AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AR

Abbie R Piper

Rhode Island·CRD #7689535
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AM

Abbigael Makenzie Woodcock

Kentucky·CRD #7273535
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
AK

Abbigail Kuna

Wisconsin·CRD #8306194
IA Rep

Investment Adviser Rep at HIGHLAND INVESTMENT ADVISORS LLC

States
1
Exams
1
Since
2026
Fee
AUM / Flat Fee
Minimum
$500k
View profile
AJ

Abbott J Keller

California·CRD #2825513
IA Rep

Investment Adviser Rep at KESTREL INVESTMENT MANAGEMENT CORP

Experience
29 yrs
States
1
Exams
1
Since
1997
Est. fee
AUM
Minimum
$10.0M
View profile
AB

Abby Barnett Steininger

Texas·CRD #6947559
Dual-registered

Dual-registered at LINSCOMB WEALTH, INC.

Experience
7 yrs
States
1
Exams
3
Since
2019
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile
AC

Abby Christine Reed

Georgia·CRD #6781337
IA Rep

Investment Adviser Rep at BROOKSTONE CAPITAL MANAGEMENT LLC

Experience
9 yrs
States
2
Exams
1
Since
2017
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
AE

Abby Elizabeth Gilk

South Dakota·CRD #7653290
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

States
1
Exams
3
Since
2026
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
AH

Abby H Smith

Texas·CRD #6651092
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
1
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
AK

Abby Kristine Monger

South Dakota·CRD #7500594
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
1 yrs
States
2
Exams
5
Since
2025
Est. fee
AUM / Flat Fee
View profile
AL

Abby Laine Gross

Pennsylvania·CRD #6703538
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
10 yrs
States
1
Exams
3
Since
2016
Est. fee
AUM / Hourly / Flat Fee
View profile
AM

Abby Marie Mason

Colorado·CRD #7433239
Dual-registered

Dual-registered at WESTERN WEALTH MANAGEMENT LLC

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Hourly / Flat Fee
View profile
AN

Abby Nicole Delmas

California·CRD #7909320
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Flat Fee
View profile
AR

Abby Renee Hubble

Oklahoma·CRD #5489301
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
17 yrs
States
2
Exams
4
Since
2009
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AR

Abby Robertson Nolan

Ohio·CRD #6260059
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
2
Exams
4
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
AK

Abd-El Kareem Saed Hamad

District Of Columbia·CRD #7457506
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
3
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
AM

Abdel M Al-Jame

Maryland·CRD #5341954
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
3
Exams
5
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
AN

Abdelrahman Nasser Hamada

Connecticut·CRD #8115554
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
4
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
AG

Abdoul Gadiry Diallo

Georgia·CRD #5376145
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
2
Exams
5
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile
AK

Abduhl Karim Mashhoon

Georgia·CRD #5365907
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
19 yrs
States
2
Exams
3
Since
2007
Fee
AUM / Hourly / Flat Fee
View profile
AK

Abdul Khaliq

California·CRD #5798077
Dual-registered

Dual-registered at BCG SECURITIES, INC.

Experience
16 yrs
States
8
Exams
3
Since
2010
Est. fee
AUM / Commission / Flat Fee
Minimum
$25k
View profile
AB

Abdulla Begai

New York·CRD #7952127
IA Rep

Investment Adviser Rep at A&M PRIVATE WEALTH PARTNERS, LLC

Experience
2 yrs
States
1
Exams
1
Since
2024
Est. fee
AUM / Flat Fee
Minimum
$5.0M
View profile
AW

Abdul Wahid Nawabi

California·CRD #7276825
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
2
Exams
4
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
AT

Abednego Tonderai Nakoma

New Hampshire·CRD #8264878
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

States
1
Exams
3
Since
2026
Est. fee
AUM / Hourly / Flat Fee
View profile
AA

Abel Alexander Santibanez

California·CRD #5752541
Dual-registered

Dual-registered at MASON & ASSOCIATES, INC.

Experience
14 yrs
States
1
Exams
4
Since
2012
Fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisors - Page 13 | AdvisorFinder