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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
ET

Erin Therese Dominick

Alabama·CRD #2195843
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
6
Exams
5
Since
1999
Est. fee
AUM / Commission / Flat Fee
View profile
ED

Eriona Dhimitri

California·CRD #6699975
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
EK

Erion Kafazi

Missouri·CRD #7686163
IA Rep

Investment Adviser Rep at FINANCIAL & TAX ARCHITECTS, LLC

Experience
3 yrs
States
1
Exams
2
Since
2023
Est. fee
AUM / Flat Fee
View profile
EB

Erisa Bida

New Jersey·CRD #7466694
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
EJ

Erivan Jose Carrascoza

Rhode Island·CRD #8117626
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
2
Exams
3
Since
2026
Est. fee
AUM / Commission / Flat Fee
View profile
EM

Erjola Monka

Connecticut·CRD #6102643
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
EH

Erkan Hajric

Texas·CRD #6876918
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
EP

Erkki Peippo

Michigan·CRD #4570008
Dual-registered

Dual-registered at CONCORDE ASSET MANAGEMENT, LLC

Experience
24 yrs
States
6
Exams
5
Since
2002
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
EA

Erman Anthony Tasci

Connecticut·CRD #3231126
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
3
Exams
4
Since
1999
Est. fee
AUM / Commission / Flat Fee
View profile
EF

Erman F Frazier III

District Of Columbia·CRD #1879607
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
37 yrs
States
6
Exams
8
Since
1989
Est. fee
AUM / Commission / Flat Fee
View profile
EP

Ermengarda Palumbo

Florida·CRD #5238388
Dual-registered

Dual-registered at BCI SECURITIES, INC.

Experience
18 yrs
States
1
Exams
3
Since
2008
Est. fee
AUM / Flat Fee
Minimum
$250k
View profile
EC

Ermir Celaj

Connecticut·CRD #7496857
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
4 yrs
States
3
Exams
3
Since
2022
Est. fee
AUM / Hourly / Flat Fee
View profile
EA

Ernest Allan Tannis

Georgia·CRD #3080966
Dual-registered

Dual-registered at LEVEL FOUR ADVISORY SERVICES

Experience
19 yrs
States
1
Exams
7
Since
2007
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$40k
View profile
EA

Ernest Andre Williams

North Carolina·CRD #4687456
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
23 yrs
States
1
Exams
3
Since
2003
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EA

Ernest Anthony Baillargeon

Arizona·CRD #6387461
IA Rep

Investment Adviser Rep at FOUNDATIONS INVESTMENT ADVISORS LLC

Experience
11 yrs
States
2
Exams
1
Since
2015
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
EB

Ernest Brady Sumner

Georgia·CRD #7361250
IA Rep

Investment Adviser Rep at EAGLE MERCHANT PARTNERS

Experience
5 yrs
States
1
Exams
1
Since
2021
Est. fee
AUM / Performance-based / Other
Minimum
$100k
View profile
EB

Ernest Bryan Osorio

California·CRD #7901812
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
5
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
ED

Ernest Devan Moosherr

Michigan·CRD #8099267
IA Rep

Investment Adviser Rep at CANOPY WEALTH MANAGEMENT

Experience
1 yrs
States
2
Exams
1
Since
2025
Est. fee
AUM / Hourly
Minimum
$250k
View profile
EE

Ernest E. Cecilia

Pennsylvania·CRD #4345960
IA Rep

Investment Adviser Rep at APRICUS WEALTH LLC

Experience
13 yrs
States
1
Since
2013
Fee
AUM
Minimum
$3.0M
View profile
EE

Ernest Eugene Guilliams III

Georgia·CRD #834378
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
49 yrs
States
2
Exams
5
Since
1977
Est. fee
AUM / Commission / Flat Fee
View profile
EF

Ernest Frederick Martinez

California·CRD #2167081
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
2
Exams
5
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile
EF

Ernest Fulton Cave

Florida·CRD #5104968
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
11 yrs
States
1
Exams
5
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EG

Ernest Getz McMullen

Florida·CRD #2158137
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
2
Exams
8
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile
EH

Ernest Hille Domingue

Louisiana·CRD #5726241
IA Rep

Investment Adviser Rep at BCM ADVISORS, LLC

Experience
17 yrs
States
1
Exams
1
Since
2009
Est. fee
AUM
Minimum
$250k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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