AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AH

Abelardo Hernandez Miranda

Texas·CRD #2227002
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
34 yrs
States
1
Exams
7
Since
1992
Est. fee
AUM / Commission / Flat Fee
View profile
AJ

Abelardo J Riera

Connecticut·CRD #2514172
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
3
Exams
3
Since
1994
Est. fee
AUM / Commission / Flat Fee
View profile
AS

Abelardo Santiago Curdumi

Connecticut·CRD #4144454
IA Rep

Investment Adviser Rep at 5TH STREET ADVISORS, LLC

Experience
20 yrs
States
1
Exams
6
Since
2006
Fee
AUM / Hourly / Flat Fee
View profile
AG

Abel Guerrero

Florida·CRD #8194079
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
AL

Abel Lopez Olivares

Colorado·CRD #3016251
Dual-registered

Dual-registered at CENTAURUS FINANCIAL, INC.

Experience
28 yrs
States
4
Exams
3
Since
1998
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
AN

Abe Nmn Askil Jr.

Arizona·CRD #2244499
Dual-registered

Dual-registered at TITAN CAPITAL MANAGEMENT

Experience
29 yrs
States
2
Exams
3
Since
1997
Fee
AUM / Flat Fee / Performance-based
Minimum
$500k
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AM

Abhinay Madadi

New Jersey·CRD #6234776
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
2
Exams
4
Since
2015
Est. fee
AUM / Commission / Flat Fee
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AT

Abhinn Tejpal Sharma

N/A·CRD #8234710
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Exams
3
Since
2026
Est. fee
AUM / Hourly / Flat Fee
View profile
AG

Abhishek Gaur

California·CRD #7009920
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
AP

Abhishek Paliwal

Connecticut·CRD #6377995
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
3
Exams
3
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
AP

Abhishek Pradip Patel

New Jersey·CRD #8181957
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
2
Exams
3
Since
2026
Est. fee
AUM / Commission / Flat Fee
View profile
AU

Abhishek Umesh Sheth

Florida·CRD #4656005
Dual-registered

Dual-registered at ARETE WEALTH ADVISORS, LLC

Experience
23 yrs
States
7
Exams
4
Since
2003
Est. fee
AUM / Hourly / Flat Fee / Performance-based / Other
Minimum
$50k
View profile
AA

Abid Afridi

Florida·CRD #6659308
IA Rep

Investment Adviser Rep at TRANSAMERICA RETIREMENT ADVISORS, LLC

Experience
10 yrs
States
1
Exams
4
Since
2016
Est. fee
AUM / Flat Fee
Minimum
$2.0M
View profile
AA

Abid Ali Khan

Texas·CRD #5486464
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

Experience
18 yrs
States
1
Exams
5
Since
2008
Est. fee
AUM / Hourly / Flat Fee
View profile
AH

Abid Hasan Rizvi

New York·CRD #6109672
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
5
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
AA

Abiel Acosta

California·CRD #4851789
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
22 yrs
States
3
Exams
5
Since
2004
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AA

Abigail Akomea Antwi

New Jersey·CRD #7944807
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
AA

Abigail Alexandra Shek

California·CRD #6809667
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
3
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
AA

Abigail Aubrey Carr

Ohio·CRD #7565720
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

States
1
Exams
3
Since
2026
Est. fee
AUM / Hourly / Flat Fee
View profile
AC

Abigail Catherine Sheets

Texas·CRD #8181811
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
AC

Abigail Cheng Gunderson

Texas·CRD #3089575
Dual-registered

Dual-registered at TANGLEWOOD TOTAL WEALTH MANAGEMENT, INC.

Experience
20 yrs
States
1
Exams
2
Since
2006
Est. fee
AUM
View profile
AC

Abigail Claire Sutterman

Texas·CRD #7208137
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
1
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
AC

Abigail Claudio-Jackson

Texas·CRD #3264628
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
1
Exams
3
Since
1999
Est. fee
AUM / Commission / Flat Fee
View profile
AE

Abigail Elizabeth Just

Virginia·CRD #5191369
Dual-registered

Dual-registered at WEST FINANCIAL SERVICES, INC.

Experience
14 yrs
States
1
Exams
3
Since
2012
Fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.