AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
HC

Harish Chugh

New York·CRD #736278
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
45 yrs
States
2
Exams
10
Since
1981
Est. fee
AUM / Hourly / Flat Fee
View profile
HP

Harish Pasupuleti

New Jersey·CRD #5574416
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
4
Exams
3
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
HK

Haris Kopic

Minnesota·CRD #5752238
Dual-registered

Dual-registered at BOYUM WEALTH ARCHITECTS LLC

Experience
7 yrs
States
1
Exams
5
Since
2019
Fee
AUM / Hourly / Flat Fee
Minimum
$50k
View profile
HM

Haris Monga

Texas·CRD #8232323
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

States
1
Exams
3
Est. fee
AUM / Hourly / Flat Fee
View profile
HS

Haris Sayed Gailani

California·CRD #6990471
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
2
Exams
5
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
HZ

Haris Zia Ansari

Texas·CRD #6216122
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
13 yrs
States
2
Exams
3
Since
2013
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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HK

Harjit Kaur Arora

New York·CRD #3065406
Dual-registered

Dual-registered at IBN FINANCIAL SERVICES, INC

Experience
28 yrs
States
1
Exams
5
Since
1998
Est. fee
AUM / Hourly / Other
View profile
HD

Harlan Dickson Hughes

Louisiana·CRD #2644577
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
31 yrs
States
2
Exams
6
Since
1995
Fee
AUM / Hourly / Flat Fee
View profile
HL

Harlan Larry Fortenberry

Mississippi·CRD #824369
Dual-registered

Dual-registered at FIRST HEARTLAND CONSULTANTS, INC.

Experience
50 yrs
States
1
Exams
4
Since
1976
Est. fee
AUM / Hourly / Flat Fee
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HV

Harlem Valdez

New York·CRD #4930124
Dual-registered

Dual-registered at WILLIAM BLAIR & COMPANY L.L.C.

Experience
15 yrs
States
1
Exams
4
Since
2011
Est. fee
AUM / Flat Fee
View profile
HB

Harley Brett Nager

Pennsylvania·CRD #5015923
Dual-registered

Dual-registered at SEI INVESTMENTS MANAGEMENT CORP

Experience
20 yrs
States
1
Exams
4
Since
2006
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$25.0M
View profile
HE

Harley Eberhardt Shanklin

Indiana·CRD #6395596
Dual-registered

Dual-registered at FOUNDATIONS INVESTMENT ADVISORS LLC

Experience
12 yrs
States
2
Exams
3
Since
2014
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
HJ

Harley John Mann Jr

Maryland·CRD #1995926
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
37 yrs
States
3
Exams
5
Since
1989
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
HT

Harley Travis Moore

California·CRD #8100314
IA Rep

Investment Adviser Rep at WHITTIER ADVISORS, LLC

Experience
1 yrs
States
2
Since
2025
Est. fee
AUM / Flat Fee
View profile
HL

Harli Lynn Palme

North Carolina·CRD #5087332
IA Rep

Investment Adviser Rep at MODERA WEALTH MANAGEMENT, LLC

Experience
20 yrs
States
1
Exams
1
Since
2006
Fee
AUM / Hourly / Flat Fee
View profile
HS

Harman Singh Johal

Texas·CRD #4835232
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
20 yrs
States
1
Exams
9
Since
2006
Fee
AUM / Other
View profile
HA

Harmon Anson Kong

California·CRD #1912783
Dual-registered

Dual-registered at APRIEM ADVISORS

Experience
28 yrs
States
2
Exams
3
Since
1998
Est. fee
AUM / Flat Fee / Performance-based
View profile
HD

Harmony Dionne Wagner

New York·CRD #7404910
IA Rep

Investment Adviser Rep at BOUCHEY FINANCIAL GROUP LTD

Experience
5 yrs
States
2
Since
2021
Est. fee
AUM / Flat Fee
Minimum
$500k
View profile
HA

Harold Alfonzo Green

Hawaii·CRD #6712300
IA Rep

Investment Adviser Rep at BRIGHTREE WEALTH MANAGEMENT, LLC

Experience
9 yrs
States
1
Exams
2
Since
2017
Fee
AUM / Hourly / Flat Fee
View profile
HA

Harold Ancho Basilio

Hawaii·CRD #2247302
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
34 yrs
States
2
Exams
3
Since
1992
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
HA

Harold Andrew Clark

Arkansas·CRD #1150070
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
43 yrs
States
1
Exams
5
Since
1983
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
HB

Harold Bin Cho

New Jersey·CRD #2202603
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
34 yrs
States
2
Exams
8
Since
1992
Est. fee
AUM / Commission / Flat Fee
View profile
HB

Harold Blaine Miller

Alabama·CRD #4214267
Dual-registered

Dual-registered at NBC SECURITIES, INC.

Experience
24 yrs
States
1
Exams
6
Since
2002
Est. fee
AUM / Hourly / Flat Fee
Minimum
$50k
View profile
HC

Harold Charles Schloss

California·CRD #4199714
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
2
Exams
5
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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