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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
GS

G Scott Diddel

Connecticut·CRD #1655242
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
37 yrs
States
1
Exams
5
Since
1989
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
GS

G Scott Lowe

California·CRD #4670740
Dual-registered

Dual-registered at ALLWORTH FINANCIAL, L.P.

Experience
23 yrs
States
3
Exams
4
Since
2003
Fee
AUM / Flat Fee / Performance-based
View profile
GS

G Sebastien Lundby-Thomas

Pennsylvania·CRD #6293560
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
2
Exams
3
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
GS

G S Schein

California·CRD #2567105
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
2
Exams
4
Since
1994
Est. fee
AUM / Commission / Flat Fee
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GG

Guadalupe Gomez

Illinois·CRD #6368104
Dual-registered

Dual-registered at FIDUCIENT ADVISORS LLC

Experience
4 yrs
States
2
Exams
4
Since
2022
Est. fee
AUM / Flat Fee / Performance-based
View profile
GG

Guadalupe Gonzalez

Texas·CRD #7616629
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
GJ

Guadalupe Joanna Mendez

California·CRD #8048579
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
GM

Guadalupe Monterroso

New York·CRD #7424617
IA Rep

Investment Adviser Rep at HUDSON HOUSING CAPITAL LLC

Experience
5 yrs
States
1
Since
2021
Est. fee
AUM / Flat Fee / Performance-based
View profile
GV

Guadalupe Vu

California·CRD #8025936
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
GY

Guadalupe Yanett Mandujano

Texas·CRD #6901220
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
1
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
GG

Guangming George Dai

California·CRD #7059603
IA Rep

Investment Adviser Rep at DAI ADVISORS

Experience
7 yrs
States
1
Exams
1
Since
2019
Est. fee
AUM
Minimum
$2.0M
View profile
GL

Guanlin Li

California·CRD #8101672
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
GX

Guan Xiong Yang

California·CRD #6605586
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
10 yrs
States
1
Exams
5
Since
2016
Est. fee
AUM / Hourly / Flat Fee
View profile
GS

Gudeta S Tura

Connecticut·CRD #7956523
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
GS

Guerlio St Vrestil

Pennsylvania·CRD #7974848
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
GA

Guido Alejo Valli

Florida·CRD #7925120
IA Rep

Investment Adviser Rep at FDI WEALTH MANAGEMENT, LLC

Experience
2 yrs
States
1
Exams
1
Since
2024
Est. fee
AUM / Hourly
View profile
GA

Guido Andreas Gaeffke

Pennsylvania·CRD #4837905
IA Rep

Investment Adviser Rep at HORNOR, TOWNSEND & KENT, LLC

Experience
22 yrs
States
2
Exams
4
Since
2004
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
GM

Guido M Graff

New York·CRD #4675325
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
22 yrs
States
2
Exams
5
Since
2004
Est. fee
AUM / Commission / Flat Fee
View profile
GP

Guilherme Pinto Jubran

Arizona·CRD #5645682
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
16 yrs
States
1
Exams
6
Since
2010
Est. fee
AUM / Hourly / Flat Fee
View profile
GV

Guilherme Verzola Lima Barreto

Florida·CRD #6835602
IA Rep

Investment Adviser Rep at LARCH CAPITAL PARTNERS LLC

Experience
5 yrs
States
1
Exams
1
Since
2021
Est. fee
AUM / Flat Fee
Minimum
$5.0M
View profile
GD

Guilian Dileonardo

Pennsylvania·CRD #6340775
Dual-registered

Dual-registered at LIBERTY ONE WEALTH ADVISORS

Experience
9 yrs
States
1
Exams
3
Since
2017
Est. fee
AUM
View profile
GA

Guillermo A Borquez

Indiana·CRD #5140042
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
3
Exams
3
Since
2006
Est. fee
AUM / Commission / Flat Fee
View profile
GA

Guillermo Alejandro Rivas Flores

California·CRD #8083971
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
GC

Guillermo Carlos Lopez

Texas·CRD #6485355
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
1
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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