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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
HL

Helen Lehmann Thornton

Texas·CRD #2451298
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
32 yrs
States
1
Exams
5
Since
1994
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
HL

Helen L Sims Duerr

Pennsylvania·CRD #5129273
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
2
Exams
5
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile
HM

Helen Mikias Haile

Maryland·CRD #8024448
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
HO

Helen O'Hara

Florida·CRD #1510725
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
3
Exams
6
Since
2005
Est. fee
AUM / Commission / Flat Fee
View profile
HP

Helen P De Bearn

Texas·CRD #432526
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
55 yrs
States
2
Exams
6
Since
1971
Est. fee
AUM / Commission / Flat Fee
View profile
HS

Helen Sarah Seestadt

California·CRD #4718675
Dual-registered

Dual-registered at GALLAGHER FIDUCIARY ADVISORS, LLC

Experience
22 yrs
States
2
Exams
5
Since
2004
Est. fee
AUM / Hourly / Flat Fee
View profile
HS

Helen Shih Chu-Suwarnasarn

California·CRD #5544993
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
16 yrs
States
1
Exams
3
Since
2010
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
HS

Helen S Rancich

Illinois·CRD #1884458
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
37 yrs
States
1
Exams
6
Since
1989
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
HW

Helen Waleta Hartman

North Carolina·CRD #5231652
Dual-registered

Dual-registered at REDWOOD FINANCIAL NETWORK

Experience
19 yrs
States
4
Exams
5
Since
2007
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$250k
View profile
HW

Helen Webb Godwin Ms

North Carolina·CRD #4718883
IA Rep

Investment Adviser Rep at QUANTITATIVE PROCESS, LLC

Experience
23 yrs
States
2
Exams
4
Since
2003
Est. fee
AUM / Hourly / Flat Fee
View profile
HH

Helio Hashimoto

Alabama·CRD #7057904
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
7 yrs
States
21
Exams
10
Since
2019
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
View profile
HO

Helmis Omar Alvarez Cardenas

Florida·CRD #8279254
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
1
Exams
3
Since
2026
Est. fee
AUM / Commission / Flat Fee
View profile
HV

Hemal Vasant Patel

Connecticut·CRD #7589820
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
HK

Hemant Kathuria

Arizona·CRD #5380092
Dual-registered

Dual-registered at A.G.P / ALLIANCE GLOBAL PARTNERS

Experience
19 yrs
States
6
Exams
5
Since
2007
Est. fee
AUM / Hourly / Other
Minimum
$10k
View profile
HP

Hemant Pal Singh

California·CRD #1823977
Dual-registered

Dual-registered at A.G.P / ALLIANCE GLOBAL PARTNERS

Experience
38 yrs
States
7
Exams
7
Since
1988
Est. fee
AUM / Hourly / Other
Minimum
$10k
View profile
HS

Hemant Sachdev

Florida·CRD #2518413
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
25 yrs
States
2
Exams
5
Since
2001
Est. fee
AUM / Hourly / Flat Fee
View profile
HL

Henderson Louviere

North Carolina·CRD #8206233
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
2
Exams
3
Since
2026
Est. fee
AUM / Commission / Flat Fee
View profile
HJ

Hengzhe Joseph Li

Texas·CRD #8077277
IA Rep

Investment Adviser Rep at FAYEZ SAROFIM & CO.

Experience
1 yrs
States
1
Since
2025
Fee
AUM
Minimum
$5.0M
View profile
HI

Henriette Isabella O'Connor

New York·CRD #1105501
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
39 yrs
States
2
Exams
3
Since
1987
Est. fee
AUM / Flat Fee
View profile
HE

Henrik E Gulmann

Connecticut·CRD #4188802
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
3
Exams
3
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
HO

Henri Overfelt

Nebraska·CRD #7394655
IA Rep

Investment Adviser Rep at MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Experience
4 yrs
States
1
Exams
4
Since
2022
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
HD

Henrique David Lucena

Florida·CRD #5605196
Dual-registered

Dual-registered at LAIDLAW WEALTH MANAGEMENT LLC

Experience
18 yrs
States
1
Exams
3
Since
2008
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
HD

Henrique Donati Ribeiro

Tennessee·CRD #7965960
IA Rep

Investment Adviser Rep at FUTURE CAPITAL

Experience
2 yrs
States
1
Exams
1
Since
2024
Est. fee
AUM / Flat Fee
View profile
HW

Henri W. Moudi

Alabama·CRD #2663326
Dual-registered

Dual-registered at MISSION CREEK CAPITAL PARTNERS, INC.

Experience
10 yrs
States
8
Exams
3
Since
2016
Est. fee
AUM / Hourly / Performance-based
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisors - Page 1315 | AdvisorFinder