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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
HW

Heath William Sorenson

Illinois·CRD #4528655
Dual-registered

Dual-registered at ASSOCIATED INVESTMENT SERVICES, INC.

Experience
21 yrs
States
1
Exams
5
Since
2005
Fee
AUM
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HI

Heba Ibrahim Kandil

Texas·CRD #7226088
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
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HA

Hector Alaniz Hernandez

Nevada·CRD #7705159
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
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HA

Hector Alberto Penalosa Jr

California·CRD #2778914
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
29 yrs
States
1
Exams
5
Since
1997
Fee
AUM / Other
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HA

Hector Alejandro Equihua

Florida·CRD #8153917
Dual-registered

Dual-registered at INSIGNEO ADVISORY SERVICES, LLC

States
2
Exams
3
Since
2026
Est. fee
AUM / Flat Fee / Other
Minimum
$100k
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HA

Hector Alfonso Hernandez

Florida·CRD #2918770
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
2
Exams
3
Since
1997
Est. fee
AUM / Commission / Flat Fee
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HA

Hector A Martinez

Puerto Rico·CRD #2533545
Dual-registered

Dual-registered at FSAM LLC

Experience
29 yrs
States
1
Exams
5
Since
1997
Est. fee
AUM
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HC

Hector Cesar Maldonado

California·CRD #2996760
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
26 yrs
States
2
Exams
5
Since
2000
Est. fee
AUM / Flat Fee
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HC

Hector Crespo Jr

California·CRD #3015246
Dual-registered

Dual-registered at AEGIS CAPITAL CORP.

Experience
28 yrs
States
15
Exams
5
Since
1998
Est. fee
AUM / Hourly
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HD

Hector Daniel Nino

Texas·CRD #4500104
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
1
Exams
4
Since
2002
Est. fee
AUM / Commission / Flat Fee
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HD

Hector D Vilchis

Florida·CRD #7877342
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
2 yrs
States
1
Exams
4
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
HE

Hector Elizondo Jr

Texas·CRD #3143230
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
28 yrs
States
1
Exams
7
Since
1998
Est. fee
AUM / Hourly / Flat Fee
View profile
HE

Hector Emiliano Morales Garza

Texas·CRD #7400721
Dual-registered

Dual-registered at DIMENSIONAL FUND ADVISORS LP

Experience
5 yrs
States
1
Exams
3
Since
2021
Est. fee
AUM / Performance-based
Minimum
$250k
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HE

Hector Emmanuel Medina

California·CRD #7977050
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
HF

Hector Fernandez

Florida·CRD #3052730
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
2
Exams
6
Since
1999
Est. fee
AUM / Commission / Flat Fee
View profile
HF

Hector Francisco Villaescusa

Florida·CRD #4185707
Dual-registered

Dual-registered at BULLTICK WEALTH MANAGEMENT, LLC

Experience
23 yrs
States
2
Exams
9
Since
2003
Est. fee
AUM / Flat Fee / Performance-based
View profile
HG

Hector G Laffitte

Georgia·CRD #6964918
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
HJ

Hector J Gonzalez

Florida·CRD #5330726
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
2
Exams
3
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
HL

Hector Luis Quinones Sanchez

Florida·CRD #8201046
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

States
2
Exams
3
Since
2026
Est. fee
AUM / Hourly / Flat Fee
View profile
HM

Hector M Amezcua

California·CRD #5677533
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
2
Exams
3
Since
2010
Est. fee
AUM / Commission / Flat Fee
View profile
HM

Hector Mario Chavez

Texas·CRD #7401946
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
1
Exams
5
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
HM

Hector Miguel Valdez

Texas·CRD #7901217
IA Rep

Investment Adviser Rep at FMSA

Experience
2 yrs
States
1
Exams
1
Since
2024
Est. fee
AUM / Hourly
View profile
HO

Hector Ortiz III

Nebraska·CRD #4796091
Dual-registered

Dual-registered at ORION PORTFOLIO SOLUTIONS, LLC

Experience
21 yrs
States
1
Exams
6
Since
2005
Est. fee
AUM / Flat Fee / Performance-based
View profile
HR

Hector Ruben Rosario Cuevas

Florida·CRD #5435619
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
2
Exams
3
Since
2009
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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