AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
EJ

Ernest Jay Horn

Texas·CRD #6671577
Dual-registered

Dual-registered at HUB INVESTMENT PARTNERS, LLC

Experience
9 yrs
States
1
Exams
3
Since
2017
Est. fee
AUM / Hourly / Flat Fee
View profile
EJ

Ernest John Joseph Jr

Connecticut·CRD #1736733
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
39 yrs
States
2
Exams
6
Since
1987
Est. fee
AUM / Flat Fee
View profile
EJ

Ernest J Reyes

California·CRD #1751604
Dual-registered

Dual-registered at CENTAURUS FINANCIAL, INC.

Experience
38 yrs
States
2
Exams
3
Since
1988
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
EK

Ernest Kwong

Maryland·CRD #8053811
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
EL

Ernest Leanard Allen

South Carolina·CRD #7803095
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
EL

Ernest Lee Davidson Jr

Texas·CRD #1447143
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
33 yrs
States
2
Exams
5
Since
1993
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
EL

Ernest Lon Scharff

N/A·CRD #2664264
Dual-registered

Dual-registered at VICTORY CAPITAL MANAGEMENT INC.

Experience
31 yrs
Exams
5
Since
1995
Fee
AUM / Flat Fee / Performance-based
View profile
EL

Ernest Louis Bonnoitt Jr.

Louisiana·CRD #5898815
IA Rep

Investment Adviser Rep at BROOKSTONE CAPITAL MANAGEMENT LLC

Experience
15 yrs
States
2
Exams
1
Since
2011
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
EL

Ernest L Repice

Pennsylvania·CRD #714538
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
46 yrs
States
1
Exams
9
Since
1980
Est. fee
AUM / Hourly / Flat Fee
View profile
EL

Ernest Luster

New Jersey·CRD #7111724
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
3
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
EM

Ernest Mark Caponegro

New Jersey·CRD #1025695
Dual-registered

Dual-registered at OSAIC ADVISORY SERVICES, LLC

Experience
44 yrs
States
1
Exams
13
Since
1982
Est. fee
AUM / Hourly / Flat Fee
View profile
EM

Ernest Martin Blackburn

Mississippi·CRD #2522747
Dual-registered

Dual-registered at IFG ADVISORY, LLC

Experience
32 yrs
States
1
Exams
8
Since
1994
Est. fee
AUM / Hourly / Flat Fee
View profile
EM

Ernest Michael Csak

Idaho·CRD #2880934
Dual-registered

Dual-registered at MAIN STREET FINANCIAL SOLUTIONS, LLC

Experience
29 yrs
States
3
Exams
7
Since
1997
Est. fee
AUM / Hourly / Flat Fee
View profile
EM

Ernest M Martinelli

New Jersey·CRD #1030123
IA Rep

Investment Adviser Rep at CENTAURUS FINANCIAL, INC.

Experience
40 yrs
States
2
Exams
4
Since
1986
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
EA

Ernesto A. Chavez Jr.

Arizona·CRD #4315877
Dual-registered

Dual-registered at EMERSON EQUITY LLC

Experience
25 yrs
States
1
Exams
4
Since
2001
Est. fee
AUM / Hourly / Flat Fee
View profile
EC

Ernesto Carlos Hernandez

Florida·CRD #5948722
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
2
Exams
3
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile
EJ

Ernesto Jose Bruna

Florida·CRD #4564084
Dual-registered

Dual-registered at CHRONOS CAPITAL ADVISORS LLC

Experience
23 yrs
States
1
Exams
3
Since
2003
Est. fee
AUM / Flat Fee
View profile
EJ

Ernesto Jose Rodriguez

Florida·CRD #6331981
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
2
Exams
3
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
EM

Ernesto Michael Duran

Arizona·CRD #7569310
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Flat Fee
View profile
EM

Ernesto M Marques

New Jersey·CRD #5861064
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
2
Exams
5
Since
2010
Est. fee
AUM / Commission / Flat Fee
View profile
EP

Ernesto Puteri

Connecticut·CRD #5581124
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
4
Exams
6
Since
2009
Est. fee
AUM / Commission / Flat Fee
View profile
EP

Ernest Patrick Moosherr

Arizona·CRD #1698046
Dual-registered

Dual-registered at CANOPY WEALTH MANAGEMENT

Experience
39 yrs
States
4
Exams
5
Since
1987
Est. fee
AUM / Hourly
Minimum
$250k
View profile
EP

Ernest Phillips

Florida·CRD #4017247
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
19 yrs
States
1
Exams
2
Since
2007
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
ER

Ernest Royal Massenberg III

Maryland·CRD #4244795
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
26 yrs
States
2
Exams
3
Since
2000
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

Looking for the right advisor?

Get personalized recommendations based on your financial goals and needs.

Get matched
Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisors - Page 1121 | AdvisorFinder