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Heath William Sorenson

Investment Adviser Representative at ASSOCIATED INVESTMENT SERVICES, INC.

Rockford, ILCRD #4528655Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
21 yrs
States Registered
1 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Heath William Sorenson has worked in the securities industry since 2005. They are registered to provide investment advisory services in Illinois.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Illinois
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/25/2014
Series 63
Uniform Securities Agent State Law Examination
Passed 4/26/2002
Series 7
General Securities Representative Examination
Passed 6/13/2002
Series 53
Municipal Securities Principal Examination
Passed 2/4/2004
Series 24
General Securities Principal Examination
Passed 7/29/2002

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Associated Investment Services, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ASSOCIATED INVESTMENT SERVICES, INC.Current
3/11/2025Rockford, IL
ASSOCIATED INVESTMENT SERVICES, INC.Current
3/11/2025Rockford, IL
MIDLAND WEALTH MANAGEMENT
7/27/20231/10/2025Effingham, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
9/8/20224/25/2023Effingham, IL
MIDLAND FINANCIAL ADVISORS, INC.
6/20/201710/29/2021Delafield, WI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
1/2/20156/7/2017Rockford, IL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Heath William Sorenson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Heath William Sorenson - Financial Advisor in Rockford, IL | AdvisorFinder