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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
GM

Giuseppe Mazzeo

Florida·CRD #2216136
Dual-registered

Dual-registered at LEVEL FOUR ADVISORY SERVICES

Experience
14 yrs
States
1
Exams
3
Since
2012
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$40k
View profile
GM

Giuseppe Merlo

Nebraska·CRD #4978968
Dual-registered

Dual-registered at WEITZ INVESTMENT MANAGEMENT, INC.

Experience
19 yrs
States
1
Exams
5
Since
2007
Fee
AUM
View profile
GG

Gizelle Grace George

Texas·CRD #7529379
Dual-registered

Dual-registered at CAIN, WATTERS & ASSOCIATES, LLC

Experience
4 yrs
States
1
Exams
3
Since
2022
Fee
AUM / Hourly / Flat Fee
View profile
GK

G K Lloyd

South Carolina·CRD #1508761
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
2
Exams
4
Since
1997
Est. fee
AUM / Commission / Flat Fee
View profile
GA

Gladys A Neafus

Oklahoma·CRD #1509011
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
25 yrs
States
1
Exams
4
Since
2001
Fee
AUM / Hourly / Flat Fee
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GS

Gladys Soonsi Chow

New York·CRD #2195862
Dual-registered

Dual-registered at EAGLE BAY FAMILY OFFICE

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
GR

Gleb Reynlib

California·CRD #5484138
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
18 yrs
States
1
Exams
6
Since
2008
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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GA

Glen Alan Rives

Texas·CRD #3098873
Dual-registered

Dual-registered at BAKERAVENUE

Experience
15 yrs
States
1
Exams
5
Since
2011
Est. fee
AUM / Flat Fee
Minimum
$1.0M
View profile
GA

Glen Alan Thiessen

Washington·CRD #1244732
Dual-registered

Dual-registered at CLEAR CREEK FINANCIAL MANAGEMENT, LLC

Experience
42 yrs
States
1
Exams
6
Since
1984
Est. fee
AUM / Hourly / Flat Fee
View profile
GA

Glen Allen Clemans

Oregon·CRD #1618828
Dual-registered

Dual-registered at CGC FINANCIAL SERVICES

Experience
39 yrs
States
2
Exams
4
Since
1987
Fee
AUM
View profile
GA

Glen Allen Maleri

Connecticut·CRD #2078797
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
36 yrs
States
1
Exams
5
Since
1990
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
GA

Glen Andrew Thomas Jr

New Jersey·CRD #1858079
Dual-registered

Dual-registered at STERLING FINANCIAL PLANNING INC

Experience
20 yrs
States
1
Exams
2
Since
2006
Fee
AUM / Hourly / Flat Fee / Other
Minimum
$500k
View profile
GA

Glen Anthony Carter

Texas·CRD #1055009
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
34 yrs
States
1
Exams
7
Since
1992
Est. fee
AUM / Flat Fee
View profile
GA

Glen Arthur Moore Jr

New Hampshire·CRD #8174866
IA Rep

Investment Adviser Rep at INDEPENDENCE FINANCIAL ADVISORS, LLC

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Hourly / Other
View profile
GA

Glen Asbury

Indiana·CRD #7420703
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
5 yrs
States
1
Exams
5
Since
2021
Est. fee
AUM / Other
View profile
GC

Glen Cohen

New York·CRD #2028355
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
29 yrs
States
1
Exams
4
Since
1997
Est. fee
AUM / Hourly / Flat Fee
View profile
GB

Glenda Brenetta Ross

Connecticut·CRD #1132875
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
3
Exams
4
Since
1997
Est. fee
AUM / Commission / Flat Fee
View profile
GG

Glenda Gail McConneghey

North Carolina·CRD #724416
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
39 yrs
States
3
Exams
3
Since
1987
Est. fee
AUM / Commission / Flat Fee
View profile
GM

Glenda Marie Molina

Texas·CRD #5556876
Dual-registered

Dual-registered at WAVERLY ADVISORS, LLC

Experience
14 yrs
States
1
Exams
2
Since
2012
Fee
AUM / Hourly / Flat Fee / Performance-based
View profile
GD

Glen Daniel Mulligan

New Jersey·CRD #2945660
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
25 yrs
States
1
Exams
5
Since
2001
Est. fee
AUM / Hourly / Flat Fee
View profile
GD

Glen David Smith

Texas·CRD #4801922
Dual-registered

Dual-registered at GDS WEALTH MANAGEMENT

Experience
22 yrs
States
1
Exams
6
Since
2004
Est. fee
AUM
Minimum
$1.0M
View profile
GM

Glendell Mack Baker

Texas·CRD #1149466
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
43 yrs
States
1
Exams
3
Since
1983
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
GD

Glen Dryden

Maryland·CRD #2110155
Dual-registered

Dual-registered at TRANSAMERICA RETIREMENT ADVISORS, LLC

Experience
29 yrs
States
1
Exams
4
Since
1997
Est. fee
AUM / Flat Fee
Minimum
$2.0M
View profile
GE

Glen Edward Holmes

Florida·CRD #1245565
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
41 yrs
States
3
Exams
3
Since
1985
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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