AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
EJ

Erick John Reim

Minnesota·CRD #2859316
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
27 yrs
States
1
Exams
4
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EJ

Erick John Roshelli

Maryland·CRD #5344410
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
19 yrs
States
2
Exams
4
Since
2007
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
EL

Erick Lief Richardson

Connecticut·CRD #2909020
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
3
Exams
4
Since
1997
Est. fee
AUM / Commission / Flat Fee
View profile
ET

Erickmathieu Teixeirademello

Florida·CRD #7517171
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
EM

Erick Michael Murray Jr

Georgia·CRD #7971427
Dual-registered

Dual-registered at IFG ADVISORY, LLC

Experience
2 yrs
States
1
Exams
5
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
EO

Erick Ochieng Arowo

Texas·CRD #7447912
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
3 yrs
States
1
Exams
4
Since
2023
Est. fee
AUM / Hourly / Flat Fee
View profile
EP

Erick Paul Coan

Florida·CRD #2366454
Dual-registered

Dual-registered at FOUR POINTS ADVISORS, LLC

Experience
29 yrs
States
2
Exams
5
Since
1997
Est. fee
AUM
Minimum
$50k
View profile
EP

Erick Pesantez Santana

New York·CRD #7400322
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
4 yrs
States
1
Exams
4
Since
2022
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
View profile
ER

Erick Reinoso

Florida·CRD #6121358
Dual-registered

Dual-registered at GUERRA WEALTH ADVISORS

Experience
13 yrs
States
1
Exams
5
Since
2013
Est. fee
AUM / Hourly / Flat Fee
View profile
ER

Erick Robert Krosky

Arizona·CRD #4268615
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
25 yrs
States
1
Exams
4
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
ES

Erick Scot Newton

Arizona·CRD #2318675
Dual-registered

Dual-registered at LIDO

Experience
33 yrs
States
4
Exams
5
Since
1993
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
ER

Erickson Richard Braund

Michigan·CRD #2544396
Dual-registered

Dual-registered at BLACK WALNUT WEALTH MANAGEMENT

Experience
31 yrs
States
1
Exams
4
Since
1995
Est. fee
AUM / Flat Fee
View profile
EK

Eric Kumar

Kentucky·CRD #7971242
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
2 yrs
States
5
Exams
3
Since
2024
Est. fee
AUM / Other
View profile
EK

Eric Kyle Willis

California·CRD #5590900
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
2
Exams
5
Since
2010
Est. fee
AUM / Commission / Flat Fee
View profile
EL

Eric Lau

California·CRD #5420718
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
15 yrs
States
1
Exams
8
Since
2011
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
View profile
EL

Eric Lawrence Dunn

Pennsylvania·CRD #6384541
IA Rep

Investment Adviser Rep at SEI INVESTMENTS MANAGEMENT CORP

Experience
10 yrs
States
1
Exams
1
Since
2016
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$25.0M
View profile
EL

Eric Lawson Woo

New Jersey·CRD #2245190
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
32 yrs
States
2
Exams
10
Since
1994
Est. fee
AUM / Flat Fee
View profile
EL

Eric L Cardonick

Pennsylvania·CRD #2879678
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
2
Exams
5
Since
2009
Est. fee
AUM / Commission / Flat Fee
View profile
EL

Eric L Dovre

Michigan·CRD #6123165
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
2
Exams
5
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile
EL

Eric Lee Biddle

Ohio·CRD #6270751
IA Rep

Investment Adviser Rep at STRATOS WEALTH ADVISORS LLC

Experience
13 yrs
States
2
Exams
1
Since
2013
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
EL

Eric Lee Davis

Michigan·CRD #4596946
Dual-registered

Dual-registered at CREATIVEONE SECURITIES, LLC

Experience
24 yrs
States
3
Exams
4
Since
2002
Est. fee
AUM / Hourly
Minimum
$25k
View profile
EL

Eric Lee Demico

Pennsylvania·CRD #5588045
IA Rep

Investment Adviser Rep at GIBSON CAPITAL, LLC

Experience
15 yrs
States
1
Exams
1
Since
2011
Fee
AUM / Hourly / Flat Fee
Minimum
$3.0M
View profile
EL

Eric Lee Johnson

Colorado·CRD #2721115
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
23 yrs
States
2
Exams
5
Since
2003
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EL

Eric Lee Newby

Arizona·CRD #5117082
Dual-registered

Dual-registered at BEACON POINTE ADVISORS, LLC

Experience
18 yrs
States
2
Exams
2
Since
2008
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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