AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
EK

Erik K. Hofstrom

Pennsylvania·CRD #4858680
Dual-registered

Dual-registered at INDEPENDENT ADVISOR ALLIANCE, LLC

Experience
22 yrs
States
2
Exams
4
Since
2004
Est. fee
AUM / Hourly / Flat Fee
View profile
EL

Erik Lawrence Ludtke

Texas·CRD #7425119
IA Rep

Investment Adviser Rep at NOVA INFRASTRUCTURE MANAGEMENT, LLC

Experience
5 yrs
States
1
Since
2021
Est. fee
AUM / Performance-based
View profile
EL

Erik Lawson Jefferson

Massachusetts·CRD #5549041
Dual-registered

Dual-registered at FLAGSHIP HARBOR ADVISORS, LLC

Experience
16 yrs
States
2
Exams
5
Since
2010
Est. fee
AUM / Hourly / Flat Fee
View profile
EL

Erik Lee Yates

Minnesota·CRD #5129693
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Flat Fee
View profile
EL

Erik Leland Hulbert

Alaska·CRD #5386839
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
18 yrs
States
1
Exams
5
Since
2008
Est. fee
AUM / Hourly / Flat Fee
View profile
EL

Erik Lloyd Severson

Iowa·CRD #5617340
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
17 yrs
States
1
Exams
3
Since
2009
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
EL

Erik L Moran

Maryland·CRD #2367277
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
2
Exams
4
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile
EM

Erik Marc Knobl

District Of Columbia·CRD #2921849
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
29 yrs
States
3
Exams
5
Since
1997
Est. fee
AUM / Flat Fee
View profile
EM

Erik Martin Blankmeyer Sr.

Texas·CRD #2518231
Dual-registered

Dual-registered at LEVEL FOUR ADVISORY SERVICES

Experience
28 yrs
States
1
Exams
4
Since
1998
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$40k
View profile
EM

Erik Martin Herstad

Indiana·CRD #6313959
IA Rep

Investment Adviser Rep at CX INSTITUTIONAL, LLC

Experience
12 yrs
States
2
Exams
4
Since
2014
Est. fee
AUM / Flat Fee
Minimum
$5k
View profile
EM

Erik Matthew Gholtoghian

California·CRD #6747426
IA Rep

Investment Adviser Rep at BAKERAVENUE

Experience
4 yrs
States
1
Exams
1
Since
2022
Est. fee
AUM / Flat Fee
Minimum
$1.0M
View profile
EM

Erik Matthew Potts

New Hampshire·CRD #4635699
Dual-registered

Dual-registered at SUMMIT WEALTH GROUP LLC

Experience
23 yrs
States
2
Exams
6
Since
2003
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile
EM

Erik Matthew Wanta

California·CRD #6875601
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
5
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
EM

Erik M Clemente

California·CRD #6789818
Dual-registered

Dual-registered at LIDO

Experience
3 yrs
States
3
Exams
4
Since
2023
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
EM

Erik McVann Feldhaus

Illinois·CRD #3256403
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
2
Exams
7
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
EM

Erik M. Gabrich

Connecticut·CRD #7322370
IA Rep

Investment Adviser Rep at MISSIONSQUARE WEALTH MANAGEMENT

Experience
5 yrs
States
12
Exams
4
Since
2021
Fee
AUM
View profile
EM

Erik Michael Hardin

Nebraska·CRD #5567806
Dual-registered

Dual-registered at ORION PORTFOLIO SOLUTIONS, LLC

Experience
14 yrs
States
1
Exams
3
Since
2012
Est. fee
AUM / Flat Fee / Performance-based
View profile
EM

Erik Morin

Colorado·CRD #6637617
IA Rep

Investment Adviser Rep at KINGSTONE CAPITAL PARTNERS TEXAS, LLC

Experience
10 yrs
States
1
Exams
4
Since
2016
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile
EM

Erik M Wilcox

Rhode Island·CRD #5635840
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
17 yrs
States
1
Exams
4
Since
2009
Est. fee
AUM / Hourly / Flat Fee
View profile
EN

Erik Nathan Bonnett

Florida·CRD #7271056
Dual-registered

Dual-registered at TRIPLETAIL WEALTH MANAGEMENT

Experience
5 yrs
States
1
Exams
4
Since
2021
Est. fee
AUM
Minimum
$500k
View profile
EN

Erik Nicholas Daugenti

Ohio·CRD #8254145
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

States
1
Exams
4
Since
2026
Est. fee
AUM / Hourly / Flat Fee
View profile
EN

Erik Nmn Mosholt

Florida·CRD #2016965
Dual-registered

Dual-registered at 46 PEAKS INVESTMENT ADVISORY GROUP

Experience
34 yrs
States
4
Exams
5
Since
1992
Est. fee
AUM / Flat Fee
Minimum
$500k
View profile
EN

Erik N Saarinen

Massachusetts·CRD #4878562
Dual-registered

Dual-registered at MCNAMARA FINANCIAL SERVICES, INC.

Experience
12 yrs
States
1
Exams
5
Since
2014
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
EO

Erik Olson

Minnesota·CRD #5528907
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
18 yrs
States
1
Exams
5
Since
2008
Fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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