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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AJ

Andrew James Foote

Alabama·CRD #5710596
IA Rep

Investment Adviser Rep at RBC CAPITAL MARKETS, LLC

States
25
Fee
AUM / Flat Fee
View profile
AJ

Andrew James Glaser

Nebraska·CRD #5944845
IA Rep

Investment Adviser Rep at ORION PORTFOLIO SOLUTIONS, LLC

States
1
Fee
AUM / Flat Fee / Performance-based
View profile
AJ

Andrew James Glassner

Arizona·CRD #3248023
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

States
13
Fee
AUM / Hourly / Flat Fee
View profile
AJ

Andrew James Hill

Alabama·CRD #2370554
IA Rep

Investment Adviser Rep at HIGHTOWER ADVISORS, LLC

Experience
31 yrs
States
20
Since
1995
Est. fee
AUM / Hourly / Flat Fee / Other
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AJ

Andrew James Kaye

Florida·CRD #7886918
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
8
Fee
AUM / Commission / Flat Fee
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AJ

Andrew James Keating

Florida·CRD #2281376
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

States
6
Fee
AUM / Hourly / Flat Fee
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AJ

Andrew James Kelch

Texas·CRD #4681111
IA Rep

Investment Adviser Rep at HIGHTOWER ADVISORS, LLC

Experience
22 yrs
States
1
Since
2004
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
AJ

Andrew James Lavelle

Arizona·CRD #6918395
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
26
Fee
AUM / Commission / Flat Fee
View profile
AJ

Andrew James Lehman

Ohio·CRD #5706352
Dual-registered

Dual-registered at INSPIRE ADVISORS, LLC

Experience
17 yrs
States
2
Exams
3
Since
2009
Est. fee
AUM
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AJ

Andrew James Manuse

Massachusetts·CRD #6684255
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

States
4
Fee
AUM / Hourly / Flat Fee
View profile
AJ

Andrew James Marra

Florida·CRD #6797777
IA Rep

Investment Adviser Rep at HORNOR, TOWNSEND & KENT, LLC

States
2
Fee
AUM / Hourly / Flat Fee / Other
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AJ

Andrew James Mikovch

Ohio·CRD #2939564
IA Rep

Investment Adviser Rep at STRATOS WEALTH ADVISORS LLC

States
2
Fee
AUM / Hourly / Flat Fee / Other
View profile
AJ

Andrew James Mitchell

Illinois·CRD #7269909
IA Rep

Investment Adviser Rep at SOUND INCOME STRATEGIES, LLC

States
2
Fee
AUM / Hourly / Flat Fee
View profile
AJ

Andrew James Moore

Alaska·CRD #2613324
IA Rep

Investment Adviser Rep at RBC CAPITAL MARKETS, LLC

States
43
Fee
AUM / Flat Fee
View profile
AJ

Andrew James Murphy

Arizona·CRD #7528111
IA Rep

Investment Adviser Rep at EQUITABLE ADVISORS, LLC

States
9
Fee
AUM / Hourly / Flat Fee
View profile
AJ

Andrew James Pleune

Florida·CRD #7290681
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
6 yrs
States
2
Exams
4
Since
2020
Est. fee
AUM / Other
View profile
AJ

Andrew James Riviello

Maryland·CRD #7015306
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

States
4
Fee
AUM / Hourly / Flat Fee
View profile
AJ

Andrew James Rohrbach

Minnesota·CRD #7551829
IA Rep

Investment Adviser Rep at KOVACK ADVISORS, INC.

States
2
Fee
AUM / Hourly / Flat Fee / Other
View profile
AJ

Andrew James Rovzar

California·CRD #7135977
IA Rep

Investment Adviser Rep at BEACON POINTE ADVISORS, LLC

Experience
5 yrs
States
1
Since
2021
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
AJ

Andrew James Shaffer

California·CRD #6602874
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

States
6
Fee
AUM / Hourly / Flat Fee
View profile
AJ

Andrew James Sheridan

Alabama·CRD #5432376
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
41
Fee
AUM / Commission / Flat Fee
View profile
AJ

Andrew James Siergiewicz

Florida·CRD #6094410
IA Rep

Investment Adviser Rep at EQUITABLE ADVISORS, LLC

States
4
Fee
AUM / Hourly / Flat Fee
View profile
AJ

Andrew James Stern

California·CRD #5828349
IA Rep

Investment Adviser Rep at RBC CAPITAL MARKETS, LLC

States
25
Fee
AUM / Flat Fee
View profile
AJ

Andrew James Thomas

Kansas·CRD #6085069
Dual-registered

Dual-registered at THE RETIREMENT PLANNING GROUP, LLC

Experience
13 yrs
States
2
Exams
4
Since
2013
Est. fee
AUM / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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