AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
FT

Frank Timothy Dunn Jr

California·CRD #1075960
Dual-registered

Dual-registered at CONCORDE ASSET MANAGEMENT, LLC

Experience
33 yrs
States
6
Exams
5
Since
1993
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
FT

Frank Timothy Kuiper

Alaska·CRD #1774282
Dual-registered

Dual-registered at CONCORDE ASSET MANAGEMENT, LLC

Experience
38 yrs
States
16
Exams
7
Since
1988
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
FT

Frank Trent Campbell

Texas·CRD #7289231
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
1
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
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FV

Frank Vallorosi

Minnesota·CRD #3154623
Dual-registered

Dual-registered at FOCUS FINANCIAL

Experience
26 yrs
States
3
Exams
9
Since
2000
Fee
AUM / Hourly / Flat Fee / Other
View profile
FV

Frank Vee Finch

New York·CRD #4027536
Dual-registered

Dual-registered at TSA MANAGEMENT INC

Experience
26 yrs
States
1
Exams
3
Since
2000
Est. fee
AUM / Flat Fee
Minimum
$50k
View profile
FV

Frank Veneau Mahoney

Massachusetts·CRD #7930357
IA Rep

Investment Adviser Rep at WINCAP FINANCIAL LLC

Experience
2 yrs
States
1
Exams
1
Since
2024
Fee
AUM
View profile
FV

Frank Vestal

Arizona·CRD #7935553
IA Rep

Investment Adviser Rep at CORE PLANNING

Experience
2 yrs
States
3
Exams
1
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
FV

Frank Vincent Fallon

New Jersey·CRD #5527684
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
1
Exams
5
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile
FV

Frank Vincent Geremia

New Jersey·CRD #221124
Dual-registered

Dual-registered at GEREMIA FINANCIAL SERVICES, LLC

Experience
21 yrs
States
2
Exams
6
Since
2005
Est. fee
AUM
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FV

Frank Vincent Geremia Jr

New Jersey·CRD #2002321
Dual-registered

Dual-registered at GEREMIA FINANCIAL SERVICES, LLC

Experience
21 yrs
States
3
Exams
5
Since
2005
Est. fee
AUM
View profile
FW

Frank Watson Wall II

Florida·CRD #2263233
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
32 yrs
States
4
Exams
5
Since
1994
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
FW

Frank Wayne Bailey

Tennessee·CRD #6865539
Dual-registered

Dual-registered at SOUND INCOME STRATEGIES, LLC

Experience
9 yrs
States
1
Exams
3
Since
2017
Fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
FW

Frank William Diebold Jr.

Illinois·CRD #3210630
IA Rep

Investment Adviser Rep at AVANTAX PLANNING PARTNERS, INC.

Experience
27 yrs
States
1
Exams
1
Since
1999
Est. fee
AUM / Hourly / Flat Fee
View profile
FW

Frank William Dingle

Maryland·CRD #2776487
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
29 yrs
States
3
Exams
5
Since
1997
Est. fee
AUM / Flat Fee
View profile
FW

Frank William Drake

Alabama·CRD #1125255
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
43 yrs
States
2
Exams
4
Since
1983
Est. fee
AUM / Commission / Flat Fee
View profile
FW

Frank William List

Michigan·CRD #1053919
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
44 yrs
States
1
Exams
6
Since
1982
Est. fee
AUM / Hourly / Flat Fee
View profile
FW

Frank William Malpigli

New York·CRD #1002355
IA Rep

Investment Adviser Rep at SAVVY

Experience
44 yrs
States
1
Exams
3
Since
1982
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
FW

Frank William Schornagle III

Florida·CRD #1257056
Dual-registered

Dual-registered at BILTMORE FAMILY OFFICE, LLC

Experience
22 yrs
States
2
Exams
5
Since
2004
Est. fee
AUM / Flat Fee
View profile
FW

Frank William Van Kirk III

Louisiana·CRD #6254421
Dual-registered

Dual-registered at STRATOS WEALTH PARTNERS, LTD

Experience
12 yrs
States
3
Exams
4
Since
2014
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
FW

Frank William Van Kirk Jr.

Louisiana·CRD #722848
Dual-registered

Dual-registered at STRATOS WEALTH PARTNERS, LTD

Experience
45 yrs
States
3
Exams
7
Since
1981
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
FW

Frank Willis Fisher III

North Carolina·CRD #2331150
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
33 yrs
States
2
Exams
6
Since
1993
Est. fee
AUM / Flat Fee
View profile
FX

Frank Xavier Rambusch

North Carolina·CRD #2397090
Dual-registered

Dual-registered at ARGONAUTICA PRIVATE WEALTH MANAGEMENT, INC

Experience
33 yrs
States
2
Exams
6
Since
1993
Est. fee
AUM / Flat Fee
View profile
FX

Frank X Bustamante

Michigan·CRD #1210197
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
42 yrs
States
1
Exams
5
Since
1984
Est. fee
AUM / Commission / Flat Fee
View profile
FZ

Frank Z Tinsley

Connecticut·CRD #5761713
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
8
Exams
8
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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