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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AF

Adalberto Fuentes

Alabama·CRD #6587219
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
53
Fee
AUM / Commission / Flat Fee
View profile
AA

Adam A Allgaier

Colorado·CRD #7327603
IA Rep

Investment Adviser Rep at MOUNTAIN CAPITAL INVESTMENT ADVISORS INC

Experience
5 yrs
States
1
Exams
1
Since
2021
Fee
AUM
View profile
AA

Adam Abida

Connecticut·CRD #7838297
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
14
Fee
AUM / Commission / Flat Fee
View profile
AH

Adama Hawa Diallo

Delaware·CRD #7611574
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
12
Fee
AUM / Commission / Flat Fee
View profile
AA

Adam Alexander Avila

New Hampshire·CRD #6124928
Dual-registered

Dual-registered at PALLAS CAPITAL ADVISORS, LLC

Experience
14 yrs
States
3
Exams
5
Fee
AUM / Hourly / Flat Fee
View profile
AA

Adam Alexander Krol

California·CRD #6830448
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

States
20
Fee
AUM / Hourly / Flat Fee
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AA

Adam Ambielli

California·CRD #6334393
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

States
12
Fee
AUM / Hourly / Flat Fee
View profile
AA

Adam Amir Bagherian

Alabama·CRD #5021825
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

States
11
Fee
AUM / Hourly / Flat Fee
View profile
AA

Adam Amiri

Alabama·CRD #7932820
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
44
Fee
AUM / Commission / Flat Fee
View profile
AA

Adam Angibeau

Connecticut·CRD #6191823
IA Rep

Investment Adviser Rep at SOUND INCOME STRATEGIES, LLC

States
1
Fee
AUM / Hourly / Flat Fee
View profile
AA

Adam Anthony Helwich

N/A·CRD #5053965
IA Rep

Investment Adviser Rep at BROOKSTONE CAPITAL MANAGEMENT LLC

Fee
AUM / Hourly / Flat Fee
View profile
AA

Adam Anthony Pena

Connecticut·CRD #7051463
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
15
Fee
AUM / Commission / Flat Fee
View profile
AA

Adam Anthony Waitkevich

Massachusetts·CRD #4735172
Dual-registered

Dual-registered at CONCORD WEALTH PARTNERS

Experience
22 yrs
States
1
Exams
5
Since
2004
Est. fee
AUM / Hourly / Flat Fee
View profile
AA

Adam Anthony Weingartner

Florida·CRD #5264426
Dual-registered

Dual-registered at ARETE WEALTH ADVISORS, LLC

Experience
19 yrs
States
3
Exams
4
Since
2007
Est. fee
AUM / Hourly / Flat Fee / Performance-based / Other
Minimum
$50k
View profile
AA

Adam Applegate

Alabama·CRD #4936894
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
53
Fee
AUM / Commission / Flat Fee
View profile
AM

Ada Margaret Brewster

Alabama·CRD #6165963
IA Rep

Investment Adviser Rep at VICTORY CAPITAL MANAGEMENT INC.

States
52
Fee
AUM / Flat Fee / Performance-based
View profile
AS

Adama Sanogo

District Of Columbia·CRD #5429633
IA Rep

Investment Adviser Rep at EQUITABLE ADVISORS, LLC

States
9
Fee
AUM / Hourly / Flat Fee
View profile
AB

Adam Band

Alabama·CRD #5644486
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
43
Fee
AUM / Commission / Flat Fee
View profile
AB

Adam Barrett Spence

Texas·CRD #4569706
Dual-registered

Dual-registered at CX INSTITUTIONAL, LLC

Experience
21 yrs
States
1
Exams
4
Since
2005
Est. fee
AUM / Flat Fee
Minimum
$5k
View profile
AB

Adam Batchelor

California·CRD #6523959
IA Rep

Investment Adviser Rep at OSAIC INSTITUTIONS, INC.

States
7
Fee
AUM / Hourly / Flat Fee
View profile
AB

Adam B Davey

Alabama·CRD #7600085
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
12
Fee
AUM / Commission / Flat Fee
View profile
AB

Adam Behrens

New Jersey·CRD #5736356
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
2
Fee
AUM / Commission / Flat Fee
View profile
AB

Adam Benjamin Coleman

North Carolina·CRD #5292043
IA Rep

Investment Adviser Rep at COMPOUND PLANNING, INC.

States
2
Fee
AUM / Flat Fee / Other
View profile
AB

Adam B Heapy

California·CRD #8030392
IA Rep

Investment Adviser Rep at NEWEDGE ADVISORS

States
1
Fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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