AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
GO

Gustavo O Lopez

New Jersey·CRD #7062859
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
3
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
GP

Gustavo Pecego

Alabama·CRD #5606339
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
15 yrs
States
21
Exams
3
Since
2011
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
View profile
GP

Gustavo Pires De Oliveira Dias

California·CRD #6698817
IA Rep

Investment Adviser Rep at IEQ CAPITAL, LLC

Experience
8 yrs
States
1
Exams
1
Since
2018
Est. fee
AUM / Flat Fee
View profile
GR

Gustavo Ramirez

Texas·CRD #7960417
Dual-registered

Dual-registered at ALTERNA WEALTH MANAGEMENT, INC.

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM
Minimum
$250k
View profile
GR

Gustavo Rodriguez

Florida·CRD #5816575
Dual-registered

Dual-registered at BBVA GLOBAL WEALTH ADVISORS, INC.

Experience
11 yrs
States
1
Exams
6
Since
2015
Est. fee
AUM
Minimum
$500k
View profile
GO

Guthrie Olaf Cook

Massachusetts·CRD #6726927
Dual-registered

Dual-registered at HORNOR, TOWNSEND & KENT, LLC

Experience
9 yrs
States
1
Exams
6
Since
2017
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
GA

Guy Abbott Alderdice Jr

Vermont·CRD #4263747
Dual-registered

Dual-registered at ADVISORY ALPHA, LLC

Experience
25 yrs
States
1
Exams
3
Since
2001
Est. fee
AUM / Hourly / Flat Fee
View profile
GA

Guy Allen

Florida·CRD #5121608
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
2
Exams
3
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
GA

Guy Arie Bodner

New York·CRD #7842828
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
2 yrs
States
1
Exams
5
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
GA

Guy Asadorian Jr.

Rhode Island·CRD #1540044
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
22 yrs
States
1
Exams
5
Since
2004
Est. fee
AUM / Commission / Flat Fee
View profile
GB

Guy B Deemer

Florida·CRD #2504584
Dual-registered

Dual-registered at IP FINANCIAL ADVISORY SERVICES LLC

Experience
32 yrs
States
3
Exams
5
Since
1994
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$25k
View profile
GB

Guy Bentley Wilder IV

Alabama·CRD #5754038
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
2
Exams
4
Since
2010
Est. fee
AUM / Commission / Flat Fee
View profile
GB

Guy Blann Britton

Arkansas·CRD #4651830
Dual-registered

Dual-registered at B. RILEY WEALTH ADVISORS, INC.

Experience
23 yrs
States
3
Exams
4
Since
2003
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
GC

Guy Charles

Texas·CRD #7319327
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
GC

Guy Christopher Mower

Georgia·CRD #2445340
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
32 yrs
States
1
Exams
6
Since
1994
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
GD

Guy Daniel Gohn

Florida·CRD #6022452
IA Rep

Investment Adviser Rep at BROOKSTONE CAPITAL MANAGEMENT LLC

Experience
14 yrs
States
4
Exams
1
Since
2012
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
GD

Guy David Peel

Montana·CRD #863485
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
47 yrs
States
1
Exams
6
Since
1979
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
GD

Guy Dennis Edwards

Kansas·CRD #6909108
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
8 yrs
States
2
Exams
3
Since
2018
Fee
AUM / Other
View profile
GD

Guy D Hugaert

California·CRD #1445964
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
2
Exams
4
Since
2003
Est. fee
AUM / Commission / Flat Fee
View profile
GE

Guy English Wilson

Pennsylvania·CRD #4978541
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
21 yrs
States
2
Exams
3
Since
2005
Est. fee
AUM / Hourly / Flat Fee
View profile
GE

Guy Eugene Baker

California·CRD #10716
IA Rep

Investment Adviser Rep at WEALTH TEAMS ALLIANCE

Experience
31 yrs
States
1
Exams
2
Since
1995
Est. fee
AUM / Hourly / Flat Fee
View profile
GF

Guy Francis Guarrera

New York·CRD #3033262
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
28 yrs
States
2
Exams
4
Since
1998
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
GG

Guy G Loret-De-Mola

Florida·CRD #2332558
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
2
Exams
6
Since
1997
Est. fee
AUM / Commission / Flat Fee
View profile
GG

Guy Gregory Clemente

Texas·CRD #1222597
Dual-registered

Dual-registered at AEGIS CAPITAL CORP.

Experience
42 yrs
States
1
Exams
8
Since
1984
Est. fee
AUM / Hourly
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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