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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
GM

Gerald M Calabrese

New York·CRD #6313781
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
12 yrs
States
2
Exams
4
Since
2014
Est. fee
AUM / Hourly / Flat Fee
View profile
GM

Gerald Meredith Luff III

California·CRD #2228420
Dual-registered

Dual-registered at BAKERAVENUE

Experience
24 yrs
States
1
Exams
3
Since
2002
Est. fee
AUM / Flat Fee
Minimum
$1.0M
View profile
GM

Gerald Michael Broucek

Florida·CRD #2370366
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
2
Exams
4
Since
1993
Est. fee
AUM / Commission / Flat Fee
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GM

Gerald Michael Galvin

New York·CRD #1335523
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
41 yrs
States
1
Exams
6
Since
1985
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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GM

Gerald Michael Kleber Jr

California·CRD #4171700
Dual-registered

Dual-registered at THE AMERIFLEX GROUP

Experience
26 yrs
States
3
Exams
5
Since
2000
Est. fee
AUM / Hourly / Flat Fee
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GM

Gerald Michael Van Horn

Pennsylvania·CRD #4568501
IA Rep

Investment Adviser Rep at STERLING CAPITAL MANAGEMENT LLC

Experience
25 yrs
States
1
Exams
1
Since
2001
Est. fee
AUM / Flat Fee / Performance-based
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GO

Gerald Ogilvie IV

New York·CRD #6451031
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
11 yrs
States
1
Exams
4
Since
2015
Est. fee
AUM / Hourly / Flat Fee
View profile
GJ

Geraldo Joshua Wingate

Arizona·CRD #5573671
Dual-registered

Dual-registered at ASSETMARK, INC.

Experience
15 yrs
States
1
Exams
4
Since
2011
Est. fee
AUM / Flat Fee
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GP

Gerald Paul Dietz

Texas·CRD #4032865
Dual-registered

Dual-registered at CAPE INVESTMENT ADVISORY, INC.

Experience
22 yrs
States
1
Exams
4
Since
2004
Fee
AUM
Minimum
$25k
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GP

Gerald Paul Gillespie

Wisconsin·CRD #1769990
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
39 yrs
States
1
Exams
5
Since
1987
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
GP

Gerald Paul Hebert

Louisiana·CRD #6863456
IA Rep

Investment Adviser Rep at NEWEDGE ADVISORS

Experience
9 yrs
States
2
Exams
1
Since
2017
Fee
AUM / Hourly / Flat Fee
View profile
GP

Gerald Phillip Chavez

New Mexico·CRD #4918684
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
2
Exams
3
Since
2005
Est. fee
AUM / Commission / Flat Fee
View profile
GP

Gerald P Kehoe

Georgia·CRD #7879594
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
GR

Gerald Ray Baker

Texas·CRD #10707
Dual-registered

Dual-registered at GERALD BAKER FINANCIAL GROUP, L.L.C.DBA BAKER FINANCIAL SERVICES

Experience
57 yrs
States
1
Exams
7
Since
1969
Est. fee
AUM / Hourly / Flat Fee
View profile
GR

Gerald Ray Vanderlugt

Michigan·CRD #4614339
IA Rep

Investment Adviser Rep at JVL WEALTH STRATEGIES

Experience
16 yrs
States
1
Since
2010
Fee
AUM / Hourly / Flat Fee
View profile
GR

Gerald R Mc Cue

New York·CRD #2291588
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
34 yrs
States
2
Exams
4
Since
1992
Est. fee
AUM / Commission / Flat Fee
View profile
GR

Gerald R Obando Abad

California·CRD #5146116
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
2
Exams
8
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
GR

Gerald R Russo

Massachusetts·CRD #2853844
Dual-registered

Dual-registered at WELLESLEY ASSET MANAGEMENT, INC.

Experience
29 yrs
States
2
Exams
5
Since
1997
Est. fee
AUM / Performance-based
Minimum
$500k
View profile
GR

Gerald Russell Jack

Connecticut·CRD #1011188
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
45 yrs
States
4
Exams
5
Since
1981
Est. fee
AUM / Commission / Flat Fee
View profile
GS

Gerald S Dowling Jr

New Jersey·CRD #874003
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
45 yrs
States
2
Exams
8
Since
1981
Est. fee
AUM / Commission / Flat Fee
View profile
GS

Gerald Slattery

New Jersey·CRD #2243398
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
34 yrs
States
3
Exams
4
Since
1992
Est. fee
AUM / Commission / Flat Fee
View profile
GS

Gerald Steven Reed

Texas·CRD #2906769
Dual-registered

Dual-registered at VICTORY CAPITAL MANAGEMENT INC.

Experience
26 yrs
States
1
Exams
6
Since
2000
Fee
AUM / Flat Fee / Performance-based
View profile
GT

Gerald Thomas Goss

Louisiana·CRD #226249
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
54 yrs
States
2
Exams
9
Since
1972
Fee
AUM / Hourly / Flat Fee
View profile
GV

Gerald Valentine Krach

Ohio·CRD #2445544
Dual-registered

Dual-registered at WAVERLY ADVISORS, LLC

Experience
21 yrs
States
1
Exams
4
Since
2005
Fee
AUM / Hourly / Flat Fee / Performance-based
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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