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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
EM

Ethan Miles Peterson

California·CRD #7439204
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
5
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
EM

Ethan M Lancaster

North Carolina·CRD #8151348
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
1
Exams
4
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
EM

Ethan M Plotkin

Florida·CRD #8101721
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
EN

Ethan Needles

Maryland·CRD #7992037
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
EN

Ethan Nesheim Mr.

California·CRD #7707670
IA Rep

Investment Adviser Rep at WEALTHSPIRE RETIREMENT ADVISORY

Experience
3 yrs
States
1
Exams
1
Since
2023
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
EN

Ethan Nguyen Ogden

Illinois·CRD #7136603
Dual-registered

Dual-registered at MAIA WEALTH

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM / Flat Fee
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EP

Ethan Patrick Prince

New Jersey·CRD #7717982
Dual-registered

Dual-registered at NEST EGG

Experience
3 yrs
States
2
Exams
4
Since
2023
Fee
AUM
Minimum
$1k
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EP

Ethan Patrick Travis

West Virginia·CRD #7812827
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
2 yrs
States
1
Exams
4
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
EP

Ethan Peter Callahan

Pennsylvania·CRD #7417279
IA Rep

Investment Adviser Rep at SOUND INCOME STRATEGIES, LLC

Experience
1 yrs
States
1
Exams
1
Since
2025
Fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
EP

Ethan Pierce Pflug

Tennessee·CRD #7569627
IA Rep

Investment Adviser Rep at AGP FRANKLIN, LLC

Experience
1 yrs
States
1
Exams
2
Since
2025
Fee
AUM
View profile
EP

Ethan P Lex

Ohio·CRD #8118841
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
EQ

Ethan Quarandillo

Minnesota·CRD #7982811
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
EQ

Ethan Quin Alvarez

California·CRD #7225412
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
4
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
ER

Ethan Ray Looney

Louisiana·CRD #8009152
IA Rep

Investment Adviser Rep at HUB INVESTMENT PARTNERS, LLC

Experience
2 yrs
States
2
Exams
1
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
ER

Ethan Richard Later

Washington·CRD #8196623
IA Rep

Investment Adviser Rep at WEALTH MANAGEMENT

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
ER

Ethan Robert Ciota

New York·CRD #8157789
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
ER

Ethan Robert Medling

Connecticut·CRD #7686198
IA Rep

Investment Adviser Rep at CREATIVEONE WEALTH, LLC

Experience
3 yrs
States
1
Exams
2
Since
2023
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
ER

Ethan Ronald Barry

Ohio·CRD #7906579
IA Rep

Investment Adviser Rep at WHITAKER-MYERS WEALTH MANAGERS, LTD.

Experience
2 yrs
States
1
Exams
1
Since
2024
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
ER

Ethan Russman

Arizona·CRD #4228081
Dual-registered

Dual-registered at EMERSON EQUITY LLC

Experience
15 yrs
States
1
Exams
4
Since
2011
Est. fee
AUM / Hourly / Flat Fee
View profile
ES

Ethan Samson Shaff

Texas·CRD #7812265
IA Rep

Investment Adviser Rep at LEVEL FOUR ADVISORY SERVICES

Experience
3 yrs
States
1
Exams
1
Since
2023
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$40k
View profile
ES

Ethan Samuel Anderson

Pennsylvania·CRD #8198419
IA Rep

Investment Adviser Rep at MYCIO WEALTH PARTNERS, LLC

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile
ES

Ethan Samuels

California·CRD #6363844
IA Rep

Investment Adviser Rep at FOUNDATIONS INVESTMENT ADVISORS LLC

Experience
3 yrs
States
2
Exams
4
Since
2023
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
ES

Ethan Sawyer Staller

California·CRD #7622184
Dual-registered

Dual-registered at IEQ CAPITAL, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Flat Fee
View profile
ES

Ethan Schneid

Florida·CRD #4696246
Dual-registered

Dual-registered at KUBHERA ENTERPRISES LLC

Experience
23 yrs
States
3
Exams
4
Since
2003
Fee
AUM / Hourly / Flat Fee / Performance-based
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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