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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
EL

Eric Lee Olson

Florida·CRD #3137220
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
27 yrs
States
2
Exams
4
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EL

Eric Lee Steele

South Carolina·CRD #3147875
Dual-registered

Dual-registered at CREATIVEONE SECURITIES, LLC

Experience
27 yrs
States
1
Exams
4
Since
1999
Est. fee
AUM / Hourly
Minimum
$25k
View profile
EL

Eric Leonard Sjolund

New Jersey·CRD #735405
Dual-registered

Dual-registered at ALTITUDE CAPITAL MANAGEMENT LLC

Experience
14 yrs
States
1
Exams
4
Since
2012
Est. fee
AUM / Hourly / Flat Fee
View profile
EL

Eric Lewis Schrum

Florida·CRD #6605854
Dual-registered

Dual-registered at SCHRUM PRIVATE WEALTH MANAGEMENT, LLC

Experience
10 yrs
States
3
Exams
4
Since
2016
Est. fee
AUM / Flat Fee
View profile
EL

Eric Li

California·CRD #6572783
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
11 yrs
States
1
Exams
7
Since
2015
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
View profile
EL

Eric Lloyd Brewe

Texas·CRD #1144504
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
43 yrs
States
2
Exams
5
Since
1983
Est. fee
AUM / Flat Fee
View profile
EL

Eric Lloyd Vogen

North Carolina·CRD #1406908
Dual-registered

Dual-registered at VISION CAPITAL & MANAGEMENT

Experience
41 yrs
States
1
Exams
7
Since
1985
Est. fee
AUM / Flat Fee
Minimum
$2.0M
View profile
EL

Eric Looby

South Dakota·CRD #7138893
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
4 yrs
States
1
Exams
3
Since
2022
Fee
AUM / Hourly / Flat Fee
View profile
EL

Eric Lopez Farmer

California·CRD #5992402
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
EL

Eric Loughrin

Texas·CRD #7442953
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
5 yrs
States
2
Exams
3
Since
2021
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EL

Eric Louis Blackman

Maryland·CRD #7381570
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
EL

Eric Louis Cohen

North Carolina·CRD #5828781
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
2
Exams
3
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
EL

Eric Louis Heilmann

Ohio·CRD #4453474
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
25 yrs
States
1
Exams
3
Since
2001
Est. fee
AUM / Hourly / Flat Fee
View profile
EL

Eric Louis Rechtin

Missouri·CRD #4428135
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
24 yrs
States
2
Exams
3
Since
2002
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EL

Eric Luan-Trong Nguyen

Texas·CRD #6872918
Dual-registered

Dual-registered at OAK HARVEST INVESTMENT SERVICES

Experience
8 yrs
States
1
Exams
4
Since
2018
Fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
EL

Eric L Walton

Maryland·CRD #7655953
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
EL

Eric L Willis

California·CRD #5610792
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
2
Exams
5
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile
EL

Eric L Wilson

New York·CRD #4739817
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
22 yrs
States
1
Exams
3
Since
2004
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
EL

Eric Lynn McMurdie

Texas·CRD #5054544
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
19 yrs
States
1
Exams
3
Since
2007
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EL

Eric Lynn Wiseman

Nevada·CRD #6882348
IA Rep

Investment Adviser Rep at READ & POWELL FINANCIAL SERVICES, LLC

Experience
8 yrs
States
1
Exams
1
Since
2018
Est. fee
AUM / Hourly
View profile
EM

Eric Macdonnell

District Of Columbia·CRD #2129553
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
35 yrs
States
4
Exams
4
Since
1991
Est. fee
AUM / Commission / Flat Fee
View profile
EM

Eric Maher

New York·CRD #2192722
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
25 yrs
States
1
Exams
7
Since
2001
Est. fee
AUM / Hourly / Flat Fee
View profile
EM

Eric Mangold

New Jersey·CRD #4047724
Dual-registered

Dual-registered at SUMMIT FINANCIAL, LLC

Experience
15 yrs
States
1
Exams
3
Since
2011
Est. fee
AUM / Flat Fee
Minimum
$100k
View profile
EM

Eric Man Kit Lee

California·CRD #6756133
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
5
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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