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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
FJ

Frederick Joseph Azzurro

Florida·CRD #5388567
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
19 yrs
States
5
Exams
4
Since
2007
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
FJ

Frederick Joseph Daniel Felder III

South Carolina·CRD #6909542
Dual-registered

Dual-registered at INDEPENDENT ADVISOR ALLIANCE, LLC

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Hourly / Flat Fee
View profile
FJ

Frederick Joseph Lambert

Michigan·CRD #6304510
IA Rep

Investment Adviser Rep at HANTZ FINANCIAL SERVICES, INC.

Experience
11 yrs
States
1
Exams
2
Since
2015
Est. fee
AUM / Hourly / Flat Fee / Performance-based
View profile
FJ

Frederick Joseph Payne Jr

Oregon·CRD #1290237
Dual-registered

Dual-registered at SWIFTWATER CAPITAL

Experience
28 yrs
States
1
Exams
7
Since
1998
Est. fee
AUM / Hourly / Flat Fee
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FJ

Frederick Joseph Stucker III

District Of Columbia·CRD #1908143
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
37 yrs
States
3
Exams
7
Since
1989
Est. fee
AUM / Commission / Flat Fee
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FJ

Frederick J Trotta Jr

Connecticut·CRD #6818045
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
5 yrs
States
1
Exams
3
Since
2021
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
FK

Frederick Kane Martin

Texas·CRD #321196
Dual-registered

Dual-registered at DISCIPLINED GROWTH INVESTORS INC

Experience
44 yrs
States
1
Exams
8
Since
1982
Fee
AUM / Performance-based
View profile
FK

Frederick Kendall Dutcher

Georgia·CRD #2590102
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
30 yrs
States
2
Exams
3
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
FL

Frederick Larry Kleinhenz Jr

Pennsylvania·CRD #2304646
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
33 yrs
States
1
Exams
4
Since
1993
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
FL

Frederick Lawrence Angst

Alabama·CRD #4400636
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
25 yrs
States
3
Exams
4
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
FL

Frederick Leano

Texas·CRD #6504454
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
1
Exams
4
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
FL

Frederick Leo Tomaszycki

Texas·CRD #6556360
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
2
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
FL

Frederick L Haas

Pennsylvania·CRD #6197451
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
2
Exams
3
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
FM

Frederick Marcus Warburg

Massachusetts·CRD #5069452
Dual-registered

Dual-registered at CW ADVISORS, LLC

Experience
10 yrs
States
2
Exams
3
Since
2016
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile
FM

Frederick Maurice Pryor

Massachusetts·CRD #869833
IA Rep

Investment Adviser Rep at TFC FINANCIAL MANAGEMENT INC

Experience
32 yrs
States
1
Exams
3
Since
1994
Est. fee
AUM / Hourly / Flat Fee
View profile
FM

Frederick Maximilian Kort

Illinois·CRD #5376727
Dual-registered

Dual-registered at CURA WEALTH ADVISORS, LLC

Experience
19 yrs
States
1
Exams
4
Since
2007
Est. fee
AUM / Hourly / Flat Fee
View profile
FM

Frederick Moss

New Jersey·CRD #1143601
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
43 yrs
States
2
Exams
5
Since
1983
Est. fee
AUM / Commission / Flat Fee
View profile
FN

Frederick Nelson Cassilly

Florida·CRD #5382800
Dual-registered

Dual-registered at CASSILLY FINANCIAL

Experience
18 yrs
States
4
Exams
4
Since
2008
Est. fee
AUM / Hourly / Flat Fee
View profile
FO

Frederick Oldshue Robertshaw Jr

Arizona·CRD #2206669
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
34 yrs
States
3
Exams
4
Since
1992
Est. fee
AUM / Flat Fee
View profile
FO

Frederick Olusegun Ehinmiakhena II

Texas·CRD #6582037
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

Experience
8 yrs
States
1
Exams
4
Since
2018
Est. fee
AUM / Hourly / Flat Fee
View profile
FO

Frederick Owusu-Sekyere

North Carolina·CRD #7639505
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
FP

Frederick Paul Woods

Connecticut·CRD #1447058
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
40 yrs
States
4
Exams
7
Since
1986
Est. fee
AUM / Commission / Flat Fee
View profile
FR

Frederick Raymond Fadel

N/A·CRD #2003217
Dual-registered

Dual-registered at NORTH WOODS WEALTH MANAGEMENT

Experience
5 yrs
Exams
3
Est. fee
AUM / Flat Fee
View profile
FR

Frederick Reginald Blair

Florida·CRD #1793610
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
38 yrs
States
2
Exams
6
Since
1988
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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