AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
EJ

Eric James Miller

Illinois·CRD #7220921
Dual-registered

Dual-registered at NADLER FINANCIAL GROUP, INC.

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM
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EJ

Eric James Pelnar

California·CRD #3243920
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
27 yrs
States
5
Exams
5
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EJ

Eric James Reding Sr

Nevada·CRD #3185806
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
27 yrs
States
2
Exams
6
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EJ

Eric James Robbins

Pennsylvania·CRD #4606856
IA Rep

Investment Adviser Rep at ROBBINS WEALTH MANAGEMENT

Experience
24 yrs
States
3
Exams
1
Since
2002
Fee
AUM / Hourly / Flat Fee
Minimum
$300k
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EJ

Eric James Robert Nelson

Georgia·CRD #5315182
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
19 yrs
States
7
Exams
4
Since
2007
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EJ

Eric James Saling

Florida·CRD #5522503
Dual-registered

Dual-registered at SALING WEALTH ADVISORS

Experience
18 yrs
States
4
Exams
3
Since
2008
Fee
AUM / Flat Fee
Minimum
$1.0M
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EJ

Eric James Schaber

Montana·CRD #5600222
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
18 yrs
States
1
Exams
5
Since
2008
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EJ

Eric James Stephen

New Jersey·CRD #1852575
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
38 yrs
States
3
Exams
4
Since
1988
Est. fee
AUM / Flat Fee
View profile
EJ

Eric James Thonn

Illinois·CRD #6993138
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
EJ

Eric James Ullian

Illinois·CRD #7337208
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
5 yrs
States
2
Exams
3
Since
2021
Est. fee
AUM / Hourly / Flat Fee
View profile
EJ

Eric James Viavattene

Arizona·CRD #4245523
Dual-registered

Dual-registered at ALMANACK INVESTMENT PARTNERS

Experience
19 yrs
States
1
Exams
2
Since
2007
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$100k
View profile
EJ

Eric J Anderson

California·CRD #6399049
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
2
Exams
3
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
EJ

Eric Jason Golden

Massachusetts·CRD #7745099
IA Rep

Investment Adviser Rep at CANOPY CAPITAL GROUP

Experience
2 yrs
States
1
Since
2024
Est. fee
AUM
Minimum
$350k
View profile
EJ

Eric Jason Judy

Arizona·CRD #5620347
Dual-registered

Dual-registered at CREATIVEONE SECURITIES, LLC

Experience
17 yrs
States
2
Exams
2
Since
2009
Est. fee
AUM / Hourly
Minimum
$25k
View profile
EJ

Eric Jason McClain

Alabama·CRD #5500918
IA Rep

Investment Adviser Rep at APPROACH RETIREMENT ADVISORS, LLC

Experience
16 yrs
States
3
Since
2010
Est. fee
AUM / Hourly
Minimum
$2.0M
View profile
EJ

Eric Jason Schwartz

New Jersey·CRD #5879911
IA Rep

Investment Adviser Rep at AEM ASSET MANAGEMENT, LLC

Experience
6 yrs
States
1
Exams
1
Since
2020
Est. fee
AUM / Hourly / Flat Fee
View profile
EJ

Eric Jason Stroehle

Connecticut·CRD #4845426
IA Rep

Investment Adviser Rep at IP FINANCIAL ADVISORY SERVICES LLC

Experience
22 yrs
States
5
Exams
5
Since
2004
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$25k
View profile
EJ

Eric Jason Zimmerman

Connecticut·CRD #4190434
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
26 yrs
States
2
Exams
5
Since
2000
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EJ

Eric Jay Arkin

New York·CRD #2275632
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
33 yrs
States
1
Exams
4
Since
1993
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EJ

Eric Jay Becker

Texas·CRD #4512430
IA Rep

Investment Adviser Rep at ENCOMPASS MORE ASSET MANAGEMENT LLC

Experience
25 yrs
States
2
Exams
5
Since
2001
Est. fee
AUM / Hourly / Flat Fee / Subscription
View profile
EJ

Eric Jay Fishman

California·CRD #7456684
IA Rep

Investment Adviser Rep at JAY A. FISHMAN, LTD

Experience
4 yrs
States
9
Exams
1
Since
2022
Est. fee
AUM
Minimum
$1.0M
View profile
EJ

Eric Jay Marshall

Texas·CRD #2981115
Dual-registered

Dual-registered at FIRST DALLAS SECURITIES, INC.

Experience
28 yrs
States
1
Exams
7
Since
1998
Fee
Commission
Minimum
$100k
View profile
EJ

Eric J Brisebois

Massachusetts·CRD #4160820
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
26 yrs
States
2
Exams
5
Since
2000
Fee
AUM / Hourly / Flat Fee
View profile
EJ

Eric J Crowl

North Carolina·CRD #8140622
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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