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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
HJ

Hans Johnson

Wisconsin·CRD #823712
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
48 yrs
States
1
Exams
5
Since
1978
Est. fee
AUM / Commission / Flat Fee
View profile
HJ

Hans J Taenzer

New Jersey·CRD #5300814
IA Rep

Investment Adviser Rep at ALLIANCE WEALTH MANAGEMENT GROUP, LLC

Experience
19 yrs
States
1
Exams
1
Since
2007
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
HK

Hans Klaus Vermes

New York·CRD #2455170
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
32 yrs
States
1
Exams
5
Since
1994
Est. fee
AUM / Hourly / Flat Fee
View profile
HD

Hanson Douglas Street

Texas·CRD #5924153
Dual-registered

Dual-registered at SHELTER WEALTH STRATEGIES, LLC

Experience
12 yrs
States
1
Exams
3
Since
2014
Fee
AUM / Other
Minimum
$250k
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HP

Hanson Pui Wong

California·CRD #4205653
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
2
Exams
6
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
HW

Hantao Wang

New York·CRD #6918665
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
8 yrs
States
1
Exams
3
Since
2018
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
HT

Han Tran

California·CRD #5206873
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
2
Exams
4
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
HH

Hany H Ahmad

Texas·CRD #4947204
Dual-registered

Dual-registered at TEAMWORK FINANCIAL ADVISORS, LLC

Experience
20 yrs
States
1
Exams
5
Since
2006
Est. fee
AUM / Flat Fee
View profile
HH

Haochen Hu Sneve

Minnesota·CRD #6849385
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
9 yrs
States
1
Exams
5
Since
2017
Fee
AUM / Other
View profile
HZ

Haolun Zhang

California·CRD #6788017
Dual-registered

Dual-registered at IEQ CAPITAL, LLC

Experience
9 yrs
States
1
Exams
4
Since
2017
Est. fee
AUM / Flat Fee
View profile
HM

Hao Miao

New York·CRD #7369628
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
1
Exams
3
Since
2026
Est. fee
AUM / Commission / Flat Fee
View profile
HZ

Haoqiu Zhang

California·CRD #7696586
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
HT

Hao The Luong

Connecticut·CRD #6814239
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
5
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
HL

Happy Lane Franklin

Texas·CRD #4424351
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
25 yrs
States
1
Exams
4
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
HI

Haralambos Ignatios Kitsos

Florida·CRD #2194430
Dual-registered

Dual-registered at BRADFORD FINANCIAL SERVICES CORP

Experience
34 yrs
States
4
Exams
8
Since
1992
Est. fee
AUM / Hourly / Flat Fee
View profile
HA

Harald Arthur Gundersen

Connecticut·CRD #1871111
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
1
Exams
4
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
HK

Hardeep Kaur

Kansas·CRD #7509693
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
5
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
HP

Hardev Prempuri Goswami

Florida·CRD #4188689
Dual-registered

Dual-registered at ON INVESTMENT MANAGEMENT CO

Experience
26 yrs
States
2
Exams
5
Since
2000
Est. fee
AUM / Hourly / Flat Fee
View profile
HN

Hardit Narayan Chaudhary

California·CRD #2463697
Dual-registered

Dual-registered at EMERSON EQUITY LLC

Experience
31 yrs
States
1
Exams
5
Since
1995
Est. fee
AUM / Hourly / Flat Fee
View profile
HT

Hardy Tey

Illinois·CRD #5045507
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
16 yrs
States
1
Exams
4
Since
2010
Est. fee
AUM / Hourly / Flat Fee
View profile
HS

Harender Singh Arora

New York·CRD #1269664
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
42 yrs
States
2
Exams
6
Since
1984
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
HK

Hari K Rao

Michigan·CRD #5906802
Dual-registered

Dual-registered at MAINSTAY CAPITAL MANAGEMENT, LLC

Experience
14 yrs
States
1
Exams
3
Since
2012
Est. fee
AUM / Flat Fee
Minimum
$200k
View profile
HR

Hari Ram Garhwal

California·CRD #4636550
IA Rep

Investment Adviser Rep at GARHWAL, CHAN & WILLIAMS INC.

Experience
23 yrs
States
2
Exams
1
Since
2003
Est. fee
AUM / Flat Fee
View profile
HB

Haris Breining

California·CRD #6640129
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
10 yrs
States
2
Exams
5
Since
2016
Fee
AUM / Other
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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