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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
HE

Heinz Erhard Ickert

Ohio·CRD #2979183
Dual-registered

Dual-registered at BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Experience
28 yrs
States
1
Exams
5
Since
1998
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$25k
View profile
HV

Helaine Vivian Mamelak

New York·CRD #1628426
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
18 yrs
States
2
Exams
4
Since
2008
Est. fee
AUM / Flat Fee
View profile
HJ

Helena Jiaxuan Lee

New York·CRD #6943485
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

Experience
7 yrs
States
1
Exams
4
Since
2019
Est. fee
AUM / Hourly / Flat Fee
View profile
HA

Helen Amelia Fritsche

North Carolina·CRD #1608468
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
37 yrs
States
2
Exams
6
Since
1989
Est. fee
AUM / Commission / Flat Fee
View profile
HA

Helen Ann Persichilli

New Jersey·CRD #4315252
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
3
Exams
3
Since
2002
Est. fee
AUM / Commission / Flat Fee
View profile
HR

Helena Rose Pereira

California·CRD #7639826
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
HC

Helen Clamana Nix

North Carolina·CRD #7457925
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
5
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
HD

Helen D O'Rourke

Connecticut·CRD #6760049
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
3
Exams
5
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
HD

Helen Draper

California·CRD #6421183
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
8 yrs
States
1
Exams
3
Since
2018
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
HD

Helen D Sharpe

Texas·CRD #5140840
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
1
Exams
3
Since
2006
Est. fee
AUM / Commission / Flat Fee
View profile
HF

Helene F. Lino Ms

Pennsylvania·CRD #5029242
Dual-registered

Dual-registered at ESI FINANCIAL ADVISORS

Experience
18 yrs
States
1
Exams
7
Since
2008
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
HF

Helene Freda Lefkowitz

New York·CRD #2001590
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
37 yrs
States
2
Exams
3
Since
1989
Est. fee
AUM / Commission / Flat Fee
View profile
HL

Helene Lisa Rude

New York·CRD #6211220
Dual-registered

Dual-registered at STRATOS WEALTH PARTNERS, LTD

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
HE

Helen Elizabeth Alberto

Montana·CRD #7157810
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
3
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
HE

Helen Elizabeth Wang

New York·CRD #6356727
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
HM

Helene Marcia Naftali

Colorado·CRD #724951
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
45 yrs
States
3
Exams
3
Since
1981
Est. fee
AUM / Flat Fee
View profile
HM

Helene M Kingsland

Rhode Island·CRD #6351856
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
2
Exams
5
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
HG

Helen Genevieve Johnson

Minnesota·CRD #6574062
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
10 yrs
States
1
Exams
4
Since
2016
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
HG

Helen Gerson

Ohio·CRD #6894770
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
8 yrs
States
1
Exams
3
Since
2018
Fee
AUM / Other
View profile
HH

Helen H Balch

Florida·CRD #1394218
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
39 yrs
States
4
Exams
4
Since
1987
Est. fee
AUM / Commission / Flat Fee
View profile
HH

Helen Hsi-Shan Lin

California·CRD #4556198
Dual-registered

Dual-registered at EMERSON EQUITY LLC

Experience
23 yrs
States
1
Exams
4
Since
2003
Est. fee
AUM / Hourly / Flat Fee
View profile
HI

Helen Irene Eglentowicz

New Jersey·CRD #1389446
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
2
Exams
4
Since
2003
Est. fee
AUM / Commission / Flat Fee
View profile
HK

Helen Kathleen Henderson-Ford

Pennsylvania·CRD #1627449
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
2
Exams
3
Since
1994
Est. fee
AUM / Commission / Flat Fee
View profile
HL

Helen L Abe

California·CRD #2222281
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
34 yrs
States
2
Exams
4
Since
1992
Est. fee
AUM / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisors - Page 1314 | AdvisorFinder