AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AW

Aaron Walter Meisner

Maryland·CRD #2288731
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
2
Exams
5
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile
AW

Aaron Wauters

Illinois·CRD #4451697
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
2
Exams
6
Since
2002
Est. fee
AUM / Commission / Flat Fee
View profile
AW

Aaron Wayne Schuler Jr.

Louisiana·CRD #5182258
Dual-registered

Dual-registered at BEAM WEALTH ADVISORS, INC.

Experience
15 yrs
States
4
Exams
5
Since
2011
Est. fee
AUM / Hourly / Flat Fee
Minimum
$75k
View profile
AW

Aaron Wayne Smith

California·CRD #2747405
Dual-registered

Dual-registered at CENTAURUS FINANCIAL, INC.

Experience
30 yrs
States
21
Exams
6
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
AW

Aaron Weiss

Maine·CRD #8088757
IA Rep

Investment Adviser Rep at KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

Experience
1 yrs
States
2
Exams
1
Since
2025
Fee
AUM
View profile
AW

Aaron W Griswold

New Jersey·CRD #5587792
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
2
Exams
3
Since
2009
Est. fee
AUM / Commission / Flat Fee
View profile
AW

Aaron Wiegman

California·CRD #3277597
Dual-registered

Dual-registered at SAVVY

Experience
25 yrs
States
1
Exams
6
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
AW

Aaron Wong

Arizona·CRD #7299210
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
5 yrs
States
1
Exams
4
Since
2021
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
AW

Aaron Wood

N/A·CRD #6668093
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
Exams
4
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
AY

Aaron Yoon

Texas·CRD #5714775
Dual-registered

Dual-registered at &PARTNERS

Experience
17 yrs
States
2
Exams
3
Since
2009
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
View profile
AZ

Aaron Zachary Jewett

California·CRD #7451804
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
4 yrs
States
2
Exams
4
Since
2022
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AG

Aarti Garg Mathur

Connecticut·CRD #7791736
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
AY

Aarushi Y Pathak

New Jersey·CRD #6635142
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
2
Exams
7
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
AB

Aashish Bhattarai

California·CRD #7453012
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
AH

Aashish H Matani

Texas·CRD #3048206
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
2
Exams
6
Since
1998
Est. fee
AUM / Commission / Flat Fee
View profile
AM

Aash Michael Shah

Utah·CRD #6765639
IA Rep

Investment Adviser Rep at SUMMIT GLOBAL INVESTMENTS, LLC

Experience
9 yrs
States
1
Since
2017
Fee
AUM / Performance-based / Other
View profile
AG

Abanoub Gabra

Georgia·CRD #6485682
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
9 yrs
States
5
Exams
3
Since
2017
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
View profile
AB

Abanti B Pakrasi

California·CRD #4503397
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
3
Exams
5
Since
2002
Est. fee
AUM / Commission / Flat Fee
View profile
AD

Abbas Danesh

Connecticut·CRD #3264746
Dual-registered

Dual-registered at SOUND INCOME STRATEGIES, LLC

Experience
15 yrs
States
1
Exams
5
Since
2011
Fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
AF

Abbas F Zuaiter

Connecticut·CRD #1719768
IA Rep

Investment Adviser Rep at 33 CAPITAL MANAGEMENT LLC

Experience
3 yrs
States
1
Exams
2
Since
2023
Est. fee
AUM / Flat Fee / Performance-based / Other
Minimum
$10.0M
View profile
AA

Abbass Agahi

California·CRD #2844798
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

Experience
29 yrs
States
2
Exams
4
Since
1997
Est. fee
AUM / Hourly / Flat Fee
View profile
AG

Abbey Gwin

New York·CRD #5396991
Dual-registered

Dual-registered at COUNTRYSIDE FINANCIAL LLC

Experience
19 yrs
States
1
Exams
5
Since
2007
Est. fee
AUM / Hourly
View profile
AL

Abbey Lee Henderson

Massachusetts·CRD #3190203
IA Rep

Investment Adviser Rep at NEWEDGE ADVISORS

Experience
25 yrs
States
3
Exams
1
Since
2001
Fee
AUM / Hourly / Flat Fee
View profile
AN

Abbie Niehoff Frishman

Maryland·CRD #7891622
IA Rep

Investment Adviser Rep at MBI LLC

Experience
2 yrs
States
1
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisors - Page 12 | AdvisorFinder