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Eric Jay Marshall

Investment Adviser Representative at FIRST DALLAS SECURITIES, INC.

Dallas, TXCRD #2981115Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
28 yrs
States Registered
4 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Eric Jay Marshall has worked in the securities industry since 1998. They are registered to provide investment advisory services in Arizona, Minnesota, New Mexico, and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 4 states
ArizonaMinnesotaNew MexicoTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/14/2001
Series 63
Uniform Securities Agent State Law Examination
Passed 7/23/1998
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 87
Research Analyst Exam - Part II Regulations Module
Passed 1/24/2005
Series 86
Research Analyst Exam - Part I Analysis Module
Passed 12/21/2004
Series 7
General Securities Representative Examination
Passed 6/20/1998
Series 24
General Securities Principal Examination
Passed 1/26/2004

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Commission
Account minimum: $100,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

First Dallas Securities, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HODGES CAPITAL MANAGEMENT INCCurrent
2/8/2002Dallas, TX
FIRST DALLAS SECURITIES, INC.
4/6/200611/2/2011Dallas, TX

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Eric Jay Marshall has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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