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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
FC

Frederick Charles Peters

Pennsylvania·CRD #4357615
IA Rep

Investment Adviser Rep at ALDEN CAPITAL

Experience
11 yrs
States
1
Exams
1
Since
2015
Est. fee
AUM / Flat Fee
Minimum
$25k
View profile
FC

Frederick Charles Russell

New York·CRD #1360608
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
32 yrs
States
1
Exams
3
Since
1994
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
FC

Frederick Christopher Fragner

Michigan·CRD #5544399
Dual-registered

Dual-registered at SAGE HILL CAPITAL

Experience
15 yrs
States
1
Exams
2
Since
2011
Est. fee
AUM
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FC

Frederick Condit

Colorado·CRD #6745881
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
4
Exams
4
Since
2018
Est. fee
AUM / Commission / Flat Fee
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FC

Frederick C Palmer

Connecticut·CRD #1767052
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
39 yrs
States
3
Exams
4
Since
1987
Est. fee
AUM / Commission / Flat Fee
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FC

Frederick Cyprys

Florida·CRD #1095234
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
43 yrs
States
1
Exams
6
Since
1983
Est. fee
AUM / Hourly / Flat Fee
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FD

Frederick Dooley Johnson

California·CRD #1287112
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
42 yrs
States
1
Exams
8
Since
1984
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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FD

Frederick Dupre Rau III

Louisiana·CRD #6711013
Dual-registered

Dual-registered at STOKES FAMILY OFFICE LLC

Experience
5 yrs
States
2
Exams
3
Since
2021
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
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FE

Frederick Earl Vanpatten

Georgia·CRD #1204070
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
42 yrs
States
1
Exams
5
Since
1984
Est. fee
AUM / Hourly / Flat Fee
View profile
FE

Frederick Earl Walter III

New Jersey·CRD #1404095
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
40 yrs
States
2
Exams
5
Since
1986
Est. fee
AUM / Commission / Flat Fee
View profile
FE

Frederick Eugene Fedorowich Jr

Florida·CRD #4604828
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
22 yrs
States
1
Exams
5
Since
2004
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
FF

Frederick Feliciano

California·CRD #2449455
Dual-registered

Dual-registered at SECURE ASSET MANAGEMENT, L.L.C.

Experience
32 yrs
States
1
Exams
3
Since
1994
Est. fee
AUM / Flat Fee / Other
View profile
FG

Frederick Gary Wotruba

Texas·CRD #5240857
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
19 yrs
States
2
Exams
3
Since
2007
Est. fee
AUM / Flat Fee
View profile
FH

Frederick Haas Moosherr

Michigan·CRD #8099394
IA Rep

Investment Adviser Rep at CANOPY WEALTH MANAGEMENT

Experience
1 yrs
States
3
Exams
1
Since
2025
Est. fee
AUM / Hourly
Minimum
$250k
View profile
FH

Frederick Harry Yankee

Florida·CRD #1217333
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
43 yrs
States
1
Exams
4
Since
1983
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
FH

Frederick Henry Cross

Michigan·CRD #4226785
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
26 yrs
States
1
Exams
4
Since
2000
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
FH

Frederick Hotchkiss Miller Jr.

Massachusetts·CRD #4540301
IA Rep

Investment Adviser Rep at BEACON POINTE ADVISORS, LLC

Experience
24 yrs
States
2
Exams
1
Since
2002
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
FH

Frederick Howard Adler Jr

Arizona·CRD #1370270
IA Rep

Investment Adviser Rep at GIBBS WEALTH MANAGEMENT, LLC

Experience
2 yrs
States
1
Exams
5
Since
2024
Est. fee
AUM
Minimum
$25k
View profile
FJ

Frederick Jerome Graves

South Carolina·CRD #6961510
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
2
Exams
5
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
FJ

Frederick J Hoey III

New Jersey·CRD #4753775
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
22 yrs
States
3
Exams
3
Since
2004
Est. fee
AUM / Commission / Flat Fee
View profile
FJ

Frederick Joel Childs

Indiana·CRD #7794903
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Other
View profile
FJ

Frederick John Hoey

New Jersey·CRD #247601
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
62 yrs
States
3
Exams
6
Since
1964
Est. fee
AUM / Commission / Flat Fee
View profile
FJ

Frederick John Joosse

California·CRD #719755
Dual-registered

Dual-registered at AMERICAN INVESTORS CO

Experience
46 yrs
States
1
Exams
4
Since
1980
Est. fee
AUM / Commission / Hourly / Flat Fee
View profile
FJ

Frederick John Phillips

Illinois·CRD #2916760
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
2
Exams
4
Since
1997
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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