AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
EY

Eric Yean

California·CRD #5099473
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
3
Exams
3
Since
2006
Est. fee
AUM / Commission / Flat Fee
View profile
EY

Eric Y. Oh

Arizona·CRD #5488041
Dual-registered

Dual-registered at CHATTERTON & ASSOCIATES

Experience
18 yrs
States
9
Exams
3
Since
2008
Est. fee
AUM / Flat Fee
Minimum
$500k
View profile
EY

Eric Yoon Schneck

California·CRD #6801499
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
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EY

Eric Young Sin

Arizona·CRD #1918393
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
37 yrs
States
4
Exams
5
Since
1989
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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EY

Eric Yu

California·CRD #7418492
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
2
Exams
4
Since
2021
Est. fee
AUM / Commission / Flat Fee
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EZ

Eric Zachary Rosen

California·CRD #6181478
Dual-registered

Dual-registered at SIGNATURE INVESTMENT ADVISORS, LLC

Experience
12 yrs
States
1
Exams
7
Since
2014
Est. fee
AUM
Minimum
$250k
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EA

Erika Alexis Sammons

Connecticut·CRD #5477919
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
3
Exams
6
Since
2008
Est. fee
AUM / Commission / Flat Fee
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EB

Erika Barden

Maine·CRD #8074481
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Other
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EC

Erika Campbell

Connecticut·CRD #4968629
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
2
Exams
3
Since
2005
Est. fee
AUM / Commission / Flat Fee
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ED

Erika De La Rosa Hennessey

California·CRD #6516053
IA Rep

Investment Adviser Rep at 1919 INVESTMENT COUNSEL, LLC

Experience
11 yrs
States
5
Exams
1
Since
2015
Est. fee
AUM / Flat Fee / Other
Minimum
$2.0M
View profile
EE

Erika Evans Texter

Florida·CRD #6899963
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
7 yrs
States
1
Exams
3
Since
2019
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EE

Erika Evleth

New Jersey·CRD #7662981
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
EF

Erika Fabricatore

California·CRD #6335053
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
3
Exams
6
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
EH

Erika Hannah Zuluaga

New Jersey·CRD #7687010
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
EJ

Erika James

California·CRD #5021165
IA Rep

Investment Adviser Rep at FOUNDATIONS INVESTMENT ADVISORS LLC

Experience
13 yrs
States
2
Exams
3
Since
2013
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
EJ

Erika J Marqueztorres

Texas·CRD #6124106
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
1
Exams
5
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile
EK

Erika Krohomer

Massachusetts·CRD #7724820
IA Rep

Investment Adviser Rep at ICAPITAL, LLC

Experience
2 yrs
States
1
Exams
1
Since
2024
Fee
AUM / Flat Fee
Minimum
$25k
View profile
EK

Erika K Voelker

Florida·CRD #6183416
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
1
Exams
6
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile
EL

Erika Landon

California·CRD #2943521
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
27 yrs
States
1
Exams
3
Since
1999
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
EA

Erik Alan Eklof

Texas·CRD #4184022
Dual-registered

Dual-registered at RETIREMENT PLANNERS OF AMERICA

Experience
11 yrs
States
1
Exams
5
Since
2015
Fee
AUM
View profile
EA

Erik Alan Swenson

Wisconsin·CRD #711905
Dual-registered

Dual-registered at INDEPENDENT FINANCIAL PARTNERS

Experience
46 yrs
States
1
Exams
8
Since
1980
Fee
AUM / Hourly / Flat Fee / Other
View profile
EL

Erika L Briggs

Colorado·CRD #3072180
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
3
Exams
5
Since
2005
Est. fee
AUM / Commission / Flat Fee
View profile
EL

Erika Lee Bateman

Illinois·CRD #4813330
Dual-registered

Dual-registered at INSPIRION WEALTH ADVISORS, LLC

Experience
19 yrs
States
1
Exams
3
Since
2007
Est. fee
AUM / Hourly / Flat Fee
View profile
EL

Erika Leigh Mielke

North Carolina·CRD #4895091
Dual-registered

Dual-registered at ARBOR INVESTMENT ADVISORS

Experience
11 yrs
States
2
Exams
5
Since
2015
Est. fee
AUM / Flat Fee
Minimum
$1.0M
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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