AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
GG

Gurmeet Gulati

California·CRD #5271243
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
2
Exams
5
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
GC

Gurner Cole Lipscomb

Tennessee·CRD #8152852
IA Rep

Investment Adviser Rep at FCG INVESTMENT COMPANY

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Flat Fee
Minimum
$10k
View profile
GS

Gurpreet Singh

California·CRD #6459445
Dual-registered

Dual-registered at INFINITY FINANCIAL SERVICES ADVISORY

Experience
11 yrs
States
1
Exams
5
Since
2015
Fee
AUM / Hourly
Minimum
$10k
View profile
GB

Gursharanpal Banga

California·CRD #7501885
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
5
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
GK

Guruatma Khalsa

Arizona·CRD #8117859
IA Rep

Investment Adviser Rep at ACRYLIC FINANCIAL, INC.

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Commission / Hourly / Flat Fee
View profile
GS

Gurveer Singh Mann

Michigan·CRD #4552860
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
24 yrs
States
2
Exams
5
Since
2002
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
GS

Gurvir Singh Grewal

California·CRD #5921004
Dual-registered

Dual-registered at ALLWORTH FINANCIAL, L.P.

Experience
13 yrs
States
1
Exams
5
Since
2013
Fee
AUM / Flat Fee / Performance-based
View profile
GJ

Gus James Catanzaro

California·CRD #2384549
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
33 yrs
States
11
Exams
8
Since
1993
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
GJ

Gus James Marzavas

Ohio·CRD #4297074
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
25 yrs
States
2
Exams
8
Since
2001
Est. fee
AUM / Flat Fee
View profile
GJ

Gus Joseph Dodge

Connecticut·CRD #7694256
IA Rep

Investment Adviser Rep at WELLTH ADVISORY SERVICES, LLC

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
GL

Gus Leno Andrews III

North Carolina·CRD #2362417
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
33 yrs
States
5
Exams
6
Since
1993
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
GJ

Gustave J Jursch

California·CRD #6605385
IA Rep

Investment Adviser Rep at MIRAMONTES CAPITAL, LLC

Experience
5 yrs
States
1
Exams
6
Since
2021
Fee
AUM / Hourly / Flat Fee
Minimum
$75k
View profile
GR

Gustave Robert Ozag

California·CRD #1142854
IA Rep

Investment Adviser Rep at WESTEND CAPITAL MANAGEMENT, LLC.

Experience
17 yrs
States
1
Exams
3
Since
2009
Fee
AUM / Performance-based
Minimum
$10k
View profile
GM

Gustav Magnus Nicholas Vik

California·CRD #6081676
IA Rep

Investment Adviser Rep at SANTA BARBARA MANAGEMENT

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Flat Fee / Other
Minimum
$100.0M
View profile
GA

Gustavo A. Cano

New York·CRD #5583243
Dual-registered

Dual-registered at FUNDAMENTAL INVESTMENT SERVICES, LLC

Experience
14 yrs
States
1
Exams
6
Since
2012
Est. fee
AUM / Hourly / Flat Fee
View profile
GA

Gustavo A Delafuente

California·CRD #2790932
IA Rep

Investment Adviser Rep at KINGSTONE CAPITAL PARTNERS TEXAS, LLC

Experience
3 yrs
States
2
Exams
1
Since
2023
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile
GA

Gustavo Adolfo Cala

Florida·CRD #5974236
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
14 yrs
States
1
Exams
5
Since
2012
Est. fee
AUM / Hourly / Flat Fee
View profile
GA

Gustavo Adolfo Carvajal Mr

Florida·CRD #4258670
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
2
Exams
4
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
GA

Gustavo A Gutierrez

Pennsylvania·CRD #4288952
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
2
Exams
3
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
GA

Gustavo Andres Guerini

Florida·CRD #4005993
Dual-registered

Dual-registered at ALLARIA ASSET MANAGEMENT, LLC

Experience
26 yrs
States
1
Exams
4
Since
2000
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$100k
View profile
GA

Gustavo Andres Rodriguez Lopez

California·CRD #7447882
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
2
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
GA

Gustavo Ayala

Puerto Rico·CRD #7658652
IA Rep

Investment Adviser Rep at CONNELLY CAPITAL MANAGEMENT LLC

Experience
1 yrs
States
1
Exams
6
Since
2025
Est. fee
AUM / Other
View profile
GC

Gustavo Corte

Arizona·CRD #6549205
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
11 yrs
States
2
Exams
3
Since
2015
Est. fee
AUM / Flat Fee
View profile
GF

Gustavo Flores Carrillo

California·CRD #7210807
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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