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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
GW

Gerald Walker Malone II

Michigan·CRD #2569210
IA Rep

Investment Adviser Rep at ADVANCE CAPITAL MANAGEMENT INC

Experience
26 yrs
States
2
Exams
4
Since
2000
Est. fee
AUM / Flat Fee
View profile
GW

Gerald Walter Sweeney II

Connecticut·CRD #2888968
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
2
Exams
5
Since
2002
Est. fee
AUM / Commission / Flat Fee
View profile
GW

Gerald Warren Seigel

Connecticut·CRD #418229
Dual-registered

Dual-registered at AEGIS CAPITAL CORP.

Experience
56 yrs
States
8
Exams
6
Since
1970
Est. fee
AUM / Hourly
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GW

Gerald Wayne Nackers

Arkansas·CRD #2017730
Dual-registered

Dual-registered at OSAIC ADVISORY SERVICES, LLC

Experience
36 yrs
States
14
Exams
8
Since
1990
Est. fee
AUM / Hourly / Flat Fee
View profile
GW

Gerald Wayne Spessard II

Maryland·CRD #6330004
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
12 yrs
States
2
Exams
3
Since
2014
Est. fee
AUM / Flat Fee
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GW

Gerald William Hall

Florida·CRD #2566131
Dual-registered

Dual-registered at HBKS WEALTH ADVISORS

Experience
31 yrs
States
3
Exams
7
Since
1995
Est. fee
AUM / Hourly / Flat Fee
View profile
GW

Gerald William Oliver

Kentucky·CRD #725875
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
45 yrs
States
1
Exams
4
Since
1981
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
GW

Gerald William Tyson

Texas·CRD #2537308
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
30 yrs
States
2
Exams
6
Since
1996
Est. fee
AUM / Hourly / Flat Fee
View profile
GZ

Gerald Zachary Brown

New Jersey·CRD #6398094
Dual-registered

Dual-registered at MALTIN WEALTH MANAGEMENT, INC.

Experience
11 yrs
States
1
Exams
3
Since
2015
Est. fee
AUM / Flat Fee
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GJ

Geral Jean Smith

Florida·CRD #1784547
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
33 yrs
States
2
Exams
10
Since
1993
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
GM

Geralyn Marie Gough

New York·CRD #4270751
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
26 yrs
States
2
Exams
3
Since
2000
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
GS

Geralyn Sullivan

Illinois·CRD #1210927
Dual-registered

Dual-registered at WILLIAM BLAIR & COMPANY L.L.C.

Experience
43 yrs
States
1
Exams
6
Since
1983
Est. fee
AUM / Flat Fee
View profile
GA

Gerard Addeo

New York·CRD #1434182
IA Rep

Investment Adviser Rep at WEALTHEDGE INVESTMENT ADVISORS, LLC

Experience
5 yrs
States
1
Exams
2
Since
2021
Est. fee
AUM / Other
Minimum
$50k
View profile
GA

Gerard Albert Klingman

New York·CRD #1196667
Dual-registered

Dual-registered at KLINGMAN AND ASSOCIATES, LLC

Experience
43 yrs
States
2
Exams
5
Since
1983
Est. fee
AUM / Flat Fee
Minimum
$2.0M
View profile
GA

Gerard Anthony Plauche

Louisiana·CRD #2423209
Dual-registered

Dual-registered at DELTA FINANCIAL ADVISORS, L.L.C.

Experience
15 yrs
States
2
Exams
1
Since
2011
Fee
AUM / Hourly
Minimum
$500k
View profile
GA

Gerard Anthony Rocchi

New York·CRD #1867122
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
38 yrs
States
1
Exams
6
Since
1988
Est. fee
AUM / Hourly / Flat Fee
View profile
GB

Gerard Bernhardt Hansen

Florida·CRD #2977487
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
2
Exams
5
Since
1998
Est. fee
AUM / Commission / Flat Fee
View profile
GB

Gerard Brian McGeough

New Jersey·CRD #1834279
Dual-registered

Dual-registered at CHATHAM WEALTH MANAGEMENT

Experience
29 yrs
States
1
Exams
6
Since
1997
Fee
AUM
Minimum
$500k
View profile
GC

Gerard Charles Murray

New York·CRD #1074312
Dual-registered

Dual-registered at ASCENT WEALTH PARTNERS, LLC

Experience
5 yrs
States
1
Exams
3
Since
2021
Est. fee
AUM
View profile
GC

Gerard C. O'Connell

New Jersey·CRD #4069478
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
1
Exams
4
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
GD

Gerard Dennis Zopfi

Connecticut·CRD #1097326
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
33 yrs
States
2
Exams
2
Since
1993
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
GD

Gerard Dennis Zopfi Jr.

Connecticut·CRD #6062652
IA Rep

Investment Adviser Rep at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
14 yrs
States
2
Since
2012
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
GE

Gerard E Desmond

New Jersey·CRD #3023812
IA Rep

Investment Adviser Rep at GALLAGHER FIDUCIARY ADVISORS, LLC

Experience
26 yrs
States
2
Exams
5
Since
2000
Est. fee
AUM / Hourly / Flat Fee
View profile
GE

Gerard Edward Heymann

Florida·CRD #1055042
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
44 yrs
States
3
Exams
5
Since
1982
Est. fee
AUM / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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