY ADVISORS, LLC

Experience
16 yrs
States
1
Exams
2
Since
2010
Fee
AUM / Hourly / Flat Fee
View profile
ER

Erasmo Radhames Sosa

Connecticut·CRD #6992809
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
3
Exams
5
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
EZ

Ercilia Zavala Donnelly

California·CRD #5002748
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
14 yrs
States
1
Exams
5
Since
2012
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EK

Eren Karadeli

California·CRD #7170811
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
3
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
EB

Ergen Banja

New York·CRD #8238100
IA Rep

Investment Adviser Rep at ASSET PRESERVATION ADVISORS, LLC

States
1
Exams
2
Since
2026
Est. fee
AUM / Flat Fee
Minimum
$500k
View profile
EL

Eriberto Luna Alvarez

California·CRD #5292829
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
ER

Eriberto Rodriguez Nieto

California·CRD #7529289
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
EA

Erica Akimi Lau

Hawaii·CRD #7506374
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
EA

Eric A Alcusky

Rhode Island·CRD #6644892
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
2
Exams
6
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
EA

Erica A Lehneis

New Jersey·CRD #5188949
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
1
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
EA

Erica Allyn Appleby

Pennsylvania·CRD #4950468
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
20 yrs
States
1
Exams
3
Since
2006
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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