Heath William Sorenson
Investment Adviser Representative at Associated Investment Services, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Heath William Sorenson is an investment adviser representative with Associated Investment Services, Inc. in Rockford, IL, where they have been registered since 2025. They have worked in the securities industry since 2005 and have been registered with 4 firms, including Midland Wealth Management and Raymond James Financial Services Advisors, Inc. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Illinois.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Illinois
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Raymond James Financial Services, IncDec 2011 – Jun 2017Effingham, IL
- Midland States BankMay 2010 – Dec 2024Effingham, IL
- Raymond James Financial Services Advisors Inc.Jan 2015 – Jun 2017Rockford, IL
- CedarPoint Investment Advisors, Inc.Mar 2017 – Sep 2022Delafield, WI
- Raymond James Financial Services, IncSep 2022 – Apr 2023Effingham, IL
- Raymond James Financial Services Advisors, IncSep 2022 – Apr 2023Effingham, IL
- Midland Wealth ManagementMay 2010 – Dec 2024Effingham, IL
- Midland Trust CompanyFeb 2017 – Dec 2024Effingham, IL
- Midland Wealth Advisors, LLCJul 2023 – Dec 2024Effingham, IL
- Lasalle St Securities, L.L.C.Sep 2023 – Dec 2024Effingham, IL
- Associated Trust CompanyDec 2024 – no end date reportedRockford, IL
- Associated Investment Services, Inc.Feb 2025 – no end date reportedGreen Bay, WI
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Associated Investment Services, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Checking accounts, savings accounts, home loans, HELOC, credit cards, personal loans, business banking, wealth management, commercial banking, retirement plans, brokerage accounts, payroll services, and digital banking.
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 43
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Green Bay, WI
- SEC file number:
- 801-71639
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of October 1, 2026
View full firm profileOther advisors at Associated Investment Services, Inc.
Showing 12 of 43 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Heath William Sorenson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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