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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
GJ

Geraldine J Rodrigues

New Jersey·CRD #6694057
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
4
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
GM

Geraldine Marie Shea

Connecticut·CRD #2113709
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
34 yrs
States
1
Exams
6
Since
1992
Est. fee
AUM / Flat Fee
View profile
GJ

Gerald James Marra

California·CRD #2827539
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
29 yrs
States
8
Exams
6
Since
1997
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
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GJ

Gerald James Rocheleau III

Alabama·CRD #6125082
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
11 yrs
States
5
Exams
4
Since
2015
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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GJ

Gerald Jay Rixie

Florida·CRD #4112449
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
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GJ

Gerald John Wernette

Michigan·CRD #4392592
IA Rep

Investment Adviser Rep at REHMANN WEALTH

Experience
16 yrs
States
1
Exams
3
Since
2010
Est. fee
AUM / Hourly / Flat Fee / Other
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GJ

Gerald Joseph Bonner Jr

Tennessee·CRD #4405166
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
2
Exams
5
Since
2003
Est. fee
AUM / Commission / Flat Fee
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GJ

Gerald Joseph Coughlin

New Jersey·CRD #2104715
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
35 yrs
States
1
Exams
4
Since
1991
Est. fee
AUM / Hourly / Flat Fee
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GJ

Gerald Joseph Licari

Florida·CRD #1524742
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
38 yrs
States
2
Exams
5
Since
1988
Est. fee
AUM / Commission / Flat Fee
View profile
GJ

Gerald Joseph Miletics Jr

Pennsylvania·CRD #3161439
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
27 yrs
States
2
Exams
6
Since
1999
Est. fee
AUM / Hourly / Flat Fee
View profile
GK

Gerald Kirschner

New York·CRD #7037549
Dual-registered

Dual-registered at &PARTNERS

Experience
7 yrs
States
2
Exams
4
Since
2019
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
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GK

Gerald Krager

North Carolina·CRD #2943927
Dual-registered

Dual-registered at ALLY INVEST ADVISORS

Experience
29 yrs
States
2
Exams
5
Since
1997
Fee
AUM
Minimum
$100k
View profile
GL

Gerald Lamar Twenge

Washington·CRD #7736989
Dual-registered

Dual-registered at MADISON AVENUE SECURITIES, LLC

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
GL

Gerald Lee Barkley

Pennsylvania·CRD #4342757
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
25 yrs
States
2
Exams
4
Since
2001
Est. fee
AUM / Flat Fee
View profile
GL

Gerald Lee Cornish

New York·CRD #2074359
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
36 yrs
States
2
Exams
7
Since
1990
Est. fee
AUM / Commission / Flat Fee
View profile
GL

Gerald Lee Shiner

Michigan·CRD #1792256
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
38 yrs
States
1
Exams
4
Since
1988
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
GL

Gerald Leroy Black

Florida·CRD #811414
Dual-registered

Dual-registered at JAMES I. BLACK & COMPANY

Experience
51 yrs
States
1
Exams
5
Since
1975
Fee
AUM / Hourly / Flat Fee / Other
Minimum
$50k
View profile
GL

Gerald Loftin

Massachusetts·CRD #2514109
Dual-registered

Dual-registered at PROFICIENT WEALTH COUNSELORS, LLC

Experience
24 yrs
States
2
Exams
4
Since
2002
Fee
AUM / Hourly / Flat Fee
Minimum
$250k
View profile
GL

Gerald Long Sullivan

Virginia·CRD #4459583
IA Rep

Investment Adviser Rep at GRATUS WEALTH ADVISORS LLC

Experience
26 yrs
States
1
Exams
1
Since
2000
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$1.0M
View profile
GL

Gerald Lynn Waln

Pennsylvania·CRD #2456802
IA Rep

Investment Adviser Rep at HORNOR, TOWNSEND & KENT, LLC

Experience
32 yrs
States
1
Exams
3
Since
1994
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
GM

Gerald Marino

New Jersey·CRD #5877398
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
15 yrs
States
2
Exams
3
Since
2011
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
GM

Gerald Mark Scheinman

Maryland·CRD #5228890
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
10 yrs
States
1
Exams
6
Since
2016
Est. fee
AUM / Hourly / Flat Fee
View profile
GM

Gerald Martin Pepper

Florida·CRD #2571372
Dual-registered

Dual-registered at NATIONAL WEALTH MANAGEMENT GROUP, LLC

Experience
26 yrs
States
1
Exams
5
Since
2000
Est. fee
AUM / Hourly / Flat Fee
View profile
GM

Gerald Matthew Koler

Florida·CRD #2222469
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
34 yrs
States
3
Exams
6
Since
1992
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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