AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
EA

Erica Anne Easterly

Tennessee·CRD #2903148
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
2
Exams
4
Since
1997
Est. fee
AUM / Commission / Flat Fee
View profile
EA

Erica Ann Witmer

Michigan·CRD #6089891
IA Rep

Investment Adviser Rep at MAINSTAY CAPITAL MANAGEMENT, LLC

Experience
10 yrs
States
1
Exams
3
Since
2016
Est. fee
AUM / Flat Fee
Minimum
$200k
View profile
EA

Eric Abram Johnson

Texas·CRD #6771240
Dual-registered

Dual-registered at ROTH FINANCIAL PARTNERS LLC

Experience
9 yrs
States
1
Exams
3
Since
2017
Fee
AUM / Hourly / Flat Fee
View profile
EC

Erica Chavez

California·CRD #6099945
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
2
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
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EC

Erica Cristina Simpson

New Hampshire·CRD #2766174
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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EC

Erica C Sanders

Texas·CRD #6836795
IA Rep

Investment Adviser Rep at CAIN, WATTERS & ASSOCIATES, LLC

Experience
9 yrs
States
1
Exams
1
Since
2017
Fee
AUM / Hourly / Flat Fee
View profile
EC

Erica C Smiley

Oregon·CRD #6736125
IA Rep

Investment Adviser Rep at TPG FINANCIAL ADVISORS, LLC

States
1
Exams
1
Since
2026
Est. fee
AUM / Hourly / Flat Fee
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ED

Erica Dinkel Hayman

Florida·CRD #3112810
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
2
Exams
4
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
EE

Erica East

Texas·CRD #5396624
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
1
Exams
5
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile
EE

Erica Elaine Robey

New Mexico·CRD #7693056
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
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EE

Erica Elizabeth Gargol

Arizona·CRD #4542813
Dual-registered

Dual-registered at STRATOS WEALTH PARTNERS, LTD

Experience
24 yrs
States
3
Exams
4
Since
2002
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
EE

Erica E Rodriguez

Arkansas·CRD #5593746
IA Rep

Investment Adviser Rep at MISSIONSQUARE WEALTH MANAGEMENT

Experience
9 yrs
States
5
Exams
4
Since
2017
Fee
AUM
View profile
EA

Eric A Frey

Connecticut·CRD #5658766
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
4
Exams
6
Since
2009
Est. fee
AUM / Commission / Flat Fee
View profile
EG

Erica Galicia Mass

Texas·CRD #5758041
IA Rep

Investment Adviser Rep at SAGE ADVISORY SERVICES LTD CO

Experience
15 yrs
States
1
Exams
1
Since
2011
Fee
AUM / Flat Fee
View profile
EG

Erica Gambardella

Connecticut·CRD #6215987
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
4
Exams
5
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
EG

Erica Garnhart

Wisconsin·CRD #5507282
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
17 yrs
States
1
Exams
3
Since
2009
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
EA

Eric A Group

South Carolina·CRD #5407987
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
2
Exams
5
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile
EA

Eric Aguirre

California·CRD #5206376
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
3
Exams
3
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
EJ

Erica Jane Yount

North Carolina·CRD #6839172
IA Rep

Investment Adviser Rep at MODERA WEALTH MANAGEMENT, LLC

Experience
9 yrs
States
2
Since
2017
Fee
AUM / Hourly / Flat Fee
View profile
EJ

Erica Jean Aitken

Oregon·CRD #7950865
IA Rep

Investment Adviser Rep at AVANTAX PLANNING PARTNERS, INC.

Experience
2 yrs
States
1
Exams
1
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
EJ

Erica Johnson

Iowa·CRD #6341692
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
5 yrs
States
2
Exams
3
Since
2021
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EJ

Erica J Salzmann-Talbi

New York·CRD #1790807
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
38 yrs
States
1
Exams
6
Since
1988
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EK

Erica Kaur Ghotra

California·CRD #5705656
Dual-registered

Dual-registered at LIDO

Experience
16 yrs
States
3
Exams
3
Since
2010
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
EA

Eric Alan Gibboney

California·CRD #6195497
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
12 yrs
States
1
Exams
4
Since
2014
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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