AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
FR

Frank Ross Jackson

Arizona·CRD #2094312
Dual-registered

Dual-registered at BLEDSOE ASSET MANAGEMENT, LLC

Experience
11 yrs
States
2
Exams
3
Since
2015
Fee
AUM / Hourly
Minimum
$50k
View profile
FR

Frank Roy Wipfler

Missouri·CRD #4145541
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
26 yrs
States
2
Exams
3
Since
2000
Fee
AUM / Other
View profile
FR

Frank R Purdy IV

South Carolina·CRD #5790017
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
2
Exams
3
Since
2012
Est. fee
AUM / Commission / Flat Fee
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FR

Frank R Smith III

Alabama·CRD #6906325
IA Rep

Investment Adviser Rep at BANKPLUS WEALTH ADVISORS

Experience
8 yrs
States
2
Since
2018
Fee
AUM
View profile
FS

Frank Samuel Martin Roe

Illinois·CRD #4849350
Dual-registered

Dual-registered at ASSETMARK, INC.

Experience
20 yrs
States
1
Exams
4
Since
2006
Est. fee
AUM / Flat Fee
View profile
FS

Frank Samuel Polizzi Jr

Pennsylvania·CRD #2380038
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
31 yrs
States
2
Exams
6
Since
1995
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
FS

Frank Santi

Connecticut·CRD #3274743
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
3
Exams
6
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
FS

Frank Shiau

New York·CRD #7424806
IA Rep

Investment Adviser Rep at HUDSON HOUSING CAPITAL LLC

Experience
5 yrs
States
1
Since
2021
Est. fee
AUM / Flat Fee / Performance-based
View profile
FS

Frank Sokola

Maryland·CRD #6284555
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
2
Exams
3
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
FS

Frank S Piotrkowski II

District Of Columbia·CRD #4809856
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
22 yrs
States
4
Exams
4
Since
2004
Est. fee
AUM / Commission / Flat Fee
View profile
FS

Frank Sterling Miles III

Florida·CRD #4480492
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
2
Exams
5
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
FS

Frank Stewart McGovern Jr

California·CRD #6173124
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
13 yrs
States
1
Exams
5
Since
2013
Fee
AUM / Other
View profile
FS

Frank Stolba

New York·CRD #3087097
Dual-registered

Dual-registered at INGALLS & SNYDER LLC

Experience
24 yrs
States
1
Exams
12
Since
2002
Fee
AUM / Flat Fee / Performance-based
Minimum
$100k
View profile
FS

Frank Stuart Lewis II

Michigan·CRD #1617764
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
35 yrs
States
3
Exams
5
Since
1991
Est. fee
AUM / Commission / Flat Fee
View profile
FT

Frank Tae Ro

California·CRD #3240900
Dual-registered

Dual-registered at STRATOS WEALTH PARTNERS, LTD

Experience
26 yrs
States
2
Exams
8
Since
2000
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
FT

Frank T Alvarez

New York·CRD #7927308
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
FT

Frank T Cooney

Michigan·CRD #7004755
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
5
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
FT

Frank Theodore Gardner III

Texas·CRD #2947950
Dual-registered

Dual-registered at WESTWOOD MANAGEMENT CORP

Experience
24 yrs
States
1
Exams
6
Since
2002
Fee
AUM / Performance-based
View profile
FT

Frank Thomas Colangelo

Pennsylvania·CRD #4336647
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
25 yrs
States
1
Exams
4
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
FT

Frank Thomas Delurgio

Missouri·CRD #845637
Dual-registered

Dual-registered at BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Experience
49 yrs
States
1
Exams
4
Since
1977
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$25k
View profile
FT

Frank Thomas Guiffre

New York·CRD #5093544
Dual-registered

Dual-registered at TSA MANAGEMENT INC

Experience
20 yrs
States
1
Exams
4
Since
2006
Est. fee
AUM / Flat Fee
Minimum
$50k
View profile
FT

Frank Thomas Laniecki

California·CRD #4847286
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
22 yrs
States
1
Exams
6
Since
2004
Est. fee
AUM / Hourly / Flat Fee
View profile
FT

Frank Thomas Marzella

Massachusetts·CRD #2595051
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
31 yrs
States
1
Exams
4
Since
1995
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
FT

Frank Thomas Vandy

Illinois·CRD #4476750
Dual-registered

Dual-registered at SPIRE WEALTH MANAGEMENT, LLC

Experience
21 yrs
States
2
Exams
5
Since
2005
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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