AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
EP

Eric Paul Aposhian

Florida·CRD #2647433
Dual-registered

Dual-registered at LEWIS ASSET MANAGEMENT

Experience
30 yrs
States
3
Exams
5
Since
1996
Est. fee
AUM
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EP

Eric Paul Eimen

Illinois·CRD #3100004
Dual-registered

Dual-registered at WILLIAM BLAIR & COMPANY L.L.C.

Experience
6 yrs
States
1
Exams
5
Since
2020
Est. fee
AUM / Flat Fee
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EP

Eric Paul Herried

Minnesota·CRD #4669024
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
23 yrs
States
2
Exams
3
Since
2003
Est. fee
AUM / Hourly / Flat Fee
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EP

Eric Paul Schulze

Colorado·CRD #2648340
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
30 yrs
States
2
Exams
8
Since
1996
Est. fee
AUM / Flat Fee
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EP

Eric Paul Spindt

Wisconsin·CRD #5920213
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
15 yrs
States
1
Exams
3
Since
2011
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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EP

Eric Pedack

Washington·CRD #6212199
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
1
Exams
4
Since
2018
Est. fee
AUM / Commission / Flat Fee
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EP

Eric Peter Jarvis

Washington·CRD #2538458
IA Rep

Investment Adviser Rep at WAVERLY ADVISORS, LLC

Experience
12 yrs
States
1
Exams
1
Since
2014
Fee
AUM / Hourly / Flat Fee / Performance-based
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EP

Eric Peter Rabaskas

Connecticut·CRD #1698023
Dual-registered

Dual-registered at VANDERBILT ADVISORY SERVICES

Experience
39 yrs
States
1
Exams
5
Since
1987
Est. fee
AUM / Hourly / Flat Fee
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EP

Eric Peter Weschke

Louisiana·CRD #2486324
Dual-registered

Dual-registered at COPPELL ADVISORY SOLUTIONS LLC

Experience
28 yrs
States
3
Exams
7
Since
1998
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
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EP

Eric Peter White

Kentucky·CRD #4797829
Dual-registered

Dual-registered at FOUNDATIONS INVESTMENT ADVISORS LLC

Experience
21 yrs
States
1
Exams
6
Since
2005
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
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EP

Eric Petranchuk

New York·CRD #3117369
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
16 yrs
States
2
Exams
6
Since
2010
Est. fee
AUM / Flat Fee
View profile
EP

Eric P Hermes

Michigan·CRD #5601667
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
2
Exams
5
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile
EP

Eric Philip Rosenbloom

Illinois·CRD #4594491
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
24 yrs
States
1
Exams
3
Since
2002
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EP

Eric Phillip Hoffman

Illinois·CRD #6885439
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
1
Exams
4
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
EP

Eric Pierre Manson

Georgia·CRD #5735488
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
16 yrs
States
1
Exams
3
Since
2010
Est. fee
AUM / Hourly / Flat Fee
View profile
EP

Eric Pittman

Texas·CRD #4493878
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
1
Exams
3
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile
ER

Eric Ralph Prall

Minnesota·CRD #4661975
Dual-registered

Dual-registered at NORTHLAND ASSET MANAGEMENT

Experience
23 yrs
States
1
Exams
6
Since
2003
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
ER

Eric Ralph Van Buskirk Jr

Virginia·CRD #6852662
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
7 yrs
States
1
Exams
5
Since
2019
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
ER

Eric R Anderson

California·CRD #8194110
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
ER

Eric Raoul Rivero

N/A·CRD #7010062
IA Rep

Investment Adviser Rep at CONCURRENT INVESTMENT ADVISORS, LLC

Experience
1 yrs
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
ER

Eric Raphael

Connecticut·CRD #2473104
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
3
Exams
4
Since
1994
Est. fee
AUM / Commission / Flat Fee
View profile
ER

Eric Raul Gonzalez

North Carolina·CRD #7390384
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
3
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
ER

Eric Raymond Eaton

Massachusetts·CRD #5069790
Dual-registered

Dual-registered at KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

Experience
10 yrs
States
1
Exams
2
Since
2016
Fee
AUM
View profile
ER

Eric Raynard Scott

Georgia·CRD #5148715
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
2
Exams
3
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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